ultra high net worth investment associate resume example with 20+ years of experience

Jessica Claire
  • Montgomery Street, San Francisco, CA 94105 609 Johnson Ave., 49204, Tulsa, OK
  • H: (555) 432-1000
  • C:
  • Date of Birth:
  • India:
  • :
  • single:

Financial Services professional with 19 years' experience in client services and 15 years' experience in financial planning support roles seeking the Wealth Management Personal Trust Administrator position.

  • Excellent communication skills
  • Goal-oriented
  • Reliable
  • Flexible
  • Fast learner
  • Attention to detail
  • Client focus
  • Team player 
  • FINRA Series 6, 7, 63, and 66 Licenses
  • Health & Life Insurance Licenses in All 50 States
  • Completed all modules of the Certified Financial Planner (CFP) Program in 2015
Client Relationship Consultant, 11/2016 - Current
Us Bank El Cajon, CA,
  • Partner with Wealth Management Advisory Teams to provide service and sales support for High Net Worth clients.
  • Act as point of contact for service needs of unassigned Wealth Management clients.
  • Educate Wealth Management clients on TIAA financial products, institutional policies, and related services.
  • Deliver prompt, accurate and excellent customer service.
Ultra High Net Worth Investment Associate, 01/2011 - 11/2016
Thrive Life Provo, UT,
  • Partner with a Senior Financial Advisor to serve a book of business with $1 billion in assets under management.
  • Manage book of business that serves Ultra High Net Worth families with personal assets in excess of $5 million.
  • Implement financial plan recommendations for managed portfolios and execute transactions for Self-Managed accounts per client requests.
  • Owner of the asset consolidation process - assist clients with paperwork, monitor for receipt of assets, and follow-up with other financial institutions as needed.
  • Work with Financial Advisor to cross-sell Vanguard products and services to clients in the book of business.
  • Primary point of contact for book of business with all problem resolution and client service needs.
Planning Support Specialist, 01/2004 - 01/2011
Arrowstreet Capital Boston, MA,
  • Assist financial counselors by completing technical tasks supporting plan production, delivery, and implementation.
  • Ensure high-quality plan materials by focusing on attention to detail, providing accurate and thorough information, and demonstrating sound professional judgment and decision making.
Retirement Resource Center Communication Associate, 01/2001 - 01/2004
Vanguard City, STATE,
  • Provide premier retirement services to internal and external clients via telephone, e-mail, and written correspondence by serving as Subject Matter Expert in retirement planning topics such as IRA contributions and distributions, excess contributions, recharacterizations, Roth conversions, and Required Minimum Distributions.
  • Serve as point of contact for clients during the asset consolidation process including IRA transfers and 401(K) rollovers.
Client Relationship Associate, 01/1999 - 01/2001
Vanguard City, STATE,
  • Respond to incoming calls related to client service needs and Vanguard's products and services.
  • Serve as point of contact for problem resolution working with internal processing groups and following up with clients as needed.
Bachelor of Science: Business Administration, Expected in 1998
University of North Carolina at Charlotte - Charlotte, NC
Status -

Major in Marketing

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Resume Overview

School Attended

  • University of North Carolina at Charlotte

Job Titles Held:

  • Client Relationship Consultant
  • Ultra High Net Worth Investment Associate
  • Planning Support Specialist
  • Retirement Resource Center Communication Associate
  • Client Relationship Associate


  • Bachelor of Science

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