Motivated and dedicated Operation Manager with over 18 years of experience in Derivatives and Investment Banking. Proactive in flagging and developing solutions for process inefficiencies. Natural leader driven to motivate teams to exceed business goals and targets while under pressure. Seeking to apply management talents to drive long-term company growth.
Managed the OTC Derivatives team of 10 professional personnel.
Worked and were sent to overseas offices (London and Hong Kong) multiple times to implement and provide expertise SWIFT experience and train Staff globally.
Completed 3 mergers and acquisitions throughout the past 18 years (IBOJ, DKB and RBS)
Implementations of all eFX booking methodologies, confirmation and reconciliations procedures for the Operations Department.
Successfully migrated and knowledge transferred all outsourced business back to in-house processes.
Recognitions for exceptional trading and corporate client support from Head of Trading and Department Head.
Recognized as a leader, dedicated, loyal, inspirational and organize individual.
Successfully established all Corporate and Interbank Client onboarding procedures for the Operations Department.
Vice President/ Derivative Operations / Documentation Manager09/1998 to CurrentMizuho Capital Markets, CorpNEW YORK
Manage the OTC Operations / Documentation Department. Vase experience in the Operations Department, career began with Mizuho Capital Markets Corporation as an Assistant Treasurer to an Assistant Vice President and a Vice President since 2012.
Mentored, coached and trained team members, resulting in reduced errors and increased employee growth.
A member of the New Products Committees and gives influential suggestions to assist Management's decision on new products, systems and projects.
Support and provide overall assistance to Managements, Technology, Traders, Sales, Marketers, global Operations, Legal, Compliance, Credit and Market Risk Departments.
Oversaw, manage and delegate daily workflows includes trade captures for all products, rate fixings, drafting confirmations, confirm payments, new counterparty onboarding, updating operational procedures, Straight Through Process (STP), eFX, SWIFT, ACCORD, FXALL Settlement Center, Misys CMS, and EOD reconciliations.
Expert on performing operational tasks with MarkitWire, LCH Clearing, DTCC, Thomas Reuters FXALL Settlement Center, Misys CMS and SWIFT.
Oversaw and manage all Unclear ISDA Swap confirmation templates for Interbank or Corporate Client.
Identified inefficiencies and made recommendations for process improvements for the Operations Group. Fully involved in developmental phases and testing phases.
Point-person assigned to work with internal and external developers in the creation and testing of new servlets and system enhancements, resulting in increased operational efficiencies for numerous processes.
Oversaw the developments, tests and launch all of company's new derivative products and system enhancements for the Operations Department. Most recent examples, eFX trading platform, replacement of OTC confirmation matching system, CME Clearing connectivities, Phase I of ICE Clearing, CFTC mandated Margin Rule system developments from operations perspectives.
Developed and shared best practices across the company, including all booking methodologies for derivatives products. i.e Swap, Swaptions, Average Rate Options, FX, NDF, NDS, CDS, CDX, Commodities, Tlocks, and etc.
Familiar with the 1991 ISDA Definition, the 1998 Supplement, the 2000 ISDA Definition, the 2006 ISDA Definitions, Dodd Frank Act, EMIR and CFTC reporting regulations.
FX Operations Clerk02/1997 to 09/1998THE ASAHI BANK, LTDNY NEW YORK
Verify trade tickets against broker counter party.
Complete data and payment instructions on all tickets for Manager's approval.
Handle all SWIFT, manual and phone confirmations.
Maintain forward deal and confirmations files.
Responsible and handle all trade capture.
Report total amounts of payment and receipt of all currencies on a daily basis to Front Office.
Provide overall assistance to other members of Treasury Operations and Front Office.
Maintain all voided transactions and confirmations discrepancy ledger.
Sales and Service Representative12/1995 to 12/1996THE CHASE MANHATTAN BANKNEW YORK, NY
Involved in all aspects of customer service which includes answering questions and resolved all customer's banking needs.
Interacting with our sales force and working with new customers to implement sprint service.
Responsible and provide new strategies for new sales opportunities.
Opened new accounts.
Involved with telemarketing for existing customers regarding new products and services.
Prepared and set up seminars for the community.
Reviewed, monitored and closed out all types of loans at the branch.
Worked closely with branch manager to develop promotional campaigns offered to customers, gave suggestions and ideas to increase the branch sales revenue.
Conducted weekly and monthly financial reports and branch ATM proofs at the end of the day.
Teller12/1993 to 12/1995THE CHASE MANHATTAN BANKNY NEW YORK
Areas of Expertise
FXALL Settlement Center
Psychology, Art, Business, Music, Mathematics, English and SpeechBROOKLYN COLLEGEPsychology, Art, Business, Music, Mathematics, English and Speech
Marathons, Hiking, Camping, fishing, and to enjoy nature to stay healthy and focus.
Completed Full Marathons:
2014 NYC Marathon
2015 Chicago Marathon
Fluent in several dialects of the Chinese Language
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