Degreed professional with progressive experience in all aspects of the financial and money management industry.
Polished communication skills
Strong organizational skills
Active listening skills
creative problem solver
Energetic work attitude
Customer service expert
Adaptive team player
FINRA Series 7 License
Excellent communication skills
Excellent time management skills
Registered Financial Advisor Associate January 2010 to CurrentCompany Name － City, State
Key member of the client services and operations team, working closely with 2 advisors in a sales support position by providing administrative support 1st contact in providing all service related and problem resolution Execute sales or other financial transactions requiring the knowledge of economic and accounting principles and practices, the financial markets, banking and the analysis and reporting of financial data.
service to their high-end client needs,.
The ability to prioritize by establishing specific goals and to manage the time to meet those priorities increased Peg's ability to work remotely to 39 weeks in 2015 (an increase of by developing specific goal for accomplishing tasks.
Proactively contributed to increasing advisors' efficiencies and time management by anticipating their transactional needs for upcoming meeting resulting in ed by------saving the advisors ------- Create, maintain, and enter information into Customer Relationship Management System database by updating and compiling data from records to prepare reports for over 500 clients.
Prepare documents and correspondence by communicating effectively in writing as appropriate for the needs of the audience Deliver exceptional client services with a friendly, positive, and professional attitude which has been frequently recognized by clients to the advisors.
Demonstrated adaptability and flexibility by being open to change (positive or negative) and to considerable variety in the workplace.
Willingness to learn and adapt to changes The ability to work independently by developing an efficient system to accomplish the , guiding oneself with little or no supervision, and depending on oneself to get things done.
Identified workflow/system improvements by streamlining redundant and unnecessary tasks resulting more efficient and productive process.
This potentially saved myself and the advisors _____ in manhours equating to increase in a savings of Collaborated with others in a team atmosphere in developing client service guide.
This guidebook is intended to be useful to advisors and support staff in provide direction for ways to "wow" the clients.
Financial Advisor/Financial Advisor Associate January 2005 to January 2010Company Name － City, State
Registered Sales Advisor in partnership with a Senior Financial Advisor in sales and service of over 300 combined clients.
Preparation of comprehensive Financial Plans and Investment Plans for clients, requiring a thorough understanding investment and insurance features and their benefits.
Exceptional presentation of financial plans to help prioritize the clients' financial goals, address and offer solutions to their unique financial concerns and situations.
Administrative duties, scheduling and preparation of necessary paperwork for client meetings.
Proactively anticipate the clients' needs to improve opportunities to expand current relationship and retention of client base.
Significant phone contact for prospecting and marketing to increase acquisition of new clients The first contact in problem solving and resolution for concerns and questions.
Certifications: FINRA Securities Series 7, and 65 licenses.
NYS Life Accident and Health Insurance License, NYS Partnership for Long-Term Care certified, Notary Public.
All aspects of branch banking experience from cash handling positions to Assistant-branch management.
Bookkeeping and accounts receivables.
Smartstation Company Name
Saleslogix Mircosoft Office Suite Lazor Apps E:\jobs\marketing plan.docx.
Bachelor of Science : FinanceRochester Institute of Technology － City, StateFinance
Associates : Business AdministrationMonroe Community CollegeBusiness Administration
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Rochester Institute of Technology
Monroe Community College
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Financial Advisor/Financial Advisor Associate
Bachelor of Science : Finance Associates : Business Administration
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