Jessica Claire
, , 100 Montgomery St. 10th Floor (555) 432-1000,
Professional Summary

Seasoned Anti-Money Laundering (AML) Compliance Officer with 12 years of experience working collaboratively with top leaders and staff to optimize adherence to policies, procedures, standards and regulations. Well-versed in comprehensive analysis of operations, process improvement recommendations and best practice introduction.

  • PPE Compliance
  • SOX Compliance, IT General control, Risk/Compliance Assessment
  • Vulnerability Assessment
  • Risk Management Framework
  • Compliance Monitoring
  • Transaction Monitoring
  • Violations and Infractions
  • FINRA Rules
  • Supplier Audits
  • Continuous Quality Improvement (CQI)
  • Risk mitigation & commodity risk management
  • Quality Management System Compliance
  • Credit risk
  • Traceability Compliance
  • Audit Compliance
  • Quality Compliance Auditing
Work History
01/2021 to Current Senior Risk IT Compliance Consultant Icw Group | , , Hunt Valley, MD
  • Preparing reports, metrics and research to support fraud prevention initiatives and projects.
  • Identifying potential areas of compliance vulnerability and risk to develop and implement corrective action plans.
  • Responsible for building processes for responding to GDPR, CCPA, FCRA 609(e), and PIPEDA requests and for handling sensitive member escalations.
  • Maintaining fraud analysis models to improve PayPal Credit Systems.
  • Responsible for defining and overseeing the execution of the company’s enterprise process to achieve compliance with NIST, COSO framework
  • Developing reports, presentations, dashboards, and other metrics detailing identified security risks
  • Responsible for tracking compliance monthly metric risks report to ensure awareness of risks across all of PayPal's products
  • Implementing a customer risk rating criteria with KYC management and procedure for both consumer and corporate customer
  • Responding to subpoena requests and regulatory complaints and compiling metrics for analysis and presentation
06/2019 to 01/2021 Senior Risk Management Consultant Ameresco | , , Baltimore, MD
  • Developed short-term goals and long-term strategic plans to improve risk control and mitigation.
  • Updated existing client KYC risk profiles to ensure compliance with CDD requirements as well as ATLAS country risk scoring and PEP materiality guidelines
  • Created and maintained comprehensive project documentation and make sure that project deliverables are in place and meeting quality requirements
  • Improved and implemented customer risk rating criteria with KYC management and procedure for both consumer and corporate customer
  • Assisted both client service managers with modeling, performance monitoring, and analysis, and reporting for various portfolio companies
  • Measured project performance and make appropriate adjustments to deliver project goals and objectives for the Maryland Tollway budget
  • Led the client through entire implementation lifecycle – deployment, adoption, and sustainability
  • Reviewed contracts and agreements to identify potential risks and ideal mitigation strategies.
  • Responsible for SAP ERP Post-Implementation Audit process for the tollway; actively involved in testing documenting financial records and identification and evaluation of control deficiency through remediation
  • Promoted enterprise-level risk management practices and helped instill strong culture focused on protective policies and procedures.
04/2014 to 06/2019 AML/KYC Senior Officer SC&H Capital | , , Ellicott City, MD
  • Managed $10 Million monthly US clearing fees and market exchange reconciliations, posting fee adjustments and providing rebates reports for client and client service teams
  • Global reconciliation of exchange fees for EMEA, USA, APAC and involves in production of metrics across all exchanges for revenue control teams
  • Identified potential compliance vulnerability and risk areas to develop and implement corrective action plans.
  • Performed the required KYC screenings on customers documenting the information obtained on the client's as required by global KYC procedures
  • Contacted clients and lenders to confirm loans, bonds, new and settled trade balances are correct
  • Responsible for Enhanced Due diligence reviews of Consumer and Business Banking customer
  • Effectively conducted AML /KYC formality reports on questionable accounts and transactions
  • Reviewed and monitored client accounts for potential matches to designated sanctions targets and prohibited persons lists
  • Audited and verified assets and liabilities by comparing items to documentation and balancing asset custody accounts
  • Supported integrated KYC requirements as needed, and performs other duties and special projects as assigned.
  • Assisted the financial reporting teams by reviewing financial information, disclosures, and implementing new accounting requirements to ensure compliance with US GAAP, IFRS, SEC reporting rules.
12/2010 to 04/2014 Financial Compliance Analyst TAXPOINT CONSULTING LLC | , , Largo, Maryland
  • Investigated activities of institutions to enforce laws and regulations, assessing legality of transactions and operations or financial solvency.
  • Formatted bulk data retrieved from SAP in Excel for Tax Accounting reporting.
  • Developed and delivered compliance training to team members.
  • Liaised with auditors on documents needed for external audit and tax filing for compliance.
  • Initiated investigation of budget variances, cost trends and utilization patterns and performs analysis.
  • Participated in planning and executing internal audit procedures and creating internal audit reports.
  • Resolved problems concerning loan investment portfolios, capital, and specific or large troubled accounts.
Expected in 2012 MBA | Business Administration And Management University of Maryland - College Park, College Park, MD GPA:
Expected in 2006 Bachelor of Science | Marketing & Information Systems University of Illinois At Chicago, Chicago, IL GPA:

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    School Attended

    • University of Maryland - College Park
    • University of Illinois At Chicago

    Job Titles Held:

    • Senior Risk IT Compliance Consultant
    • Senior Risk Management Consultant
    • AML/KYC Senior Officer
    • Financial Compliance Analyst


    • MBA
    • Bachelor of Science

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