LiveCareer
LiveCareer
  • Dashboard
  • Jobs
  • Resumes
  • Cover Letters
  • Resumes
    • Resumes
    • Resume Builder
    • Resume Examples
      • Resume Examples
      • Nursing
      • Education
      • Administrative
      • Medical
      • Human Resources
      • View All
    • Resume Search
    • Resume Templates
      • Resume Templates
      • Nursing
      • Education
      • Medical
      • Human Resources
      • Customer Service
      • View All
    • Resume Services
    • Resume Formats
    • Resume Review
    • How to Write a Resume
    • CV Examples
    • Resume Objectives
  • Cover Letters
    • Cover Letters
    • Cover Letter Builder
    • Cover Letter Examples
      • Cover Letter Examples
      • Education
      • Medical
      • Human Resources
      • Customer Service
      • Business Operations
      • View All
    • Cover Letter Services
    • Cover Letter Templates
    • Cover Letter Formats
    • How to Write a Cover Letter
  • Jobs
    • Mobile App
    • Job Search
    • Job Apply Tool
    • Salary Calculator
    • Business Letters
    • Job Descriptions
  • Questions
  • Resources
  • About
  • Contact
  • 0Notifications
    • Notifications

      0 New
  • jane
    • Settings
    • Help & Support
    • Sign Out
  • Sign In
Member Login
  • LiveCareer
  • Resume Search
  • Compliance Officer
Please provide a type of job or location to search!
SEARCH

Compliance Officer Resume Example

Resume Score: 80%

Love this resume?Build Your Own Now
COMPLIANCE OFFICER
Summary

Focused Compliance Officer dedicated to maintaining company compliance with all relevant requirements. Proficient in reviewing internal controls, processes and procedures.

Experienced compliance professional familiar with developing policies, leading training programs and managing reporting. Well-coordinated and methodical with exceptional verbal and written communication skills. Seeking fast-paced position with the organization

Enthusiastic individual with superior skills in working in both team-based and independent capacities. Bringing strong work ethic and excellent organizational skills to any setting. Excited to begin new challenge with successful team.

Skills
  • PC and Macintosh Operating Systems, Microsoft Office, Outlook, SharePoint, Power Point, Excel, Resort Advantage, Oasis, Genesis, ePac, Internet, Kronos
  • Auditing
  • Banking
  • Business Administration
  • Conflict resolution
  • Data Entry
  • Decision making
  • Bilingual (Spanish/English)
  • Internal audits
  • Leadership
  • Operating Systems
  • Personnel Managing Skills
  • Real Estate
  • Tax Preparer
  • Time management
  • Trainer
  • Trend monitoring
  • Program development
  • Reporting requirements
  • Compliance reviews
  • Risk management strategies
  • Project coordination
  • Federal, State, Gaming and Casino regulations
  • Investigative reporting
  • Employer compliance
  • Administrative support
Experience
Compliance Officer | 04/2019 to CurrentGolden Acorn Casino - Campo, Ca
  • Enforced regulations by reviewing federal and state laws to confirm compliance.
  • Produce CTR's, SAR's, Risk Assessments, Analytical Data Results reports detailing compliance findings and recommendations for improvements.
  • Collected, input and analyzed information to make effective evaluations of company operations.
  • Assessed internal documentation and communications, as well as public relations and advertising materials for compliance with company policies and legal requirements.
  • Maintained and revised policy procedures for general operation of AML/BSA compliance program.
  • Planned and executed compliance audits to check company policies, procedures and controls.
  • Provided compliance risk control consultation to committees and leadership.
  • Collaborated with leadership to devise strategies to improve processes and risk controls as well as implement new systems and best practice guidelines.
  • Developed organizational methods and policies, implementing training initiatives to deliver ongoing awareness of and compliance with established procedures.
  • Adhered to deadlines in optimizing regulatory and operational performance.
  • Oversee all aspects of Bank Secrecy Act Compliance Program, Coordinate AML systems, Ensure effective compliance with all Tribal, Federal, State and Gaming regulations, Monitoring BSA, Office of Foreign Asset Control (OFAC), USA Patriot Act, and Privacy Act reports, findings and analysis, Ensuring generated reports are timely and accurate
  • Implementation of the Compliance Program to ensure compliance with regulatory requirements, Report to FinCEN suspicious activities, day-to-day, tracking and monitoring cash transactions, Investigating and filing suspicious activities reports, analytics reports, Title 31 Interdepartmental Trainer,
Real Estate Agent | 10/2006 to CurrentHomes 4 You - Chula Vista, Ca
  • Broker: Catalina Romero, (619)763-7391, may be contacted
  • Promoted property sales through advertisements, open houses and participation in multiple listing services.
  • Successfully guided home buyers and sellers through sales and purchase of properties.
  • Created and maintained large client base by meeting needs and delivering exceptional customer service.
  • Advised prospective clients on current market activities.
  • Counseled customers on market current status for residential and land markets.
  • Showed building models to prospects based on expressed needs and preferences.
  • Assisted clients in leasing of homes, retail and entertainment space.
  • Managed and rented out rental properties.
  • Ensure adherence of leases and contracts.
  • Wrote contract documents, purchase agreements and closing statements.
  • Showed residential properties and explained features, value and benefits of available homes.
  • Negotiated, facilitated and managed real estate transactions.
  • Followed up with prospects throughout sales processes.
  • Advertised properties to general public via networking, brochures, ads and multiple listing services to maximize exposure.
  • Communicated with owners regarding home and loan status.
Variance Analyst Specialist | 06/2004 to 01/2019Sycuan Casino - El Cajon, Ca
  • Salary: $56,000 + 40 hours/week Manager: Martha Jayo, (619) 445-6002 X 1176, may be contacted.
  • Auditing and Investigation of Variances incurred for the entire personnel in the casino, Data Entry of Daily Transactions, and Customer's Data, Surveillance reviews and reporting, Employees Performance Records and Reporting for Training and Disciplinary Actions, Title 31 (IRS & Fincen) daily reports auditing.
  • Creating and Enforcing New Policies and Procedures, Computerized Records Systems Trainer, AML and T31 interdepartmental Trainer, SAIR and SAR's Investigation and Filing, Proper Recording of Cash Transactions, Updating Exclusion and Watch Lists.
  • Watch Lists Updating, Promotional Items Recording & Auditing, Title 31 packages Auditing, Management' Assistance as needed.
Education and Training
San Diego Mesa College - - San Diego, CA | Associate of ScienceAdmin of Justice/Real Estate, Expected in 07/2020
Nordstrom Business College - - San Diego, CA | CertificateComputer And Information Sciences, 06/1996

Allied Real Estate Completed Platinum Professional Studies Completed Tax Prepared Licensed IRS Forensic Document Verifier Completed AML/BSA Trainings Completed

  • Completed coursework in [Subject], [Subject] and [Subject]
UReal Estate - - San Diego, CA | LIcense Real Estate, 11/2008
Build Your Own Now

DISCLAIMER

Resumes, and other information uploaded or provided by the user, are considered User Content governed by our Terms & Conditions. As such, it is not owned by us, and it is the user who retains ownership over such content.

Resume Overview

Companies Worked For:

  • Golden Acorn Casino
  • Homes 4 You
  • Sycuan Casino

School Attended

  • San Diego Mesa College
  • Nordstrom Business College
  • UReal Estate

Job Titles Held:

  • Compliance Officer
  • Real Estate Agent
  • Variance Analyst Specialist

Degrees

  • San Diego Mesa College - San Diego, CA | Associate of Science
    Nordstrom Business College - San Diego, CA | Certificate
    UReal Estate - San Diego, CA | LIcense

Create a job alert for [job role title] at [location].

×

Advertisement

Similar Resumes

View All
Compliance-Officer-resume-sample

Compliance Officer

Massachusetts Department of Public Utilities

Roslindale, Massachusetts

Compliance-Officer-resume-sample

Compliance Officer

AKSM, Ltd.

Hebron, Ohio

Compliance-Officer-resume-sample

Compliance Officer

C. R. Bard, Inc

Piscataway, New Jersey

About
  • About Us
  • Privacy Policy
  • Terms of Use
  • Sitemap
Help & Support
  • Work Here
  • Contact Us
  • FAQs
Languages
  • EN
  • UK
  • ES
  • FR
  • IT
  • DE
  • NL
  • PT
  • PL
Customer Service
customerservice@livecareer.com
800-652-8430 Mon- Fri 8am - 8pm CST
Sat 8am - 5pm CST, Sun 10am - 6pm CST
  • Stay in touch with us
Site jabber winner award

© 2021, Bold Limited. All rights reserved.