CLSA Resume Example Senior Middle Office Analyst

CLSA

Summary

Accomplished Equity Trade Support Analyst with 15 years experience in Middle Office Operations
Proven experience in supporting corporate goals in high pressure, fast paced work environment
Exceptional communication and relationship building skills
Dynamic team leader with notable record of team development and motivation
Effective at fostering a smoothly functioning office setting by promoting a team oriented culture across departments and leveraging exiting networks

Highlights

Experience

CLSA 07/2015 to 01/2016 Senior Middle Office Analyst NY, NY

Ensured seamless international trading for the UK, European, Canadian, Australian and Far Eastern markets

Coordinated with sales people and customers to resolve any post trade and settlement issues
Expedited ad-hoc requests from the trading desk
Performed root cause analysis of the transaction cycle and effectuated new controls to eliminate persistent problems
Mediated and resolved al variances, fails, unconfirmed trades and mismatches
Collaborated with trading and IT teams to implement systems to capture trades in real time decreasing turnaround time
Identified efficiency improvements in all operational aspects of the business
Reconciled price and position breaks for all domestic and international trades
Performed comprehensive analysis of active accounts and sales related data

Merrill Lynch Wealth Management 12/2014 to 07/2015 Registered Client Associate NY, NY

Provided personalized customer service and developed new client accounts

Assisted clients in opening investment accounts and provided them information on the company's financial services
Performed all aspects of account maintenance including transfers, wires and document requests
Created performance and marketing reports to help manage and grow clients
Prepared orders relating to buying and selling stocks
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Cantor Fitzgerald & co. 11/2006 to 12/2014 Trade Support Analyst NY, NY

Settlements Analyst 02/1753

Supported a group of 100~ sales and trading personnel ensuing unified operations?

Managed and reduced risks associated with settlement failure
Resolved trading issues, confirmed and allocated trades
Reviewed and amended trade bookings to prevent future settlement and risk management issues
Liaised with accounting teams to reconcile outstanding brokerage receivables
Investigated and resolved commission related and time sensitive issues
Partnered with traders, technology, financial control and other partners to resolve trade discrepancies
Coordinated with IT personnel and programmers to enhance and automate existing systems and streamline processors?
Booked ADRs, ORDs and FX trades

A.G Edwards & Sons 11/1999 to 12/2014 Operations Analyst

closely with Stock Loan Trading Desk providing all aspects of administrative support

Tested and verified all entries against DTC Reconciliation and book keeping ledger records
Controlled anomalies report, processing re-orgs, stock splits and allocation of borrow returns
Provided day-to-day accounting and administation services for all mutual funds

Licenses

Series 7 and Series 63 Licences

Skills

Fidessa, Bloomberg, Alert, CTM, Oasys, OMS, Word, Excel and salesforce

Education

Baruch College New York, NY, USA

Resume Overview

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