Senior Paralegal Regulatory/Compliance Resume Example Company Name

SENIOR PARALEGAL-REGULATORY/COMPLIANCE

Summary

A highly experienced In-house paralegal with comprehensive skills in the international financial market and healthcare fields seeking a paralegal position where these skills will add value.

Highlights

Expert in bankruptcies
Superb legal research skills

Experience

Company NameSeptember 2005 to CurrentSenior Paralegal-Regulatory/Compliance
City, State

Serve as Compliance Officer-Anti-Money Laundering - oversee communications with clients and direct responsibility for the implementation and updating of the AML policy pursuant to the PATRIOT Act.
Successfully negotiated ISDA (International Swaps and Derivatives Association, Inc.) Master Agreements, Schedules & Credit Support documents with broker-dealers and the review of derivative trade confirmation documents.
Created a corporate database to track company master agreements and integrating all back office trading systems by working closely with I/T programmer.
Negotiate prime brokerage agreements, repurchase agreements, margin agreements, netting agreements and other broker-dealer required documentation.
Maintain corporate records and minute books for several international and domestic companies.
Revise private placement offering documents and subscriptions agreements annually to ensure compliance with Bermuda, U.S.
and State regulatory requirements.
Prepare quarterly SEC filings.

Company NameSeptember 2001 to July 2005Senior Paralegal
City, State

EBF is a multi-faceted company with $3.3 billion in investment capital, including eight international and ten domestic funds trading in the private equity and distressed asset markets.
Serve as Compliance Officer-Anti-Money Laundering - oversee communications with clients and direct responsibility for the implementation and updating of the AML policy pursuant to the PATRIOT Act.
Successfully negotiated ISDA (International Swaps and Derivatives Association, Inc.) Master Agreements, Schedules & Credit Support documents with broker-dealers and the review of derivative trade confirmation documents.
Created a corporate database to track company master agreements and integrating all back office trading systems by working closely with I/T programmer.
Negotiate prime brokerage agreements, repurchase agreements, margin agreements, netting agreements and other broker-dealer required documentation.
Maintain corporate records and minute books for several international and domestic companies.
Revise private placement offering documents and subscriptions agreements annually to ensure compliance with Bermuda, U.S.
and State regulatory requirements.
Prepare quarterly SEC filings.

Company NameApril 1998 to September 2001Senior Paralegal
City, State

Prepared required documentation for joint venture transaction closings.
Maintained and enhanced the corporate subsidiary database system for 500+ U.S.
Canadian joint venture entities.
Responsible for the integrity of data, production of reports, analysis of data, and responded to questions from senior management, administration, corporate secretary, tax and corporate structure departments.
Drafted corporation/partnership/limited liability company organizational and dissolution documents and other legal documents.
Prepared SEC and CFTC (Commodity Futures Trading Commission) filings and answered general securities questions.
Prepared and negotiated new business contracts and confidentiality agreements.

Company NameJanuary 1995 to April 1998Paralegal
City, State

Prepared formation and dissolution documents for Allina's Minnesota non-profit companies; assumed name filings and continued maintenance of 150+ assumed names.
Created databases to track legal entities, assumed names and bankruptcy/unclaimed property proofs of claim.
Worked closely with tax department in analyzing and preparing charitable contribution and annual report filings.
Reviewed all vendor and I/T contracts.

Company NameSeptember 1992 to April 1993Paralegal
City, State

Company NameJanuary 1991 to January 1992Paralegal Director & Officer
City, State

Company NameJanuary 1985 to January 1991Paralegal
City, State

General corporate, mergers & acquisitions, employment law.

Education

Bethel College2000Bachelor's DegreeCity, State, USGPA: Magna cum laude GPA: 3.85

Magna cum laude GPA: 3.85

Bethel College2000Bachelor of Arts: Organizational ManagementCity, StateGPA: Graduated Magna Cum Laude

Graduated Magna Cum Laude

Minnesota Paralegal Institute1987Paralegal CertificationCity, State

Minnesota Paralegal Institute1 1987US-MN-Wayzata Certification Paralegal Certificate

Personal Information

Active Security Clearance: No Target Job: Target Job Title: Paralegal Alternate Target Job Title: Compliance Desired Job Type: Employee Desired Status: Full-Time Target Company: Company Size: No Preference Category: Legal

Skills

acquisitions, contracts, Credit, clients, databases, database, Derivatives, documentation, equity, senior management, funds, Futures, ISDA, law, legal, mergers, Money, office, organizational, Paralegal, prime, profit, programmer, securities, Swaps, tax, trading systems

Additional Information

Work Status: US - I am authorized to work in this country for any employer. Active Security Clearance: No Target Job: Target Job Title: Paralegal Alternate Target Job Title: Compliance Desired Job Type: Employee Desired Status: Full-Time Target Company: Company Size: No Preference Category: Legal Target Locations: Selected Locations: US-MN-Minneapolis US-MN-St. Paul Relocate: No

Resume Overview

School Attended

Bethel College
Minnesota Paralegal Institute

Job Titles Held:

Senior Paralegal-Regulatory/Compliance
Senior Paralegal
Paralegal
Paralegal Director & Officer

Degrees

Bachelor's Degree
Bachelor of Arts : Organizational Management
Paralegal Certification
US-MN-Wayzata Certification Paralegal Certificate

Senior Paralegal-Regulatory/Compliance Resume Example

Resume Score: 90%

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