private client advisor resume example with 19+ years of experience
Diligent and driven Financial Advisor who has achieved success in a variety of roles with increasing levels of responsibility. An effective communicator and team-builder with strong analytical, management and organizational skills.
Solutions-focused, versatile management professional offering a comprehensive background supporting U.S. military operations in roles of increasing responsibility during a 8-year career in the Marine Corps.
- FINRA Series 6 License
- FINRA Series 7 License
- NASAA Series 66
- CA Life & Health Insurance License
- CA Guard Registered
- CA Permit for Exposed Firearm
- Excellent time management skills
- Goal-oriented
- Reliable
- Analytical
- Inspiring team leader
- Effective team leader
- Trained in emergency response
- Extremely organized
- Strong verbal communicator
- Trained in defensive tactics
Downey, CA, 01/2006 - Current
As a Private Client Advisor, I acquire and deepen relationships with clients through comprehensive needs based marketing and promotion of Investment products within our branch environment. I work with the Branch Team to identify client needs, analyze customer information, define investment goals, build plans and make recommendations for client to achieve their investment goals and objectives through individual investment strategies while meeting your asset and revenue targets. I am able to advise clients with complex investment relationships on asset allocation and portfolio construction for strategic and tactical decisions as well as market and implement investment solutions in accordance with the client's asset allocation. I also coach Personal Bankers (licensed) on recommendations and educate them on our investment products and services. I am required to conform to legal and regulatory requirements and guidelines associated with state insurance and securities regulators, FINRA, SEC, JP Morgan Securities LLC and JPMorgan Chase.
Copper Harbor, MI, 2002 - 05/2010
Served as a Sergeant responsible for the daily duties of 16-25 Marines in a rapid deployment unit; receives and processes fire missions for the battalion for accurate and timely fire support; advises and assists the Platoon Sergeant and Platoon Leader on the combat employment of mortars; responsible for over $2 million worth of equipment for maintenance and accountability; mitigates risk through risk management procedures.
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Resume Overview
School Attended
- Tiffin University
Job Titles Held:
- Private Client Advisor
- Sergeant
Degrees
- Bachelor of Arts
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