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Senior Associate Resume Example

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SENIOR ASSOCIATE
Experience
Senior Associate, 05/2019 to Current
Company Name – City, State
  • Reconciled all prior day's trade activity and process trade corrections to provide accurate financial information on a monthly basis and facilitated with documentation on financial audits.
  • Analyzed and executed asset allocation strategies for ultra high net worth clients under the advisory of 4 portfolio managers with $1 billion book of business, including directing the workflow of junior staff.
  • Created onboarding materials and coaching to new hires to ensure success.
  • Improved efficiency and risk mitigation by implementing upload process of quarterly management fees.
  • Implemented risk and control framework to ensure accurate transaction reporting across the business area.
  • Developed presentation materials and proposals directed by manager to assist with meetings on business continuity improvements.
Client Manager, 09/2016 to 05/2019
  • Effectively communicated across several departments such as banking, retail compliance, and tax reporting to service client inquiries.
  • Prepared and analyzed performance-based reports such as total return figures, income, and yield.
  • Strengthened client relationship by providing personalized service such as ad hoc reporting request and estate planning for high net worth clients with assets above $1 million plus.
  • Serviced retired individuals by calculating required minimum distributions, asset allocation, and education on types of mutual funds.
  • Provided presentations to on Department of Labor regulations, system updates and new mutual fund products launch to team members.
Retail Investment Services Associate, 08/2015 to 09/2016
  • Collaborated with supervisor to implement activity to help motivate peers achieve digital solution metrics on a monthly basis that facilitated an increase in 90% productivity output.
  • Utilized multiple systems during periods of high productivity needs, researching product information, and maintaining accuracy on processing transactions.
  • Administrated and retained over $20 million of institutional clients' accounts by actively pursuing and informing shareholders of the money market reform.
Work History
Senior Associate, 05/2019 to Current
Company Name – City, State
  • Reconciled all prior day's trade activity and process trade corrections to provide accurate financial information on a monthly basis and facilitated with documentation on financial audits.
  • Analyzed and executed asset allocation strategies for ultra high net worth clients under the advisory of 4 portfolio managers with $1 billion book of business, including directing the workflow of junior staff.
  • Created onboarding materials and coaching to new hires to ensure success.
  • Improved efficiency and risk mitigation by implementing upload process of quarterly management fees.
  • Implemented risk and control framework to ensure accurate transaction reporting across the business area.
  • Developed presentation materials and proposals directed by manager to assist with meetings on business continuity improvements.
Client Manager, 09/2016 to 05/2019
  • Effectively communicated across several departments such as banking, retail compliance, and tax reporting to service client inquiries.
  • Prepared and analyzed performance-based reports such as total return figures, income, and yield.
  • Strengthened client relationship by providing personalized service such as ad hoc reporting request and estate planning for high net worth clients with assets above $1 million plus.
  • Serviced retired individuals by calculating required minimum distributions, asset allocation, and education on types of mutual funds.
  • Provided presentations to on Department of Labor regulations, system updates and new mutual fund products launch to team members.
Retail Investment Services Associate, 08/2015 to 09/2016
  • Collaborated with supervisor to implement activity to help motivate peers achieve digital solution metrics on a monthly basis that facilitated an increase in 90% productivity output.
  • Utilized multiple systems during periods of high productivity needs, researching product information, and maintaining accuracy on processing transactions.
  • Administrated and retained over $20 million of institutional clients' accounts by actively pursuing and informing shareholders of the money market reform.
Education
Bachelor of Arts: Biological Sciences, PsychologyUniversity of Maryland
2011- 2015 Sigma Alpha Lambda : National Honors & Leadership Society
Summary
Detail oriented and assertive investment operations senior associate who excels in providing solutions to achieve high productivity output by teamwork collaboration and organizational development. . Excels in highly competitive team environment in which leadership qualities are keys to achievement.
Highlights
  • Risk management MS Excel, PowerPoint, Access
  • Project management
  • Attention to detail Account reconciliation
  • Account reconciliation
  • Ad
  • Attention to detail
  • Banking
  • Book
  • Coaching
  • Client
  • Clients
  • Directing
  • Documentation
  • Financial
  • Financial audits
  • Funds
  • Market
  • Materials
  • Meetings
  • Access
  • MS Excel
  • Money
  • PowerPoint
  • Presentations
  • Researching product
  • Project management
  • Proposals
  • Reporting
  • Research
  • Retail
  • Risk management
  • Supervisor
  • Tax
  • Workflow
Skills
  • Risk management MS Excel, PowerPoint, Access
  • Project management
  • Attention to detail Account reconciliation,
  • Account reconciliation, ad, Attention to detail, banking, book, coaching, client, clients, directing, documentation, financial, financial audits, funds, market, materials, meetings, Access, MS Excel, money, PowerPoint, presentations, researching product, Project management, proposals, reporting, research, retail, Risk management, supervisor, tax, workflow
    • Additional Information
    • PROFESSIONAL LICENSES: , FINRA Series 7, 66, 6, 63 CFA Candidate
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    Resume Overview

    School Attended

    • University of Maryland

    Job Titles Held:

    • Senior Associate
    • Client Manager
    • Retail Investment Services Associate

    Degrees

    • Bachelor of Arts : Biological Sciences, Psychology

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