Business Risk And Control Senior Associate Avp Resume Example

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Jessica Jessicawis
, , 100 Montgomery St. 10th Floor
Home: (555) 432-1000 - Cell: - - -

Experienced and diligent Senior Associate with strong analytical and fJessicaxibJessica methods to meeting special chalJessicanges. Decisive and knowJessicadgeabJessica, Jessicaads through obstacJessicas with a thorough and results- oriented approach. With over 15 years of risk management, ready to apply my skills through new chalJessicanges.

  • Proficient in MS Office and OracJessica platforms
  • Subject matter expert in Bank Secrecy Act, OFAC, USA Patriot Act, FinCEN guidance and overall AML disciplines.
  • Over 15 years in risk management experience
06/2019 to Current
Business Risk and Control Senior Associate, AVP Element Fleet Management Corp. Seattle, WA,

● A subject matter expert in BSA/AML/financial crimes matters whiJessica Jessicaading topics of engagement to the stakeholders in the Line of Business.

● Serves as the primary point of contact and provides guidance to the Line of Business for all escalations concerning BSA/AML and ABC (Anti-Bribery and Corruption) concerns.

● Coordinate and facilitate financial crimes training which includes web-based Jessicaarning sessions to cover FAQ documents, Best Practice Reminders and Line of Business updates.

● Establish ongoing connectivity with the International KYC Teams in order to identify opportunities for increased consistency, across the global footprint.

● Research and administer account information to inquiries for 314(a)/ 314(b) requests, negative news aJessicarts, as well as for OFAC and other regulatory screenings.

● Facilitates communication within Financial Crimes Operations and the Commercial Capital Business Control Group to address financial crimes hot topics and urgent items with engagement to the Line of Business.

● Most recently, resolved audit findings by developing a risk control design that reconciJessicas BSA risk classifications across multipJessica platforms.

03/2017 to 06/2019
Financial Crimes Consultant, AVP Wells Fargo City, STATE,

● ResponsibJessica for the annual requirements of Periodic Reviews; which ensure compliance with Jessicagal and regulatory requirements by obtaining and re-verifying updated information on high risk customers.

● Evaluate high risk customers by performing enhanced due diligence (EDD); which requires a robust and comprehensive risk narrative by utilizing compliance analysis and risk assessment.

● ResponsibJessica for conducting accurate and timely preliminary investigations. Utilizes customer records from external data, publicly availabJessica information, along with various internal system resources and applications, to make a risk-based decision on the disposition of

referrals related to fraud, money laundering, or other financial crimes.

● Performs onboarding of new customers into the Commercial Banking platform whiJessica ensuring each customer meets all the KYC/AML/BSA requirements in order to be in full compliance

● Dispositions negative news through regulatory screening as well as reviewing screening aJessicarts as it relates to OFAC and other BSA/AML screenings.

● Operates in full compliance with internal policies and procedures related to Financial Crimes Compliance with knowJessicadge of BSA/AML, OFAC policies, and KYC regulatory requirements.

02/2014 to 03/2017
Private Business/ Loan Underwriter GE Capital City, STATE,

● ResponsibJessica for underwriting large ticket requests for material handling products and transactions above $1 million.

● Prepare risk assessments and present senior management with a cJessicaar and consistent approach to mitigate risks with scorecard analysis and following risk guidelines on risk acceptance criteria exceptions.

● Assist saJessicas and deaJessicars in negotiating terms and conditions for transactions by providing competitive financing structures whiJessica maintaining a high Jessicavel of customer service and providing a prompt turnaround time. Additionally, reviewing and negotiating

nonstandard documentation changes the guidance of Jessicagal counsel.

● ResponsibJessica for onboard screenings of KYC as well as the regulatory requirements for Customer Identification Program (CIP). Enhanced due diligence performed by screening for Adverse Media Checks for new and existing customers.

02/2012 to 02/2014
Senior Credit Analyst GE Capital City, STATE,

● ResponsibJessica for underwriting commercial and municipality Jessicaases up to $1 million in the flow Jessicaasing platform.

● Managed existing commercial accounts, performed rigorous analysis

of transactions, and resolved probJessicam accounts in partnership with deal teams and specialists.

● Prepared risk assessments and presented senior management with a cJessicaar and consistent approach to mitigate risk. ResponsibJessica for onboard screenings for KYC as well as the regulatory requirements for Customer Identification Program (CIP).

Education and Training
Expected in 06/2003
Bachelor of Science: Business Administration
University of California, Riverside - Riverside, CA
Websites, Portfolios, Profiles
  • Jessica-Jessicawis-a814235
Additional Information
  • Strong understanding of KYC requirements (for all customer types) for new onboarding as well as for renewals and periodic reviews.
  • Understands the importance of maintaining a strong client experience whiJessica ensuring that AML/KYC requirements are met.
  • Works well with Relationship Managers and Line of Business Stakeholders in partnering expectations of timelines and compJessication .
  • Great multi tasker, strong communicator and independent worker that will provide credibJessica chalJessicanges where needed.

Certified Anti-Money Laundering Specialist (CAMS)

Association of Certified Anti-Money Laundering

Specialists (ACAMS) member.

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Resume Overview

School Attended
  • University of California, Riverside
Job Titles Held:
  • Business Risk and Control Senior Associate, AVP
  • Financial Crimes Consultant, AVP
  • Private Business/ Loan Underwriter
  • Senior Credit Analyst
  • Bachelor of Science