Interest Rate Derivatives Operations AVP Supervisor Resume Example HSBC Bank USA

INTEREST RATE DERIVATIVES OPERATIONS AVP SUPERVISOR

Summary of Skills

Series 99
Computers: Internet, Microsoft Office
DTCC, Markitwire and Bloomberg

Professional Experience

July 2013 to CurrentHSBC Bank USA － New York, NY

Supervisor for Derivatives Trade Control MO/ AVP Responsible for the management of four team members for all asset classes including, Credit, Emerging markets and Interest Rates derivatives.
Hold 1:1 meetings with team members; work with team members to set up yearly objectives and hold mid-year and year end reviews.
As the Risk Champion for Operations, in charge of leading introductory meetings and organizing external training for about 200 Operations team members.
Ensure all controls and reports are consistently revised in order to remain compliant with industry regulatory changes.
Complete month end reports and prepare presentation of metrics for Front office monthly meetings.
Participate and sign off on various projects involving system upgrades, industry platform changes on MarkitWire and implementations and ensure all pertaining areas are covered from an Operations perspective.
Handle audit request and ensure DIMS procedures are up to date and available for review.
Provide feedback on PDDs and BRDs, from an Operations Trade Capture perspective.
Collaborate with various areas in order to ensure Risk Weighted average is reduced and prepare presentation on the results for upper management.
Prepare quarterly regulatory reporting for mandatory clearing.

Interest Rate Derivatives Operations AVP Supervisor
June 2011 to July 2013HSBC Mexico SA Institucion de Banca Multiple Grupo Financiero HSBC － Mexicol City

Responsible for Equity OTC derivative, Interest rates and FX Options operations.In charge of overseeing operations team of three for all BAU functions including trade capture, settlements and confirmations.In charge of UATs for various projects for system implementations.Worked directly with senior management to ensure the implementation of the system used for central bank reporting was done accurately and efficiently.Handled both external central bank audit and internal audits and ensured information provided by team members was accurate and consistent. Revised and updated DIMS and worked with management to update the operations section of the PDDs for Equity Derivatives.

Settlements/ Middle Office Operations Officer
March 2008 to June 2011HSBC Bank USA － New York, NY

Responsible for Equity OTC derivative trade processing operations including: new deal validation based on term sheets; investigation and resolution of internal and external booking discrepancies; daily calculations for deal expiries, early terminations and coupons that are forwarded to the Front office for booking; setting up static data request (including listed options, NDF and T-Notes) from front office.
Responsible for ensuring that broker confirmations match booking for cash equity deals and monitoring trade fails via reports exchanged with settlements.

Documentation Analyst
February 2006 to March 2008

Draft and review Interest Rate Derivative and Emerging Markets Derivative confirmations, termination, and novation documents in accordance with the ISDA standards and definitions.
Communicate with traders to clarify details on tickets and resolve discrepancies with counterparties.
Identify, match, and execute incoming documents.
Draft and review Equity Derivative trade confirmations and Master Confirmations.
Match DTCC trades for Equity Derivatives.

Documentation Analyst/Consultant
November 2005 to February 2006Superior Staffing － New York, NY

Draft and review Interest Rate Derivative confirmation, termination, and novation documents in accordance with the ISDA standards and definitions.
Communicate with traders to clarify details on tickets and resolve discrepancies with counterparties.
Identify, match, and execute incoming documents.

Marketing and Sales Intern
September 2003 to January 2004Diane Von Furstenberg Studio － New York, NY

Assisted in the assessment of advertising material used for promotion.
Assisted in merchandising products for store display.
Researched and analyzed public relations articles published about the company.
Assisted the sales department in filing out orders, calculating due balance on orders, sending out orders, and accepting or denying returns.

Assistant Manager
May 2000 to November 2005Sunglass Hut － New York, NY

Manage different marketing strategies, including redesigning the layout of the store in order to attract customers.
Calculate financial cash flows and report figures to the district manager.
Assist in training new employees.
Manage inventory including file reports for discrepancies.

Tutor
February 2000 to January 2002America Reads － New York, NY

Tutored 3-4 kindergarten and first grade students with writing, reading, and math.
Helped first through fifth grade students one-on-one with homework in after school program.

Education

Bachelor of Science : International Business, 01/04New York University, Leonard N. Stern School of Business － New York, NYInternational Business 3.5 3.6

Coursework in Italian language, Florentine art, and Italian history : 05/02New York University at La Pietra － Florence, Italy

Regents Diploma : 06/99Brooklyn Technical High School － Brooklyn, NY

Interests

ISDA Equity Derivatives Documentation Workshop 06/26/2007 *INTERESTS Traveling, cultures, languages, art, and photography Travels include: Italy, Spain, Czech Republic, U.K., Netherlands, Greece, The Dominican Republic, Mexico, Belize, France, Brazil, Germany, Honduras, Colombia, Thailand, Israel, Peru, Puerto Rico, Costa Rica, Argentina and The Grand Cayman Island INTERNAL INTERNAL

Languages

Spanish (fluent), Italian (proficient)

Skills

advertising, art, balance, Bloomberg, clarify, Credit, Derivatives, Equity, senior management, filing, financial, Front office, internal audits, inventory, ISDA, Italian, layout, Notes, marketing strategies, math, meetings, merchandising, Excel, PowerPoint, Windows, Microsoft Word, organizing, promotion, public relations, reading, reporting, sales, Settlements, Spanish, Supervisor, upgrades, validation, articles

Additional Information

HONORS NYU - Stern Dean's Honor Roll Fall 2003
Additional Training: ISDA Equity Derivatives Documentation Workshop 06/26/2007 *INTERESTS Traveling, cultures, languages, art, and photography Travels include: Italy, Spain, Czech Republic, U.K., Netherlands, Greece, The Dominican Republic, Mexico, Belize, France, Brazil, Germany, Honduras, Colombia, Thailand, Israel, Peru, Puerto Rico, Costa Rica, Argentina and The Grand Cayman Island INTERNAL INTERNAL

Resume Overview

Companies Worked For:

HSBC Bank USA
HSBC Mexico SA Institucion de Banca Multiple Grupo Financiero HSBC
Superior Staffing
Diane Von Furstenberg Studio
Sunglass Hut
America Reads

School Attended

New York University, Leonard N. Stern School of Business
New York University at La Pietra
Brooklyn Technical High School

Job Titles Held:

Interest Rate Derivatives Operations AVP Supervisor
Settlements/ Middle Office Operations Officer
Documentation Analyst
Documentation Analyst/Consultant
Marketing and Sales Intern
Assistant Manager
Tutor

Degrees

Bachelor of Science : International Business , 01/04
Coursework in Italian language, Florentine art, and Italian history : 05/02
Regents Diploma : 06/99

Interest Rate Derivatives Operations AVP Supervisor Resume Example

Resume Score: 80%

DISCLAIMER

Resume Overview

Create a job alert for [job role title] at [location].

Similar Resumes