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CLSA Resume Example

Resume Score: 80%

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CLSA
Summary
  • Accomplished Equity Trade Support Analyst with 15 years experience in Middle Office Operations
  • Proven experience in supporting corporate goals in high pressure, fast paced work environment
  • Exceptional communication and relationship building skills
  • Dynamic team leader with notable record of team development and motivation
  • Effective at fostering a smoothly functioning office setting by promoting a team oriented culture across departments and leveraging exiting networks
Highlights
  • P&L Analysis
  • Business Continuity Planning
  • Process Improvements
  • International/us Settlements Coordinator
  • Streamlining Operations
  • New Account Openings, Issues & Queries
Experience
CLSA07/2015 to 01/2016Senior Middle Office AnalystNY, NY
Ensured seamless international trading for the UK, European, Canadian, Australian and Far Eastern markets
?
  • Coordinated with sales people and customers to resolve any post trade and settlement issues
  • Expedited ad-hoc requests from the trading desk
  • Performed root cause analysis of the transaction cycle and effectuated new controls to eliminate persistent problems
  • Mediated and resolved al variances, fails, unconfirmed trades and mismatches
  • Collaborated with trading and IT teams to implement systems to capture trades in real time decreasing turnaround time
  • Identified efficiency improvements in all operational aspects of the business
  • Reconciled price and position breaks for all domestic and international trades
  • Performed comprehensive analysis of active accounts and sales related data
?
Merrill Lynch Wealth Management12/2014 to 07/2015Registered Client AssociateNY, NY
Provided personalized customer service and developed new client accounts
?
  • Assisted clients in opening investment accounts and provided them information on the company's financial services
  • Performed all aspects of account maintenance including transfers, wires and document requests
  • Created performance and marketing reports to help manage and grow clients
  • Prepared orders relating to buying and selling stocks
  • ?
Cantor Fitzgerald & co.11/2006 to 12/2014Trade Support AnalystNY, NY
Settlements Analyst02/1753
Supported a group of 100~ sales and trading personnel ensuing unified operations?
?
  • Managed and reduced risks associated with settlement failure
  • Resolved trading issues, confirmed and allocated trades
  • Reviewed and amended trade bookings to prevent future settlement and risk management issues
  • Liaised with accounting teams to reconcile outstanding brokerage receivables
  • Investigated and resolved commission related and time sensitive issues
  • Partnered with traders, technology, financial control and other partners to resolve trade discrepancies
  • Coordinated with IT personnel and programmers to enhance and automate existing systems and streamline processors?
  • Booked ADRs, ORDs and FX  trades
A.G Edwards & Sons11/1999 to 12/2014Operations Analyst
closely with Stock Loan Trading Desk providing all aspects of administrative support
?
  • Tested and verified all entries against DTC Reconciliation and book keeping ledger records
  • Controlled anomalies report, processing re-orgs, stock splits and allocation of borrow returns
  • Provided day-to-day accounting and administation services for all mutual funds
Licenses
Series 7 and Series 63 Licences
Skills
Fidessa, Bloomberg, Alert, CTM, Oasys, OMS, Word, Excel and salesforce
Education
Baruch CollegeNew York, NY, USA
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DISCLAIMER

Resumes, and other information uploaded or provided by the user, are considered User Content governed by our Terms & Conditions. As such, it is not owned by us, and it is the user who retains ownership over such content.

Resume Overview

Companies Worked For:

  • Senior Middle Office Analyst
  • Registered Client Associate
  • Trade Support Analyst
  • Operations Analyst

School Attended

  • Baruch College

Job Titles Held:

  • CLSA
  • Merrill Lynch Wealth Management
  • Cantor Fitzgerald & co.
  • Settlements Analyst
  • A.G Edwards & Sons

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