Financial Institutions Examiner Resume Example

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Jessica Claire
Montgomery Street, San Francisco, CA 94105
Home: (555) 432-1000 - Cell: - - -
Well-regarded professional with proven record in analyzing statistical data and financial documents, providing comprehensive assessment of overall health of financial institutions. Meticulous analyst who quickly evaluates data to accurately assess financial risk and regulatory compliance in fast-paced, time-sensitive environments. Skilled relationship manager - fluent in both English and Spanish - who is effective in engaging others to progress project goals.
  • Financial analysis
  • Capital market trends
  • Financial forecasting
  • Risk management expertise
  • Budget Analysis
  • Cash flow analysis
  • Application of GAAP regulations
  • Financial modeling
  • Variance Trend Analysis
02/2011 to 2015
Financial Institutions Examiner Roehl Transport Anniston, AL,
  • Conducted examinations of financial institutions (records and operations) to verify adherence with relevant laws and regulations, including Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) rules.
  • As subject matter expert, conducted training, coached team members, and compiled/reported results while managing stakeholder relations.
  • Assessed adequacy of assets and liabilities risk management policies and practices, including liquidity and sensitivity to market risks; and net interest margin level and trends.
  • Assessed adequacy of institution's lending administrative and underwriting policies and practices; borrower's repayment capacity; collateral protection; collateral valuations; legal documentation; and allowance for loan and lease losses' levels and methodology.
  • Reviewed and evaluated quality of credits ranging from $100 thousand to $25 million, assessing the adequacy of lending practices and level of risks within the lending area of the bank.
  • Reviewed legal lending documents to determine adequacy of content/structure, covenants and performance/compliance with pertinent terms as well as assessing quality of administrative practices, such as disbursements, tracking of insurance, payment of taxes, request of financial information; others.
  • Evaluated the adequacy and strength of financial institution's corporate and capitalization structure, as well as business initiatives and future prospects.
  • Evaluated financial institution's practices; the adequacy of internal controls and procedures; the general character of management; and compliance with consumer protection, and safety and soundness standards.
  • Evaluated adequacy of audit practices and workpapers, and performed offsite reviews and analyzed audited financial statements.
  • Reviewed and assessed the adequacy of affiliate transactions and potential risk to the insurance fund.
  • Assessed the accuracy of depository institution's financial regulatory reports, and evaluated level and trends in financial performance.
  • Evaluated business impact analysis and risk assessment to determine if residual risk is acceptable.
  • Reviewed and evaluated the adequacy of the financial institution's Bank Secrecy Act (BSA)/Anti-money Laundry (AML)/Office of Foreign Assets Control (OFAC) programs, as well as Information Technology (IT) and Information Security Systems.
  • Assessed compliance with fair lending, civil rights laws and regulations, and the Community Reinvestment Act.
  • Participated and evaluated CAMELS components and other specialty areas on examinations of financial depository institutions with total assets ranging from $100 million to $20 billion.
  • Provided on-the-job training to less experienced staff members.
  • Compiled, composed, edited or proof read and evaluated comments for inclusion in final report.
  • Prepared final reports and drafts memos to communicate status of the examination/project.
  • Cited and supported apparent contraventions and violations of regulatory guidance when necessary.
  • Researched and gathered information from a variety of technical and regulatory materials to recommend corrective action; and explained verbally and in writing the application of laws, regulations and practices covering a technical specialty area.
  • Assessed depository institution's financial performance, strategic plan, budget process, and contingency funding plans.
  • Assessed and evaluated adequacy of institution's accounting practices and independent review programs.
  • Identified incorrect accounting entries/data entry postings.
10/2008 to 10/2010
Admissions Advisor Sentera Iowa City, IA,
  • Led recruitment activities and provided support to new and continuing students.
  • Implemented recruitment plan to achieve budgeted goals each term.
  • Analyzed past recruitment patterns/projected leads, establishing plan that set specific goals for each step of recruitment process to ensure annual goals were consistently met.
  • Assisted new and continuing students, reaching out and providing guidance that helped them progress through programs.
09/2007 to 01/2008
  • Provided technical support to all users, assisting with virus response/resolution, security patches, and application needs.
  • Monitored progress and testing status of 2000+ new applications, serving as bridge between developer and clients to keep stakeholders informed.
  • Tapped as member of Vista and Office deployment team, Researched technical issues and documented solutions for user problems.
  • Assisted with data analysis to identify appropriate participants for various pilot deployments.
03/2003 to 03/2007
Department Administrator/Dental Assistant UNITED STATES AIR FORCE City, STATE,
  • Served as part of dental assisting team for residents in the prosthodontics and general dentistry program.
  • Handled range of administrative duties for department.
  • As department administrator, maintained records, filed reports, and updated operating instructions to ensure compliance with proper procedures.
  • Analyzed and reported productivity maximize provider credits and estimate fiscal year budget.
  • Standardized dental treatment rooms, establishing common scheme that improved efficiency and effectiveness of dental assistants as they moved to assist in different rooms.
  • Known for ability to get things done, trained new employees in chair side and administrative duties.
Expected in December 2016
Master of Science: Accounting and Financial Management
University College, University of Maryland - ,
Accounting and Financial Management
Expected in 2008
Bachelor of Science: Business Information Systems
University of Phoenix - San Antonio, TX
Business Information Systems
Account Analysis & Reconciliation
Accounts Payable Accounts Receivable
Bank Reconciliations Business
Due Diligence Financial Report Preparation
General Ledger Accounting 

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Resume Overview

School Attended
  • University College, University of Maryland
  • University of Phoenix
Job Titles Held:
  • Financial Institutions Examiner
  • Admissions Advisor
  • IT Specialist Intern
  • Department Administrator/Dental Assistant
  • Master of Science
  • Bachelor of Science

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