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Interest Rate Derivatives Operations AVP Supervisor Resume Example

Resume Score: 80%

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INTEREST RATE DERIVATIVES OPERATIONS AVP SUPERVISOR
Summary of Skills
  • Series 99
  • Computers: Internet, Microsoft Office
  • DTCC, Markitwire and Bloomberg
Professional Experience
July 2013 to CurrentHSBC Bank USA - New York, NY
  • Supervisor for Derivatives Trade Control MO/ AVP Responsible for the management of four team members for all asset classes including, Credit, Emerging markets and Interest Rates derivatives.
  • Hold 1:1 meetings with team members; work with team members to set up yearly objectives and hold mid-year and year end reviews.
  • As the Risk Champion for Operations, in charge of leading introductory meetings and organizing external training for about 200 Operations team members.
  • Ensure all controls and reports are consistently revised in order to remain compliant with industry regulatory changes.
  • Complete month end reports and prepare presentation of metrics for Front office monthly meetings.
  • Participate and sign off on various projects involving system upgrades, industry platform changes on MarkitWire and implementations and ensure all pertaining areas are covered from an Operations perspective.
  • Handle audit request and ensure DIMS procedures are up to date and available for review.
  • Provide feedback on PDDs and BRDs, from an Operations Trade Capture perspective.
  • Collaborate with various areas in order to ensure Risk Weighted average is reduced and prepare presentation on the results for upper management.
  • Prepare quarterly regulatory reporting for mandatory clearing.
Interest Rate Derivatives Operations AVP Supervisor
June 2011 to July 2013
HSBC Mexico SA Institucion de Banca Multiple Grupo Financiero HSBC - Mexicol City
  • Responsible for Equity OTC derivative, Interest rates and FX Options operations.In charge of overseeing operations team of three for all BAU functions including trade capture, settlements and confirmations.In charge of UATs for various projects for system implementations.Worked directly with senior management to ensure the implementation of the system used for central bank reporting was done accurately and efficiently.Handled both external central bank audit and internal audits and ensured information provided by team members was accurate and consistent.    Revised and updated DIMS and worked with management to update the operations section of the PDDs for Equity Derivatives.
Settlements/ Middle Office Operations Officer
March 2008 to June 2011
HSBC Bank USA - New York, NY
  • Responsible for Equity OTC derivative trade processing operations including: new deal validation based on term sheets; investigation and resolution of internal and external booking discrepancies; daily calculations for deal expiries, early terminations and coupons that are forwarded to the Front office for booking; setting up static data request (including listed options, NDF and T-Notes) from front office.
  • Responsible for ensuring that broker confirmations match booking for cash equity deals and monitoring trade fails via reports exchanged with settlements.
Documentation Analyst
February 2006 to March 2008
  • Draft and review Interest Rate Derivative and Emerging Markets Derivative confirmations, termination, and novation documents in accordance with the ISDA standards and definitions.
  • Communicate with traders to clarify details on tickets and resolve discrepancies with counterparties.
  • Identify, match, and execute incoming documents.
  • Draft and review Equity Derivative trade confirmations and Master Confirmations.
  • Match DTCC trades for Equity Derivatives.
Documentation Analyst/Consultant
November 2005 to February 2006
Superior Staffing - New York, NY
  • Draft and review Interest Rate Derivative confirmation, termination, and novation documents in accordance with the ISDA standards and definitions.
  • Communicate with traders to clarify details on tickets and resolve discrepancies with counterparties.
  • Identify, match, and execute incoming documents.
Marketing and Sales Intern
September 2003 to January 2004
Diane Von Furstenberg Studio - New York, NY
  • Assisted in the assessment of advertising material used for promotion.
  • Assisted in merchandising products for store display.
  • Researched and analyzed public relations articles published about the company.
  • Assisted the sales department in filing out orders, calculating due balance on orders, sending out orders, and accepting or denying returns.
Assistant Manager
May 2000 to November 2005
Sunglass Hut - New York, NY
  • Manage different marketing strategies, including redesigning the layout of the store in order to attract customers.
  • Calculate financial cash flows and report figures to the district manager.
  • Assist in training new employees.
  • Manage inventory including file reports for discrepancies.
Tutor
February 2000 to January 2002
America Reads - New York, NY
  • Tutored 3-4 kindergarten and first grade students with writing, reading, and math.
  • Helped first through fifth grade students one-on-one with homework in after school program.
Education
Bachelor of Science : International Business, 01/04New York University, Leonard N. Stern School of Business - New York, NYInternational Business 3.5 3.6
Coursework in Italian language, Florentine art, and Italian history : 05/02New York University at La Pietra - Florence, Italy
Regents Diploma : 06/99Brooklyn Technical High School - Brooklyn, NY
Interests
ISDA Equity Derivatives Documentation Workshop 06/26/2007 *INTERESTS Traveling, cultures, languages, art, and photography Travels include: Italy, Spain, Czech Republic, U.K., Netherlands, Greece, The Dominican Republic, Mexico, Belize, France, Brazil, Germany, Honduras, Colombia, Thailand, Israel, Peru, Puerto Rico, Costa Rica, Argentina and The Grand Cayman Island INTERNAL INTERNAL
Languages
Spanish (fluent), Italian (proficient)
Skills
advertising, art, balance, Bloomberg, clarify, Credit, Derivatives, Equity, senior management, filing, financial, Front office, internal audits, inventory, ISDA, Italian, layout, Notes, marketing strategies, math, meetings, merchandising, Excel, PowerPoint, Windows, Microsoft Word, organizing, promotion, public relations, reading, reporting, sales, Settlements, Spanish, Supervisor, upgrades, validation, articles
Additional Information
  • HONORS NYU - Stern Dean's Honor Roll Fall 2003
  • Additional Training: ISDA Equity Derivatives Documentation Workshop 06/26/2007 *INTERESTS Traveling, cultures, languages, art, and photography Travels include: Italy, Spain, Czech Republic, U.K., Netherlands, Greece, The Dominican Republic, Mexico, Belize, France, Brazil, Germany, Honduras, Colombia, Thailand, Israel, Peru, Puerto Rico, Costa Rica, Argentina and The Grand Cayman Island INTERNAL INTERNAL
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Resumes, and other information uploaded or provided by the user, are considered User Content governed by our Terms & Conditions. As such, it is not owned by us, and it is the user who retains ownership over such content.

Resume Overview

Companies Worked For:

  • HSBC Bank USA
  • HSBC Mexico SA Institucion de Banca Multiple Grupo Financiero HSBC
  • Superior Staffing
  • Diane Von Furstenberg Studio
  • Sunglass Hut
  • America Reads

School Attended

  • New York University, Leonard N. Stern School of Business
  • New York University at La Pietra
  • Brooklyn Technical High School

Job Titles Held:

  • Interest Rate Derivatives Operations AVP Supervisor
  • Settlements/ Middle Office Operations Officer
  • Documentation Analyst
  • Documentation Analyst/Consultant
  • Marketing and Sales Intern
  • Assistant Manager
  • Tutor

Degrees

  • Bachelor of Science : International Business , 01/04
    Coursework in Italian language, Florentine art, and Italian history : 05/02
    Regents Diploma : 06/99

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