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Director of Regulatory Compliance Resume Example

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DIRECTOR OF REGULATORY COMPLIANCE
Professional Summary

Director of Security with over 30 years of experience managing investigations, personnel matters, sensitive information and intelligence. Offering expertise in regulatory compliance, audit procedures and project management. Recognized expert in domestic and international aviation and maritime security compliance. Leads, maintains and improves operations and functions of security department while effectively managing crises in fast-paced environment. Thorough knowledge of advanced security systems, computerized access control and security-related legislation and regulation. Strong history of providing excellent team leadership and management training programs to foster staff development. Outstanding program management capabilities with advanced knowledge in supervising business lines, compliance teams and audits.

Skills
  • · Federal and state regulations
  • · Budget Control
  • · Emergency Preparedness
  • · Crisis Management
  • · Executive Management
  • · Emergency Services
  • · Employee Training and Development
  • · Codes and Regulations
  • · Security Measures
  • · Risk analysis
  • · Sports Teams Security & Transportation
  • · Internal Audits
  • · Emergency Response
  • · Training Oversight
  • · Major Event Planning
Work History
Director of Regulatory Compliance | 05/2013 to Current
InterPort Police - World Trade Center - New York, New York
  • Collaborated with contract team to review security contracts and facilitate security personnel compliance training.
  • Defined and developed policies and procedures for Government reporting and privacy practices.
  • Consulted with clients on best practices and served as project advisor for all process improvements and regulatory initiatives.
  • Prepared and presented comprehensive reports to upper management and audit team, covering regulatory concerns and recommendations.
  • Played instrumental role in corporate-wide risk assessment efforts, supporting enhancements in security processes and controls.
  • Formulated detailed recommendations based on audit findings to support annual planning and definition of goals.
  • Advised division leaders of regulatory risks in security processes and provided recommendations for improvement.
  • Structured programs, produced working documentation and implemented best practices.
  • Delivered subject matter expertise for internal and external security practices on regulatory compliance, best practices, and quality control.
Director of Security | 06/2007 to 02/2011
Chevron U.S.A. Inc. - El Segundo, CA
  • Directed security services and safety functions to align key processes with goals and objectives of organization and regulatory compliance.
  • Reduced operating budget by $1 million annually with no impact to security requirements
  • Oversaw safety of guests, employees and and assets by enforcing and regulating security policies and procedures and monitoring and maintaining security systems.
  • Coordinated emergency evacuation drills and exercises and developed and improved emergency procedures.
  • Developed and grew staff competencies through team development, implementation and support of specific training for various responsibilities.
  • Worked in fast-paced and high-risk environments while maintaining exceptionalstandards of excellence for security programs, strategies and plans.
  • Assessed ongoing risk factors and suggested improvements to senior management.
  • Directed efforts to mitigate threats to personnel and infrastructure, reduce risks and optimize access to critical information.
  • Served as liaison with all government agencies providing regulatory enforcement on international maritime facilities.
  • Improved security awareness by holding workshops for up to 30 company and contract security employees.
Assistant Federal Security Director | 03/2002 to 03/2007
U.S. Department Of Homeland Security - 1880 2nd Street SW, Washington D.C.
  • Managed team of 12 trained security managers engaged in anti-terrorism activities.
  • Identified potential airport, rail and mass transit security concerns and completed more in-depth reviews.
  • Directed transportation operations at commercial airports and railway stations.
  • Provided daily briefings with airport department heads and airline representatives, to discuss issues with security screening processes.
  • Organized specialized training for security personnel on active shooter response strategies to prepare for potential security breaches.
  • Collaborated with area law enforcement, international and federal investigators to support safe fugitive apprehensions and coordinate investigations.
Police Officer - Air Support | 03/1986 to 06/2001
South Gate Police Department - South Gate, CA
  • Answered calls from citizens and business owners for help in all personal and criminal situations and emergencies.
  • Conducted preliminary investigations at scenes of major crimes.
  • Worked with investigations team to surveil and capture narcotic offenders for possession and distribution of illegal narcotics and prescription drugs.
  • Ran personnel recruitment background investigations and interviewed potential job candidates.
  • Debriefed arrested individuals to collect important information for ongoing investigations.
  • Investigated and reported crimes, accidents, offenses and damage to property.
  • Coordinated swift and tactical responses to criminal issues such as gang crimes, hostage situations and barricaded subjects.
  • Led undercover sting operations to target perpetrators of vice crimes.
  • Led air support unit
  • Planned and filed daily flight plans for training missions, sorties and patrol flights.
  • Checked aircraft prior to flights to maintain proper functionality of engines, controls, instruments and other systems.
  • Completed post-flight maintenance reports and work with crew chief for post-maintenance check flights.
  • Practiced and drilled for numerous wartime and peacetime emergency situations requiring rapid response.
  • Completed daily patrol flights between southern california cities in all weather conditions while remaining composed and professional
  • Shuttled aircraft to and from depots for routine and urgent maintenance requirements.
  • Photographed specific areas of interest for intelligence purposes.
Education
Fullerton College - Fullerton, CA | GEDExpected in 06/2021
  • Dean's List Fall 2020
  • Majoring in Administration of Justice
Cypress College - Cypress, CA | GED
  • Professional development completed in Sociology
  • Continuing education in Advanced Officer Training
  • Coursework in Officer Involved Shootings, Domestic Violence and Hostage Negotiations
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Resume Overview

Companies Worked For:

  • InterPort Police
  • Chevron U.S.A. Inc.
  • U.S. Department Of Homeland Security
  • South Gate Police Department

School Attended

  • Fullerton College
  • Cypress College

Job Titles Held:

  • Director of Regulatory Compliance
  • Director of Security
  • Assistant Federal Security Director
  • Police Officer - Air Support

Degrees

  • Fullerton College - Fullerton , CA | GED
    Cypress College - Cypress , CA | GED

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