vp internal audit manager resume example with 10+ years of experience

Jessica Claire
, , 609 Johnson Ave., 49204, Tulsa, OK 100 Montgomery St. 10th Floor
Home: (555) 432-1000 - Cell: - - : - -
  • Showcased Subject Matter Expertise by contributing to the overall reduction of organized financial crimes and bank losses. Focused Fraud Investigator with highly developed skills that truly shine when identifying anomalies and teaming up with staff members for brainstorming purposes. A valuable and committed professional with dynamic communication and interpersonal skills. Ready to take on a new role with a company where a strong work ethic and calm demeanor will be appreciated.
  • Investigate cases involving financial crimes - deposit fraud - new accounts, credit card, ACH, check fraud, account takeovers, ID Theft, forgeries, money laundering, social engineering scams & true name fraud, saving the bank millions of dollars in fraud losses.
  • Financial Crimes Investigations
  • Law Enforcement / FBI
  • Loss Mitigation/ Funds Recovery
  • Investigative Policies and Procedures
  • Excellent Oral & Written Communication
  • Regulatory Compliance /Case Narratives / Investigative Record Keeping
  • Telephone Interviews and Interrogations
  • SAR filings (FinCen), AML
  • Complex Problem-Solving
  • Industry Best Practices
06/2022 to Current
VP, Internal Audit Manager Cathay General Bancorp San Jose, ,
  • Supervise and lead internal audits to assess the effectiveness of controls, accuracy of financial records, efficiency of operations and compliance.
  • Participate in the development of fraud risk assessments and audit plans.
  • Collaborate with internal clients/ stakeholders with audit findings and recommendations.

Working towards CFE certification.

02/2014 to 06/2022
Financial Crimes Investigator Seattle Credit Union Lynnwood, ,
  • Specialized in pre and post pandemic economy fraud – IRS, PPP, Unemployment fraud and SBA loan scams
  • Conducted special investigations pertaining to financial crimes by applying investigative techniques, interview, interrogate, validate information, analyze data and prepare clear, chronological and concise case narratives of fraud/loss events
  • Worked on investigations stemming from a variety of fraud cases to mitigate regulatory, reputational & compliance risk for the Bank, by minimizing losses with the ability to manage confidential information while maintaining transparency
  • Proficient in Word, Excel spreadsheets, Outlook, Power Point presentations and investigative research related to the case
  • An individual contributor, work independently & effectively; ensuring individual and department performances are within procedural guidelines
  • Made recommendations for improving & streamlining processes/ practices
  • Monitored high risk cases, expert in ACH & check fraud, partner with AML/ BSA by preparing/ discussing Suspicious Activity Reports (SARs) submitted to regulators
  • Reviewed / case investigations & discussions with management/ team
  • Conducted thorough, appropriate, and timely investigations using the established department procedures
  • Utilized appropriate analysis tools for deriving at proper conclusions identifying the fraudulent activity & linking all associated accounts
  • Partnered with financial institutions, cross functional departments, law enforcement, FBI & Secret Service
  • Maintained strong working relationships with appropriate industry groups and governmental agencies to curtail & to recover funds
  • Adept at handling large caseloads
  • Developed & keep informed on current practices, emerging fraud trends & industry standards/ IAFCI member
  • Assisted in writing job aids, coordinating activities to benefit & in furtherance of SIT activities & functions
  • Emphasis on Bank Secrecy Act (BSA); anti-money laundering and terrorist financing, fraud rings and external fraud
  • Led activities, train other members, subject matter expertise, manage ad-hoc cases, testify on cases.
01/2013 to 01/2014
Branch Manager Miq Logistics Miami, FL,
  • Constant account monitoring, fraud prevention - internal & external, daily reports & vault responsibilities.
  • Established and built customer relationships through targeted outreach and initiatives.
  • Assigned duties to employees and examined work for accuracy, neatness and timeliness.
08/2011 to 07/2012
  • Banking/ SVP
  • Managed 4 retail branches for staffing, sales & business development
  • Completely responsible for hiring, onboarding, training & development of staff members
  • Client management, retention, sales, business development
  • Ensuring all branches excelled in AML/ compliance/ audits
  • Lending, fostering good relationships with prominent community members & professionals.
Education and Training
Expected in 04/1990 to to
Apple Computers - Ahmedabad, Gujarat
Expected in 04/1987 to to
M. S. University - Baroda,

Working towards CFE certification.

Full Professional
Full Professional
Full Professional

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Resume Overview

School Attended

  • Apple Computers
  • M. S. University

Job Titles Held:

  • VP, Internal Audit Manager
  • Financial Crimes Investigator
  • Branch Manager
  • Head of Retail



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