Accomplished research analyst with more than 20 years' experience in research and financial analyst roles for investment and buy side environments. Analyze market trends to deliver relevant data to portfolio manager to recommend market impact. High-performing researcher able to inspire multicultural teams to achieve outstanding research results. Open and clear communicator at all levels with demonstrated business and strategic vision and disciplined execution. Successfully identified, quantified, and tracked $1.2 billion of Committed Equity Financing Facility (CEFF) investment portfolio with company specific investment size ranging from $20 million to $100 million. Spearheaded research projects aligned with company processes and strategic vision by implementing intuitive models for multiple investment portfolio with diligent attention and continual analysis of industry trends to determine appropriate asset allocation. Researched and recommended stocks within the top ten holdings as measured by a percentage of the portfolio's assets. Implemented and recommended innovative alternatives to support financial transactions and resolve challenges in deal structures and negotiations. Ensured fiscal accuracy by analyzing risk impact on investment opportunities and identifying major risks of four CEFF portfolio companies in the same sector.
Superior In-depth research C-level relations
Team collaboration Long-term relationship building
Report generation Self-motivated
01/1999 to CurrentKINGSBRIDGE CAPITALNew York, NY
Spearheaded all aspects of research and due diligence to orchestrate financial, statistical, and industry analysis on key companies to support equity investment process.
Managed, planned and coordinated activities of multiple research projects to ensure that objectives are accomplished within prescribed time-frames, budgets, and funding parameters.
Implemented cooperative collaboration with a team of three and two consultants to manage and assess equity investments with primary responsibility for research in the Life Sciences sector and provide generalist coverage responsibilities for other sectors.
Created financial models for recommendation of buy/sell targets for Portfolio Manager using company reports, senior management meetings, peer meetings, and conference calls.
Specific success providing portfolio companies a proprietary financing strategy referred to as a Committed Equity Financing Facility and Committed (CEFF) of $1.2 billion to CEFF facility and company specific investments have ranged from $20 to $100 million.
Recommended innovative alternatives to support financial transactions and resolve challenges in deal structures and negotiations.
Built strong relationships with targeted company senior managements, investor relations groups, investment bankers, and brokers in behalf of Portfolio Manager.
Financial Analyst09/1996 to 09/1998MILBERG WEISSNew York, NY
Partnered with head litigators to develop, communicate, deliver financial analysis of companies that are under litigations.
worked very closely with forensic accountants in dissecting income statement, balance sheets, and cashflow statements.
Adeptly managed the relationships between the lawyers and consultants in the case.
Sell Side Research Analyst09/1994 to 06/1996Thomas JamesNew York, NY
Secured position as sell-side analyst in the Equity Research Department covering technology stocks specific focus on.
software and semiconductor companies.
Successfully initiated own stock ideas and published research reports.
in collaboration with Institutional Sales team in marketing stock ideas to Institutional investors.
Conducted morning calls.
with long and short ideas to group of group of institutional and retail brokers.
Equity Research Associate07/1989 to 09/1994Wedbush MorganNew York, NY
Selected to work with Managing Director of covering Technology Sector, Computer Hardware & Software, Semiconductor.
Orchestrated financial and industry analysis on key companies key companies to support investment process.
Handled reporting to constituencies such as; institutional sales, head of equity sales, and prospective clients.
Built financial models for individual stock recommendations.
Interviewed company management teams and made presentations regarding investment research and regularly collaborated with sales force team.
Bachelor of Science: Finance Management Information System1989State University of New YorkBuffalo, New YorkFinance Management Information System
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State University of New York
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Sell Side Research Analyst
Equity Research Associate
Bachelor of Science : Finance Management Information System 1989
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