Diligent and driven Client Service Associate with over 20 years experience who has achieved success in a variety of roles with increasing levels of responsibility. An effective communicator and team-builder with strong client service and organizational skills.
Helped creation of current Financial Services team of 4 Wealth Management Advisors and 3 Client Service Associates. Obtained Series 7 and 63 licenses.
Work with team of 4 Wealth Management Advisors to navigate the complexities of wealth planning take on the responsibilities of preserving, protecting and managing client wealth to help secure their lasting financial success. Services include Financial Goal Analysis, asset allocation and investment strategies, retirement planning, education planning, legacy planning, insurance planning and business succession and liability management.
Provide Branch Administrative duties for large Financial Services firm branch office. Duties included handling registration and licensing appointment, various firm and industry compliance filings, processing branch invoices and bill payments, office correspondence and commission adjustments. Direct line support to Branch Manager and Branch Technology Liason.
Provide Operational support to large Financial Services firm sales force. Open new accounts, process funds disbursements too clients, receive and reconcile daily deposits, review daily branch reports, general problem resolution. Backup support to wire Operator and Operations Manager.
Graduated with Honors. member of National Honor Society.
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