RBS SecuritiesSeptember 2009 to January 2013Managing Director Stamford, CT
Treasury and Agency Financing Desk Supervised a team of six traders with market-making responsibilities in Treasury and Agency repurchase agreements and short-maturity Treasury Bills and Notes Actively managed positions, balance sheet and risk limits in our proprietary trading books, resulting in a 5-fold increase in revenues in three years Coordinated and executed a strategy to raise long-term funding for the firm's inventory of Agency MBS Strategized with my manager and with Group Treasury on shaping our business to adapt to the regulatory changes, including Tri-party Reform, Money Market Reform, Dodd-Frank, and Basel III Recruited and trained college graduates into the firm's management program.
Merrill Lynch/Bank of AmericaMarch 2005 to July 2009Director New York, NY
Managed the risk and balance sheet of the short-term interest rate trading book; worked with a team of senior traders who produced a 3-fold increase in revenues in three years.
Actively communicated with the Federal Reserve Bank of New York and the U.S.
Treasury with timely market developments and information during times of market stress.
Represented the Financing Desk at weekly market meetings and firm teach-ins.
Morgan Stanley and Co., IncAugust 1986 to March 2005Executive Director New York, NY
Financed the firm's inventory of U.S.
Treasuries and Agencies via repurchase agreements; provided market levels to our client base; maintained tradeable market quotes overnight to our clients in Asia.
Actively traded a proprietary book of interest rate products, including derivatives, which resulted in a 150% increase in balance sheet and a 5-fold increase in revenue in a ten year period.
Relocated to Morgan Stanley Japan in 1992 for one year to trade Japanese Treasury Bills and the Yen denominated Repo book; helped implement a new accounting system for my product.
Cross-trained in many back-office functions before moving up to the front-office trading operations in 1989.
The Institute of Culinary Education (ICE)Diploma: Hospitality ManagementNew York, NYHospitality Management
Baruch College of The City University of New YorkBBA: FinanceNew York, NYGPA: Dean's List September 1986Finance Dean's List September 1986
Greenwich Village Little League Coach and Equipment Manager
*Steady Buckets Youth Basketball Board Member