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BSA/AML Compliance Exminer Resume Example

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BSA/AML COMPLIANCE EXMINER
Professional Summary
Self-motivated compliance professional with 20- year track record of success in the banking industry, including nine years in BSA/AML .  Extensive  knowledge of related laws and regulations such as BSA/AML, USA Patriot Act, OFAC, SARs, CTRs and KYC. Highly accurate and meticulous with strong communication, planning, organizational, and time management abilities. Proficient in MS Office programs.
Skills
  • Investigation management
  • Quality Control Reviews
  • Training
  • Bilingual - Fluent Spanish
  • Report Preparation
  • Compliance Understanding
Accomplishments
Experience
BSA/AML Compliance Examiner 1 and 2, 10/2010 to 07/2016
Synovus Financial Corporation – 1033 Demonbreum Street Nashville, TN 37203
  • Responsible for reviewing Suspicious Activity Reports (SARs) for accuracy, timeliness, and quality of SAR Narratives
  • Conduct and review Subpoena Investigations as well as review the ones that have resulted in SAR fillings
  • Conduct quarterly reviews of the timeliness, accuracy and quality of SARs, Escalated Alerts, and Closed Alerts (no SAR filed)
  • Perform reviews of Domestic and International wire transfers, PEP, OFAC, High Risk Customers, Identity Theft, and elderly financial exploitation as requested by the BSA/AML Compliance Officer
  • Assist in gathering of reports, and other materials for exams/audits
  • Train BSA Staffing/Financial Investigation Teams on how to detect, suspicious activity such as structuring, money laundering, fraud, check kiting, and elderly financial exploitation
  • Attend BSA/AML conferences and seminars in order to stay current with the new laws and regulations

BSA/AML Compliance Officer, 10/2008 to 09/2010
The Bank of Nashville – 401 Church Street Nashville TN 37219
  • Managed all components relating to the Bank's BSA/AML Program
  • Performed detailed analysis to detect patterns, trends, anomalies and schemes in transactions and relationships across multiple businesses and personal accounts (SARs)
  • Assisted in preparation of an the annual Risk Assessment Report of services and products
BSA/AML Compliance Assistance, 07/2007 to 09/2008
The Bank of Nashville – 401 Church Street Nashville, TN 37219
  • Responsible for conducting reviews and investigations using the bank's monitoring system Patriot Officer software
  • Prepared Suspicious Activity Reports (SARs) for management
  • Assisted with the preparation and review of materials gathered for regulatory exams/audits
Teller / Personal Banker, 02/2005 to 06/2007
The Bank of Nashville – 3770 Hillsboro Pike Nashville, TN 37215
  • Process standard teller transactions for customers including servicing clients accounts and business clients
  • Responsible for servicing clients with opening new accounts, personal or business  accounts
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Resume Overview

Companies Worked For:

  • Synovus Financial Corporation
  • The Bank of Nashville

Job Titles Held:

  • BSA/AML Compliance Examiner 1 and 2
  • BSA/AML Compliance Officer
  • BSA/AML Compliance Assistance
  • Teller / Personal Banker

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