· Executed annual BSA/AML & OFAC bank-wide risk assessment.
· Maintained and updated the Banks BSA/AML/OFAC policy, procedures and related forms. Performed customer identification and Risk Rating (CIP), customer due diligence (CDD) and enhanced due diligence (EDD) requirements.
· Reviewed Bank's high risk customers and ensured site visits were conducted. Completed and electronically filed currency transaction reports (CTRs). Filed CTR exemptions and annually reviewed Bank's exempt customers. Completed and filed Suspicious Activity Reports (SAR). Reported SAR filings to the Board of Directors monthly as well as an annual report to keep Board members abreast of CTR and SAR trends, Regulatory updates and/or changes, and any changes regarding BSA within the Bank.
· Ensured that monetary instruments, ACH activity, and wire transfers were adequately monitored for potential suspicious activity.
· Created and maintained Remote Deposit Capture (RDC) procedures and forms. Approved RDC applications for new customers and reviewed existing RDC customers to ensure correct velocity limits and for proper usage of RDC service.
· Maintained all records, reports and supporting documentation for BSA compliance. Prepared for regulatory BSA examinations and internal audits.
· Performed FinCEN 314a lists bi-weekly.
· Ensured Bank personnel received and completed their annual BSA and OFAC training.
· Reviewed OFAC alerts and customer screening.
· Implemented, validated and project manager for the Banks automated anti-money laundering system (Banker's Toolbox-BAM).
· Assisted Branch personnel as well as other departments with BSA/Compliance questions. Assisted Compliance Officer with Compliance monitoring reviews.
· Implemented service agreements with Security vendor which resulted in $15,000 yearly cost savings.
· Maintained the Banks alarm security systems and cameras.
· Conducted Security audits of all locations to ensure in compliance with the Bank Protection Act.
·�� Implemented Security equipment for two newly opened locations (Corporate location and branch location).
· Informed Bank personnel of any Security threats including any Information Security breaches.
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