Diligent and driven Registered Client Associate who has achieved success in a variety of roles with increasing levels of responsibility. Effective communicator and team-builder with strong analytical, management and organizational skills.
Multiple Year Banking Champion
Office Initiative Promotions Champion
Provide dedicated operational and sales support to multiple Financial Advisors. Serve as the initial point of client contact. Resolve client inquiries and determine which issues require immediate elevation to the Financial Advisor. Ensure all appropriate documentation is obtained and maintained. Facilitate the transfer of funds and securities. Primary role in servicing existing customer base and supporting the development of new business. Overseeing existing and implementing new procedures to increase team efficiencies and asset base. Prospecting clients for new products and service offerings. Support office initiatives.
Schedule all travel and accompany Internal Wholesaler to office visits. Point of contact for all firm Financial Advisors regarding mutual fund marketing material, risk, return and sales statistics.
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