Kyc Analyst & Client Relationship Officer resume example with 2+ years of experience

Jessica Claire
, , 609 Johnson Ave., 49204, Tulsa, OK 100 Montgomery St. 10th Floor
Home: (555) 432-1000 - Cell: - - -

An accomplished AML/KYC compliance officer/System Administrator with over 3 years track record in fraud detection / prevention, regulatory risk assessment, reporting and auditing. Skillful dive efforts of cross-functional teams applying best practices of financial regulations with the primary focus on KYC/AML. A senior KYC analyst excellent in handling clients request and delivering quality work. An analytical thinker and passionate problem solver with the ability to read and interpret complex regulations whilst making accurate operational decisions. Has a long track record of evaluating compliance issues within an organization and then taking appropriate action to improve operational performance in accordance with BSA/OFAC regulations, anti-money laundering and counter terrorist financing.


• Comfortable operating in the fast-moving investment bank environment and market

• Ability to communicate effectively with appropriate parties obtaining and disseminating information while still maintaining confidentiality where necessary

• Skilled at documenting information in accurate summaries as well as supplying detailed regular documentation

• Proficient in various banking software solutions


• MS Office Proficient

• Database management

• Reporting and analysis

• Multi-tasking strength

• Efficient • Highly accurate

• Critical thinking skills

• Analytical problem solver

• Exceptional communication abilities

• Accurate•


11/2020 to Current
KYC Analyst & Client Relationship Officer Mufg (Dba) Montecito, CA,
  • Reviewed accounts to regulatory standards within the EDD (Enhanced Due Diligence) guidelines for high-net-worth individuals in the Private Bank
  • Prepared recommendations to relationship manager on the required KYC screening on new clients by documenting and corroborating the information obtained on the client as required by the KYC Procedures utilizing a variety of independent research sources
  • Analyzed client data, documentation and negative news in order to determine a Client Risk Profile as established under the KYC Procedures
  • Liaised with clients, front office, credit, legal, technology and operations as part of the KYC process
  • Contacted and researched clients in compliance with the U.S
  • Patriot/Anti Money Laundering Act
  • Supported the relationship manager to identify new business opportunities and prospect target clients
  • Built and maintained positive and productive working relationships internally and externally
  • Grew revenue, increase AUM of portfolio and increase inflows of net new money (NNM) by leveraging brand, channels and RM Network.
06/2019 to 07/2020
Client Onboarding Analyst Citizens Financial Group, Inc. Penfield, NY,
  • Acted as a point of reference for technical and procedural issues re: AML/KYC in order to ensure customer requirements are satisfied
  • Built and retained accurate KYC profiles on internal KYC system whilst ensuring supporting documentation are obtained in accordance with global and regulatory requirements
  • Investigated politically exposed persons (PEP)
  • Performed the required KYC screenings on customers documenting the information obtained on the clients as required by global KYC procedures
  • Performed Enhanced Due Diligence on high-risk clients and high-risk entities
  • Responded to a wide range of customer enquiries, resolving issues satisfactorily
  • Conducted registration and on-boarding for third parties, also opening and on-boarding new customers across a variety of structures
  • Examined internal reports, compile full accurate disclosure reports and forward to Cora for onward disclosure
  • Advised on account opening, amendments, ABC registrations and KYC matters
  • Responsible for new client data validation and documentary evidence to fulfil client identification and classification requirements to meet banks AML policy within regulated environment
  • Responsible for collating documentation for on-boarding new bank corporate customers and ensuring compliance with the Financial Services and Markets Act, and specifically with the Money Laundering regulations
  • Reported discrepancies identified in documentation and providing appropriate feedback alert clearing.
09/2018 to 05/2019
AML Analyst Unity Financial City, STATE,
  • Analyzed reports for discrepancies and suspicious activities
  • Followed standard AML procedures and processes
  • Collected and examined financial statements and documentation
  • Utilized knowledge of AML laws including BSA Patriot Act and US Treasury guidelines
  • Assessed compliance with banking laws and reported suspicious entries and actions
  • Monitored and analyzed currency transaction logs
  • Performed field audits on wide variety of clientele using Quick Books System
  • Addressed and resolved non-routine complex and unexpected variances
  • Determined best short- and long-term tracking methodologies
  • Review documentation to prevent fraud money laundering and identity theft losses
  • Document and report all findings in case management software… perform analysis, create connections and see the big picture
  • Prepare management reports on department activities and findings
  • Present strategies and findings at monthly department meetings
  • Support development of procedural improvements to maximize effectiveness.
Education and Training
Expected in 08/2012
BSC: Industrial Relations and personnel management
Osun state university - , Osun
Expected in 01/2021
Certificate in information system analyst:
Florin Computer College - Lagos,

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Resume Overview

School Attended

  • Osun state university
  • Florin Computer College

Job Titles Held:

  • KYC Analyst & Client Relationship Officer
  • Client Onboarding Analyst
  • AML Analyst


  • BSC
  • Certificate in information system analyst

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