compliance assistant resume example with 10+ years of experience

Jessica Claire
Montgomery Street, San Francisco, CA 94105 609 Johnson Ave., 49204, Tulsa, OK
Home: (555) 432-1000 - Cell: - - -
Professional Summary
Highly motivated BSA/AML Specialist possessing outstanding analytical and organizational skills. Has the knowledge and expertise to keep BSA/AML program running efficiently.
  • ACAMS Certified: ID 1000232504
  • Knowledgeable in BSA/AML rules and regulations
  • Expert in financial analysis
  • Provides excellent reporting to summarize BSA/AML program
  • Proficient in utilizing AML/BSA software
  • Excellent organizational and time management skills
  • Multi-tasker
  • Great problem solving capabilities
  • Excellent work ethic
  • Great Computer Skills
  • Knowledgeable in HMDA & CRA
Related Work History
05/2013 to Current
Compliance Assistant Brown And Riding Dallas, TX,
  • Provided monthly and quarterly BSA/AML reports to the Compliance Officer.
  • Daily review of various reports to identify unusual activity and determine if they are suspicious in nature.
  • Reviewed and filed Currency Transaction Reports, Suspicious Activity Reports and the filing of exempt persons.
  • Ran OFAC and 314(a) searches.
  • Performed High Risk reviews.
  • Provided BSA/AML support in other banking departments as needed.
  • AML software data validation.
  • Assisted in government reporting projects such as HMDA and CRA.
  • Reviewed Monetary Instrument Logs and Reg CC holds for accuracy.

04/2012 to 05/2013
Financial Services Representative Nationwide Charlotte, ,
  • Processed bank account transactions such as deposits, withdrawals, account transfers, issue monetary instruments and lock boxes
  • Opened bank accounts such as checking, savings, CD's, IOLTA's, UTMA's.
  • Refer bank products to customers.
  • Maintain the ATM.

09/2009 to 07/2011
Personal Banker Nicolet National Bank Traverse City, MI,
  • Opened bank accounts such as checking, savings, money markets and IRA savings.
  • Sold bank products such as credit cards, online banking, bank accounts and investments.
  • Processed domestic and international wires.
  • Referred customers to business bankers and investment brokers.
  • Made cold calls for sale opportunities.

Expected in 2009
BBA: Business Management
Texas State University - San Marcos, TX
  • Graduated in the Spring of 2009 with a Bachelors Degree in Business Management.

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Resume Overview

School Attended

  • Texas State University

Job Titles Held:

  • Compliance Assistant
  • Financial Services Representative
  • Personal Banker


  • BBA

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