SEARCH

CLSA Resume Example

Resume Score: 80%

Love this resume?Build Your Own Now
CLSA
Summary
  • Accomplished Equity Trade Support Analyst with 15 years experience in Middle Office Operations
  • Proven experience in supporting corporate goals in high pressure, fast paced work environment
  • Exceptional communication and relationship building skills
  • Dynamic team leader with notable record of team development and motivation
  • Effective at fostering a smoothly functioning office setting by promoting a team oriented culture across departments and leveraging exiting networks
Highlights
  • P&L Analysis
  • Business Continuity Planning
  • Process Improvements
  • International/us Settlements Coordinator
  • Streamlining Operations
  • New Account Openings, Issues & Queries
Experience
CLSA07/2015 to 01/2016Senior Middle Office AnalystNY, NY
Ensured seamless international trading for the UK, European, Canadian, Australian and Far Eastern markets
?
  • Coordinated with sales people and customers to resolve any post trade and settlement issues
  • Expedited ad-hoc requests from the trading desk
  • Performed root cause analysis of the transaction cycle and effectuated new controls to eliminate persistent problems
  • Mediated and resolved al variances, fails, unconfirmed trades and mismatches
  • Collaborated with trading and IT teams to implement systems to capture trades in real time decreasing turnaround time
  • Identified efficiency improvements in all operational aspects of the business
  • Reconciled price and position breaks for all domestic and international trades
  • Performed comprehensive analysis of active accounts and sales related data
?
Merrill Lynch Wealth Management12/2014 to 07/2015Registered Client AssociateNY, NY
Provided personalized customer service and developed new client accounts
?
  • Assisted clients in opening investment accounts and provided them information on the company's financial services
  • Performed all aspects of account maintenance including transfers, wires and document requests
  • Created performance and marketing reports to help manage and grow clients
  • Prepared orders relating to buying and selling stocks
  • ?
Cantor Fitzgerald & co.11/2006 to 12/2014Trade Support AnalystNY, NY
Settlements Analyst02/1753
Supported a group of 100~ sales and trading personnel ensuing unified operations?
?
  • Managed and reduced risks associated with settlement failure
  • Resolved trading issues, confirmed and allocated trades
  • Reviewed and amended trade bookings to prevent future settlement and risk management issues
  • Liaised with accounting teams to reconcile outstanding brokerage receivables
  • Investigated and resolved commission related and time sensitive issues
  • Partnered with traders, technology, financial control and other partners to resolve trade discrepancies
  • Coordinated with IT personnel and programmers to enhance and automate existing systems and streamline processors?
  • Booked ADRs, ORDs and FX  trades
A.G Edwards & Sons11/1999 to 12/2014Operations Analyst
closely with Stock Loan Trading Desk providing all aspects of administrative support
?
  • Tested and verified all entries against DTC Reconciliation and book keeping ledger records
  • Controlled anomalies report, processing re-orgs, stock splits and allocation of borrow returns
  • Provided day-to-day accounting and administation services for all mutual funds
Licenses
Series 7 and Series 63 Licences
Skills
Fidessa, Bloomberg, Alert, CTM, Oasys, OMS, Word, Excel and salesforce
Education
Baruch CollegeNew York, NY, USA
Build Your OwnNow

DISCLAIMER

Resumes, and other information uploaded or provided by the user, are considered User Content governed by our Terms & Conditions. As such, it is not owned by us, and it is the user who retains ownership over such content.

Resume Overview

Companies Worked For:

  • Senior Middle Office Analyst
  • Registered Client Associate
  • Trade Support Analyst
  • Operations Analyst

School Attended

  • Baruch College

Job Titles Held:

  • CLSA
  • Merrill Lynch Wealth Management
  • Cantor Fitzgerald & co.
  • Settlements Analyst
  • A.G Edwards & Sons