Internal Auditor/Consultantbringing over 25 years of experience in audits, special investigations, policy reviews and research and analysis.
Skills
Internalauditing
Fraud detection and prevention
Audit reporting
NACHA audits
Strong interpersonal skills
Strong communication skills
Exceptional organization
Work History
01/2015 to 10/2015
Senior AuditorPgim Global Short Duration High Yield Fund, Inc. – Virtual Office, NV,
Supported management through risk identification, control testing and process improvement procedures.
Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.
Gathered data for internal audits through interviews, financial research and downloads.
Articulated audit findings, risks and detailed recommendations to upper management.
Performed test of design procedures to identify key controls within each department of the Bank.
Tested theidentified key controls,documented results, and performed remediation procedures for failed controls.
02/2009 to 12/2014
Advisory SeniorVerista – Newark, DE,
Performed engagements for banking clients relating to internal controls, Sarbanes Oxley, and compliance.
Prepared clear and concise work-papers with definitive conclusions.
Prepared meaningful and well written recommendations for inclusion in client correspondence.
Identified issues and applied accounting principles and auditing procedures.
Developed work programs for procedures performed for clients.
As lead auditor, participated in engagement planning and audit wrap up.
Developed positive working relationships with all clients.
Provided training to auditing staff.
03/2005 to 02/2007
Independent ConsultantKC CONSULTING – City, STATE,
Available to clients to perform a variety of engagements, including but not limited to, Sarbanes Oxley Readiness Control and Risk Assessment Consulting Internal Audit Establishment of Internal Audit Functions Fraud/Forensic Investigations Accounting Functions Limited Tax Services.
09/2001 to 03/2005
Banking Officer, Senior Internal AuditorSTERLING BANK – City, STATE,
Supervised and performed financial, internal control structure and compliance audit fieldwork as assigned for evaluation and assessment purposes.
Reviewed workpapers prepared by assigned staff and provided constructive feedback.
Interpreted the results of audit fieldwork conducted to determine whether weaknesses or deficiencies existed.
Prepared findings and recommendations based upon work performed and communicated the reportable conditions to all levels of management.
Prepared audit reports and conducted post/exit audit conferences with management.
Assisted Audit Director with preparation and presentation to Audit Committee.
Trained and mentored audit staff to develop audit skills.
01/1999 to 09/2001
ConsultantJEFFERSON WELLS INTERNATIONAL, HOUSTON – City, STATE,
Worked closely with executive management concerning litigation issues.
Worked as part of internal audit division of several local energy companies.
Performed consulting engagements for financial industry businesses.
Education
Expected in 1994
Masters of Business Administration: Accounting/Finance University of Arkansas at Little Rock - Little Rock, AR GPA:
Expected in 1987
Bachelor of Business Administration: Accounting University of Central Arkansas - Conway, AR GPA:
Affiliations
Certified Public Accountant (CPA), Arkansas and Texas
Member of American Institute of Certified Public Accountants
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