Vice President Resume Example
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VICE PRESIDENT
Professional Summary
Top shelf financial services professional with 17 years of wealth management experience. Highly effective at working with HNW clients of all backgrounds. Friendly and personable with high EQ and adaptable approach. CFA Charterholder and CERTIFIED FINANCIAL PLANNER (CFP) professional with exceptional knowledge in wealth management, estate planning, investment management, insurance, charitable giving, and tax efficient strategies. Specialized in cross-border financial planning for foreign nationals in the U.S. and Americans abroad. 5 years living and working in greater China, and 1 year in Japan.
Skills
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Work History
Vice President, 08/2018 to 12/2019
Array Information Technology
Array Information Technology
- Comprehensive financial planning and wealth management for HNW clients.
- Due diligence and implementation of alternative investments, with an emphasis on private placements.
- Multi-family office firm with average net worth north of $20 million.
Director of Investments, 10/2016 to 04/2018
Healthpeak Properties, Inc.
Healthpeak Properties, Inc.
- Responsible for developing outlook, investment theses, asset allocations, and investment implementation for more than $650 million in high net worth clients' assets under management.
- Served as Chair of the Investment Committee.
- Identified weaknesses in fixed income portfolio due to high correlation with equities, and portfolio drift, and replaced ineffective investment managers.
Principal / Venture Capital Advisor, 05/2014 to 10/2016
- Worked with Saudi Diplomat interested in venture capital investments.
- Managed venture capital investment process from deal sourcing, through due diligence, valuation analysis, term sheet negotiations and exit strategy.
- Established and implemented early exit strategy outside the typical venture model.
- 2009-2015 – 3 Graduate Degrees, and living and working in Hong Kong and mainland China.
Financial Reporting Editor, 10/2012 to 02/2014
Us Bank
Us Bank
- English language editor for Chinese financial news reporting service.
Wealth Management Advisor, 09/2004 to 01/2008
First Tech Credit Union
First Tech Credit Union
- Comprehensive financial planning, with emphasis on retirement planning.
- Designed investment portfolios that met the short and long-term goals of high net-worth clients.
Investment Analyst/Portfolio Manager, 03/2003 to 03/2004
Raymond James
Raymond James
- Managed USD$310M in high net-worth client and trust accounts.
- Designed portfolios using individual bonds, stocks, ETF's, derivatives, and managed money investments.
- Evaluated portfolio performance using risk analytics, such as Sharpe and Treynor ratios, Jensen's Alpha, hurdle rates, portfolio semi-variance and VaR.
- Delivered 13 consecutive months of positive returns in all client accounts with more than 283% cumulative returns in discretionary accounts.
Senior Mutual Fund Analyst, 03/2002 to 03/2003
Larimer Capital Corp
Larimer Capital Corp
- Created portfolio strategies and mutual fund recommendations based on market and sector analysis.
- Authored a national newsletter covering the mutual fund industry and best macro-economic investment strategy practices with the effect of increasing newsletter subscription by 24% •Increased overall company revenue by 35%.
Financial Advisor, 08/1999 to 09/2000
Blue Sky Advisors
Blue Sky Advisors
- Top 10% in production among new financial advisors nationwide.
- Designed, implemented, and managed clients' investment portfolios.
- Taught investor education seminars for community outreach and business development.
Mutual Fund Analyst, 08/1997 to 08/1999
- Managed an eight-person team that provided mutual fund performance analysis and risk analytics to institutional investors.
- Achieved the highest customer satisfaction results among department, based on accuracy, timeliness, and ability to adapt to clients' dynamic needs.
Education
Master of Global Management: 2014
Thunderbird School of Global Management
Thunderbird School of Global Management
M.B.A: China Business and Finance, 2012
The Chinese University of Hong Kong
Beta Gamma Sigma, Dean's List
The Chinese University of Hong Kong
Beta Gamma Sigma, Dean's List
M.Sc: Finance, 2010
University of Colorado - City
Dean's List
University of Colorado - City
Dean's List
B.A: Cultural Anthropology, 1997
University of Colorado - City
University of Colorado - City
Work History
Vice President, 08/2018 to 12/2019
Prudential Securities
Prudential Securities
- Comprehensive financial planning and wealth management for HNW clients.
- Due diligence and implementation of alternative investments, with an emphasis on private placements.
- Multi-family office firm with average net worth north of $20 million.
Director of Investments, 10/2016 to 04/2018
NA
NA
- Responsible for developing outlook, investment theses, asset allocations, and investment implementation for more than $650 million in high net worth clients' assets under management.
- Served as Chair of the Investment Committee.
- Identified weaknesses in fixed income portfolio due to high correlation with equities, and portfolio drift, and replaced ineffective investment managers.
Principal / Venture Capital Advisor, 05/2014 to 10/2016
- Worked with Saudi Diplomat interested in venture capital investments.
- Managed venture capital investment process from deal sourcing, through due diligence, valuation analysis, term sheet negotiations and exit strategy.
- Established and implemented early exit strategy outside the typical venture model.
- 2009-2015 – 3 Graduate Degrees, and living and working in Hong Kong and mainland China.
Financial Reporting Editor, 10/2012 to 02/2014
Company Name
Company Name
- English language editor for Chinese financial news reporting service.
Wealth Management Advisor, 09/2004 to 01/2008
Company Name
Company Name
- Comprehensive financial planning, with emphasis on retirement planning.
- Designed investment portfolios that met the short and long-term goals of high net-worth clients.
Investment Analyst/Portfolio Manager, 03/2003 to 03/2004
Company Name
Company Name
- Managed USD$310M in high net-worth client and trust accounts.
- Designed portfolios using individual bonds, stocks, ETF's, derivatives, and managed money investments.
- Evaluated portfolio performance using risk analytics, such as Sharpe and Treynor ratios, Jensen's Alpha, hurdle rates, portfolio semi-variance and VaR.
- Delivered 13 consecutive months of positive returns in all client accounts with more than 283% cumulative returns in discretionary accounts.
Senior Mutual Fund Analyst, 03/2002 to 03/2003
Company Name
Company Name
- Created portfolio strategies and mutual fund recommendations based on market and sector analysis.
- Authored a national newsletter covering the mutual fund industry and best macro-economic investment strategy practices with the effect of increasing newsletter subscription by 24% •Increased overall company revenue by 35%.
Financial Advisor, 08/1999 to 09/2000
Company Name
Company Name
- Top 10% in production among new financial advisors nationwide.
- Designed, implemented, and managed clients' investment portfolios.
- Taught investor education seminars for community outreach and business development.
Mutual Fund Analyst, 08/1997 to 08/1999
- Managed an eight-person team that provided mutual fund performance analysis and risk analytics to institutional investors.
- Achieved the highest customer satisfaction results among department, based on accuracy, timeliness, and ability to adapt to clients' dynamic needs.
Accomplishments
- Chartered Financial Analyst (CFA) Charterholder (2003) CERTIFIED FINANCIAL PLANNER (CFP) professional (2017).
Skills
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Resume Overview
School Attended
- Thunderbird School of Global Management
- The Chinese University of Hong Kong
- University of Colorado
Job Titles Held:
- Vice President
- Director of Investments
- Principal / Venture Capital Advisor
- Financial Reporting Editor
- Wealth Management Advisor
- Investment Analyst/Portfolio Manager
- Senior Mutual Fund Analyst
- Financial Advisor
- Mutual Fund Analyst
Degrees
- Master of Global Management : 2014
M.B.A : China Business and Finance , 2012
M.Sc : Finance , 2010
B.A : Cultural Anthropology , 1997
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