Senior Associate Resume Example
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SENIOR ASSOCIATE
Experience
Senior Associate, 05/2019 to Current
Irvine Company – Chicago , IL
Irvine Company – Chicago , IL
- Reconciled all prior day's trade activity and process trade corrections to provide accurate financial information on a monthly basis and facilitated with documentation on financial audits.
- Analyzed and executed asset allocation strategies for ultra high net worth clients under the advisory of 4 portfolio managers with $1 billion book of business, including directing the workflow of junior staff.
- Created onboarding materials and coaching to new hires to ensure success.
- Improved efficiency and risk mitigation by implementing upload process of quarterly management fees.
- Implemented risk and control framework to ensure accurate transaction reporting across the business area.
- Developed presentation materials and proposals directed by manager to assist with meetings on business continuity improvements.
Client Manager, 09/2016 to 05/2019
- Effectively communicated across several departments such as banking, retail compliance, and tax reporting to service client inquiries.
- Prepared and analyzed performance-based reports such as total return figures, income, and yield.
- Strengthened client relationship by providing personalized service such as ad hoc reporting request and estate planning for high net worth clients with assets above $1 million plus.
- Serviced retired individuals by calculating required minimum distributions, asset allocation, and education on types of mutual funds.
- Provided presentations to on Department of Labor regulations, system updates and new mutual fund products launch to team members.
Retail Investment Services Associate, 08/2015 to 09/2016
- Collaborated with supervisor to implement activity to help motivate peers achieve digital solution metrics on a monthly basis that facilitated an increase in 90% productivity output.
- Utilized multiple systems during periods of high productivity needs, researching product information, and maintaining accuracy on processing transactions.
- Administrated and retained over $20 million of institutional clients' accounts by actively pursuing and informing shareholders of the money market reform.
Work History
Senior Associate, 05/2019 to Current
Environmental & Occupational – Glendale , CA
Environmental & Occupational – Glendale , CA
- Reconciled all prior day's trade activity and process trade corrections to provide accurate financial information on a monthly basis and facilitated with documentation on financial audits.
- Analyzed and executed asset allocation strategies for ultra high net worth clients under the advisory of 4 portfolio managers with $1 billion book of business, including directing the workflow of junior staff.
- Created onboarding materials and coaching to new hires to ensure success.
- Improved efficiency and risk mitigation by implementing upload process of quarterly management fees.
- Implemented risk and control framework to ensure accurate transaction reporting across the business area.
- Developed presentation materials and proposals directed by manager to assist with meetings on business continuity improvements.
Client Manager, 09/2016 to 05/2019
- Effectively communicated across several departments such as banking, retail compliance, and tax reporting to service client inquiries.
- Prepared and analyzed performance-based reports such as total return figures, income, and yield.
- Strengthened client relationship by providing personalized service such as ad hoc reporting request and estate planning for high net worth clients with assets above $1 million plus.
- Serviced retired individuals by calculating required minimum distributions, asset allocation, and education on types of mutual funds.
- Provided presentations to on Department of Labor regulations, system updates and new mutual fund products launch to team members.
Retail Investment Services Associate, 08/2015 to 09/2016
- Collaborated with supervisor to implement activity to help motivate peers achieve digital solution metrics on a monthly basis that facilitated an increase in 90% productivity output.
- Utilized multiple systems during periods of high productivity needs, researching product information, and maintaining accuracy on processing transactions.
- Administrated and retained over $20 million of institutional clients' accounts by actively pursuing and informing shareholders of the money market reform.
Education
Bachelor of Arts: Biological Sciences, PsychologyUniversity of Maryland
2011- 2015 Sigma Alpha Lambda : National Honors & Leadership Society
2011- 2015 Sigma Alpha Lambda : National Honors & Leadership Society
Summary
Detail oriented and assertive investment operations senior associate who excels in providing solutions to achieve high productivity output by teamwork collaboration and organizational development. . Excels in highly competitive team environment in which leadership qualities are keys to achievement.
Highlights
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Skills
Additional Information
- PROFESSIONAL LICENSES: , FINRA Series 7, 66, 6, 63 CFA Candidate
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School Attended
- University of Maryland
Job Titles Held:
- Senior Associate
- Client Manager
- Retail Investment Services Associate
Degrees
- Bachelor of Arts : Biological Sciences, Psychology
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