Experience with auditing and compliance projects Project Coordinator working with cross-functional teams Business, legal and regulatory research performed with Lexis-Nexis Draft, review, analysis and negotiation of business contract terms and conditions Skilled professional with Office 365, Microsoft apps, SharePoint, Portals and SEC filing software Skilled manager with wide experience training administrative staff and executives Provide legal support with preparation and due diligence processes for quarterly financial filings with the SEC to include drafting, Edgarizing and filing SEC Forms related to company earnings and other material events; collaborate, draft and review with finance team Forms 10-Q, 10-K and exhibits; and manage and coordinate SEC filings with the Taiwan Stock Exchange International Bond and Foreign Bond database; Project Coordinator for Disclosure Review Committee processes related to SEC periodic reporting for the Executive Team to include developing better communications to streamline quarterly financial reviews and SOX certification processes; Coordinate, draft and review with investor relations and finance teams quarterly Board materials and other financial-related agenda items for the Audit & Finance Committee; manage communications and meeting materials sent through the Boardvantage portal; Participate in regulatory compliance-related audits, assist with contract review and due diligence processes for transactional matters, and perform legal research for general business, securities, corporate governance and environmental issues; Manage and implement environmental financial assurance mechanisms for manufacturing facilities and remediation efforts according to state and federal regulations; maintain database and generate reports related to plant facilities for environmental, safety and health issue violations; research compliance issues posed by the regulatory programs of EPA, OSHA, DOT and their state counterparts; and provide legal support and assistance to the Environmental team and plant managers for renewals of facility/operating permits and compliance reporting; and Coordinated with business units for contract review and transfer of assets pertaining to the September 2000 separation and spin-off for Monsanto Company; which included managing the contract review and assignment process for material business agreements; and monitoring service renewals for transition services contracts between Pharmacia and Monsanto, and providing legal support for updating contract language and terms.
MANAGEREVEREST GLOBAL TECHNOLOGIES GROUP
Analyzed marketing and regulatory issues for start-up affiliate broadband communications provider, Everest Connections; prepared program supplier applications; reviewed programming contracts to identify license fees and rate formulas for commercial video bulk offerings; and researched validity of exclusivity provisions of network agreements and tier structure of channel line-ups for competitive cable and telecommunication service providers; Led collaboration efforts with cross-functional teams for developing telecommunications franchise database; developed and implemented procedures for maintenance of public audit files in accordance with FCC regulations for monitoring regulatory filings and licenses; researched FCC orders and regulations impacting the telecommunications industry; and Analyzed and researched client business and technical issues for consulting division, GLA Network Technologies; and performed due diligence services for client projects and activities, including review of regulatory requirements for new CLEC operators.
PARALEGAL/MANAGERCHARTER COMMUNICATIONS, INC
Managed and coordinated due diligence requests with other business units and system managers as a prerequisite for obtaining pertinent information and documents for acquisitions and/or divestitures; Reviewed numerous operational contracts including pole attachment, railway crossing, and bulk service agreements, leases, deeds, title policies and other miscellaneous agreements for compliance purposes connected with acquisitions, divestitures, and financing transactions; negotiated and monitored consents for assignment and transfer for operational contracts; coordinated and managed follow-up on acquisitions, including sending notices of consummation of the transaction to third parties, negotiating agreements and paying required transfer fees; and Provided legal support and assistance for regional cable systems and field managers, and managed and supervised junior-level paralegals.
COMPLIANCE ASSISTANT/OFFICE MANAGERAON WARRANTY GROUP
Researched service warranty insurance regulations for consumer electronics and appliance industry, as well as other related compliance issues; licensing of agents and preparation and submission of warranty contract forms for multiple state regulators' approval; project management for facility operations and maintenance; and reviewed company policies and developed new policy language to implement general office policies and procedures.
Education and Training
M.B.A: Business AdministrationWEBSTER UNIVERSITYBusiness Administration
B.A: History/Political ScienceST. LOUIS COMMUNITY COLLEGEHistory/Political Science