● FinCEN, FFIEC, OCC, FDIC, CFPB, NYDFS
● Bank Secrecy Act/USA PATRIOT Act
● CIP/KYC/CDD/EDD
● OFAC and Global Sanctions Screening
● Transaction Monitoring and Investigations
● Suspicious Activity Reporting (SAR)
● Risk Assessments
● Project Management and Leadership
● Policies and Procedures
● Metrics, KPIs, and Committee Reporting
● Training
● Audits and Exams
● On-boarding and Periodic Reviews
● Quality Assurance
● Revitalized and lead the transaction monitoring , OFAC customer screening, FinCEN 314(a) compliance processes for the US Branch
● Transformed the BSA/AML Program by authoring, implementing, and maintaining policies and procedures
● Conducted investigations for potential fraud, suspicious transactions, and sanctions violations
● Acted as the SME and liaison for matters pertaining to US Sanctions and regulations
● Represented the US Branch at the Global Markets Unauthorised Trading Risk Monitoring Forum, Payment Screening Governance Forum, and Fund Transfer Regulations Governance Forum
● Prepared BSA/AML and Sanctions and RMA risk assessments
● Interfaced with Internal Audit and regulators for Safety and Soundness exams
● Steered and delivered remediation related to quality assurance, audit, and regulatory exam findings and recommendations
● Served as Corporate Secretary for US Regulatory Compliance and Financial Crimes Committee
● Designed and provided quarterly US Top Risk report to the Group Compliance Committee
● Developed and presented annual and targeted training to the US based staff
● Conducted surveillance and monitoring of correspondent banking relationships and activity
● Investigated and assessed AML surveillance alerts
● Reviewed and analyzed transactions for suspicious patterns
● Executed AML testing, remediation, and model validation for KYC/AML related applications
● Performed due diligence reviews including negative/adverse media screening
● Identified and investigated potential red flags and keywords associated with sanctioned countries and entities, sensitive industries, PEPs, high risk geographies, internal watch lists, and unusual transaction details and patterns
● Managed internal watch lists ensuring efficient and effective transaction monitoring
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