Senior Credit Information Group Officer / Project Lead Resume Example
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SENIOR CREDIT INFORMATION GROUP OFFICER / PROJECT LEAD
Professional Summary
Experienced Business/Operations Analyst with over 20 years of experience in the Financial industry . Excellent reputation for resolving problems, improving customer satisfaction, and driving overall operational improvements. Consistently saved costs while increasing profits.
Skills
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Work History
Senior Credit Information Group Officer / Project Lead, 09/2017 to Current
Bank Of America Merrill Lynch – City , STATE
Bank Of America Merrill Lynch – City , STATE
- Manage the Information Wall and provide borrower information to the clients and counterparties in a timely manner while overseeing the credit event process such as amendments, waivers, bankruptcies and corporate restructuring.
- Provide support to the Global Credit Special Situations and Emerging Markets Trading lines of business by trading in a variety of products such as syndicated loans, bilateral loans, private equity and aircraft.
- Review and interpret legal documentation and other materials related to complex credit events.
- Analyze client portfolios and perform due diligence required by federal regulators for trade and credit events.
- Working with Emerging Markets / LATAM (Latin America) trading desk, coordinate the information flow for projects with desk direction to their prospective investors.
- Handle the sourcing, NDA process, legal input, data site build and dissemination of information with external clientele.
International Team Lead / Senior Financial Analyst, 05/2013 to 09/2017
Neuberger Berman Group LLC – City , STATE
Neuberger Berman Group LLC – City , STATE
- Communicated effectively with institutions, banks, financial advisors, brokers and third-party administrators to assist on all aspects of new account set up, trading and account maintenance.
- Researched and Developed new business ventures in Latin America (LATAM).
- Worked directly with internal and external operational groups in managing $3 billion dollars of institutional accounts invested in Neuberger Berman equity, fixed income and specialty funds.
- Managed business relationships with institutional clients domestically and in Latin America.
- Developed / revised and implemented strategies to execute business plans to achieve desired results such as increase client base, gross production and Portfolio Management assets.
- Oversee daily review and validations of account opening and KYC/AML Documentation.
- Performed expense analysis for advisers, administration, accounting, Blue Sky, and 12b-1 fees and expenses.
- Reconciled P&L spreadsheet reports on a weekly basis and process 12b-1 invoices.
- Reconciled discrepancies regarding management, advisory and 12B-1 fee dollar amounts in a suspense account.
- Assisted with financial analysis, forecasting, budgeting and risk assessments.
Consultant - Corporate Trust Administrator, 10/2012 to 05/2013
The Bank Of New York Mellon – City , STATE
The Bank Of New York Mellon – City , STATE
- Served as a subject matter expert for trade and transaction reporting, supported senior management to focus on business ethics and understanding regulatory requirements.
- Responsible for DTC breaks and being a liaison between prime broker and counterparty on open trades.
- Reconciled trade discrepancies.
Team Lead / Senior Institutional Client Specialist, 03/2008 to 04/2012
Legg Mason LLC – City , STATE
Legg Mason LLC – City , STATE
- Maintained business relationships with U.S.
- Private bankers and Institutional clients in Latin America (LATAM).
- Responsible for overseeing the day to day cash management, operations and onboarding process in Latin America.
- Reviewed / opened new accounts for U.S.
- And Foreign Corporations by obtaining supporting documentations.
- Handling account relationships that typically generate aggregate fee income in the $150,000 to $1 million range.
- Followed up on missing documentation and information with clients via phone/email.
- Review/Validate/Authorize received documentation from clients.
- Investigate and resolve wire failures and/or redemptions not processed or being sent to the wrong DDA.
- Liaised with Legal and Compliance Division with customer complaints / litigation and prepared SARs packages.
- Served as a subject matter expert for complex compliance, regulatory matters, internal policies and procedures.
Education
Master of Business Administration (MBA): Finance, 2018
University of Massachusetts - City, State
University of Massachusetts - City, State
Bachelor of Arts (BA): Economics, 2015
Queens College, City University of New York - City, State
Queens College, City University of New York - City, State
Certifications
FINRA Series 7 & Series 63
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Resume Overview
School Attended
- University of Massachusetts
- Queens College, City University of New York
Job Titles Held:
- Senior Credit Information Group Officer / Project Lead
- International Team Lead / Senior Financial Analyst
- Consultant - Corporate Trust Administrator
- Team Lead / Senior Institutional Client Specialist
Degrees
- Master of Business Administration (MBA) : Finance , 2018
Bachelor of Arts (BA) : Economics , 2015
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