edd analyst resume example with 2+ years of experience
JessicaClaire
, , 609 Johnson Ave., 49204, Tulsa, OK100 Montgomery St. 10th Floor
H: (555) 432-1000
C:
resumesample@example.com
Date of Birth:
India:
:
single:
:
Summary
I have garnered extensive international compliance experience at some of the largest financial institutions in the world. that have helped with developing the following skill set.
Risk Assessment: Ability to assess and evaluate potential risks associated with individuals, organizations, or transactions.
Compliance Knowledge: Familiarity with relevant laws, regulations, and industry standards such as anti-money laundering (AML), counter-terrorism financing (CTF), and Know Your Customer (KYC) requirements.
Data Analysis: Proficiency in analyzing large volumes of data from various sources to identify patterns, anomalies, and potential risks.
Investigative Skills: Strong investigative skills to conduct in-depth research, gather information, and uncover potential risks or fraudulent activities.
Due Diligence Techniques: Knowledge of due diligence processes and methodologies to conduct thorough investigations, including background checks, reputation assessments, and integrity checks.
Regulatory Knowledge: Understanding of relevant regulations and frameworks, such as those provided by regulatory bodies like the Financial Action Task Force (FATF) and local regulatory authorities.
Technology and Tools: Proficiency in using relevant software, databases, and analytical tools for data mining, risk assessment, and reporting. This may include tools for data visualization, data extraction, and data management.
Communication and Reporting: Strong written and verbal communication skills to effectively communicate findings, prepare detailed reports, and collaborate with internal teams or external stakeholders.
Industry Knowledge: Familiarity with the industry in which the organization operates, including knowledge of common risks, trends, and best practices specific to that industry.
Skills
Strong Interpersonal and Verbal and written Communication
Worked on the following outsourced projects over the last four years.
Collaborated with internal teams such as Compliance, and Customer Success to ensure all necessary documents and information were collected ahead of submitting an application.
Ensured all compliance and regulatory requirements were met throughout the onboarding process.
Managed the onboarding process with the Customer Success team and provided regular updates to the merchants on the status of their application
Conducted quality control checks on merchant's data to ensure accuracy and completeness
Troubleshot any issues that came up during the onboarding process
Worked with internal Compliance team and processing partners to optimize and improve client's merchant onboarding experience.
Undertaking deadline driven EDD reviews on identifying high risk customers
Thoroughly documenting findings including details like source of funds, wealth and income
Reporting findings and recommendations with a range of stakeholders at IBM and Morgan Stanley
Acting as a subject matter expert (SME) for high-risk customers to ensure the bank aligns to regulatory guidelines
Analyzed and validated high risk customers to identify their financial dealings, as well as minimized customer risk.
Performed client screening including politically exposed persons (PEPs), sanctioned individuals and negative news media on high-risk clients* Conducted EDD analysis on new applications and
mitigated illicit behaviors in real-time
Prepared detailed reports (narrative writing) including documentation in support of any actions proposed based on EDD analysis results to report suspicious transaction activity to FINTRAC
Reviewed and analyzed client documents using the single source verification and dual process verification methods as per FINTRAC to establish the legitimacy of a customer's identity and identified fraudulent applications.
● Analyzed and validated high risk customers to identify their financial dealings, as well as minimized customer risk
● Performed client screening including politically exposed persons (PEPs), sanctioned individuals and negative news media on high-risk clients
● Conducted EDD analysis on new applications and mitigated illicit behaviors in real-time
● Prepared detailed reports (narrative writing) including documentation in support of any actions proposed based on EDD analysis results to report suspicious transaction activity to FINTRAC
● Reviewed and analyzed client documents using the single source verification and dual process verification methods as per FINTRAC to establish the legitimacy of a customer's identity and identify fraudulent applications
KYC Analyst, 03/2019 - 03/2020 Israel Discount Bank Of New York – Aventura, FL,
Part of the compliance team covering the retail banking group at Bank of Valletta Investigated, assessed and monitored activities related to name screening including timely identification and efficient reporting of potential money laundering and AML investigations
Validated customer's KYC information and performed screening for PEP's, Terrorist Organizations, Sanctioned entities and Embargoed countries.
Performed a comparative analysis with World Check using Oracle, IntraLinks, Content manager, Fircosoft and various other external data sources to ensure compliance
Part of the compliance team covering the retail banking group at Bank of Valletta* Investigated, assessed
and monitored activities related to name screening including timely identification and efficient reporting of
potential money laundering and AML investigations* Validated customer's KYC information and performed
screening for PEP's, Terrorist Organizations, Sanctioned entities and Embargoed countries.*
Performed a comparative analysis with World Check using Oracle, IntraLinks, Content manager, Fircosoft and various other external data sources to ensure compliance.
Participated in special compliance projects and training efforts, to strengthen knowledge of AML and PCMLTFA Laws and regulations - Bank Secrecy Act, USA,PATRIOT Act; OSFI and FINTRAC guidelines and requirements;
Terrorist Financing framework; IIROC,FATCA, QI and KYC Norms; Fraud Detection Systems and Procedures.
Name Screening Analyst, 10/2018 - 03/2019 IBM Promontory (SCOTIABANK) – City, STATE,
Investigated, assessed and monitored activities of Name Screening clients, to ensure timely identification and efficient reporting of potential money laundering and AML investigations
Validated customer's KYC information and performed screening for PEP's, and individual clients for adverse media.
Participated in regular meetings with management to assess and address issues and identify and implement improvements.
Sanctioned entities and Embargo countries to perform a comparative analysis with World Check individuals using Oracle, IntraLink, Content manager, Fircosoft and various other external data sources to ensure compliance
Participated in special compliance projects and training efforts, to strengthen knowledge of AML and PCMLTFA Laws and regulations - Bank Secrecy Act, USA PATRIOT Act; OSFI and FINTRAC guidelines and requirements; Terrorist Financing framework; IIROC, FATCA, QI and KYC Norms; Fraud Detection Systems and Procedures
Worked as a compliance team member within Scotia Banks Retail and Wealth Management groups*
Created and set new procedures for workflows as projects evolved in order to enhance efficiency
Used strong analytical skills and made rational and logical deductions, at times with limited information*
Gathered analyzed, organized, documents and presented large volumes of information in a timely manner*
Provided advanced research skills to develop business intelligence on specific industries and business models
Developed a sound understanding of the Bank's business lines, products, processes, policies, and practices
Proficient with bank systems/platforms and MS Office applications* Garnered thorough understanding of Anti-Money Laundering, Terrorist Financing and KYC principles and regulations.
Previous years of work experience was compliance related and gleaned in North America and Asia at Citibank, ABN AMRO, and Equifax.
Education and Training
Certificate : FULL STACK DEVELOPMENT (MERN), Expected in - University of Toronto - Toronto, ON GPA: Status -
BCom: Accounting And Management , Expected in - University of Karachi - Karachi Sindh Pakistan , GPA: Status -
MA International Affairs : Bussiness Law, Expected in - University of Karachi - Karachi Pakistan, GPA: Status -
Any information uploaded, such as a resume, or input by the user is owned solely by the user, not LiveCareer. For further information, please visit our Terms of Use.