Seasoned law practitioner and Partner with expert knowledge in commercial litigation and arbitration. Bringing over 28 years of experience in securities litigation and general business counseling to public and private companies. Builds lasting client relationships through advanced interpersonal and legal skills and expertise.
Defended C-Suite Executives, Board Members, and Companies in SEC, FINRA and state securities commissions' investigations and enforcement actions, as well as in federal and state shareholder securities class actions and derivative lawsuits. Assisted broker-dealers and investment advisors with regulatory and compliance issues, including inspections, investigations and enforcement actions. Counseled non-U.S. based companies on U.S. securities litigation risks and risk avoidance.
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