Internal Audit Manager resume example with 13+ years of experience

(555) 432-1000,
Montgomery Street, San Francisco, CA 94105
Professional Summary
Certified Internal Auditor with over thirteen years of financial, operational, compliance and IT audit experience at a financial institution, including four years in management roles.
  • Technical knowledge of the Institute of Internal Auditors' International Standards for the Professional Practice of Internal Auditing and Code of Ethics
  • Microsoft Office Suite proficiency
  • TeamMate audit management software proficiency
  • Experience with automated audit software (Banc-Audit)

  • Working knowledge of banking/financial services
  • Management experience
  • Effective oral, written and interpersonal communication skills
  • Understanding of the COSO 2013 internal control framework
University of Arkansas at Little Rock Little Rock, AR Expected in 2001 Bachelor of Science : Accounting - GPA :


  • Certified Public Accountant (CPA)
  • Certified Internal Auditor (CIA)
  • Certified Financial Services Auditor (CFSA)
Work History
California Resources Corporation - Internal Audit Manager
Tupman, CA, 2015 - 05/2016
  • Managed fourteen audit team members at multiple locations; provided guidance and coaching to staff through assignment and accountability of goals and completion of annual performance evaluations
  • Established overall direction for the bank's internal audit function including policies, procedures, annual audit plan, scopes and reporting
  • Supported management through risk identification, control testing and process improvement procedures
  • Articulated audit findings, risks and detailed recommendations to management and the Audit Committee
  • Supervised and coordinated outsourced internal audits with external audit firms; assisted with coordination of projects for external auditors and examiner evaluations.
  • Prepared and controlled an annual operating budget for the department
  • Coordinated work with Risk Management and other control-related activities to reduce redundancy
  • Participated in IT Steering and Enterprise Risk Management committee meetings as a non-voting member
  • Periodic involvement in special projects, including acquisition due diligence
  • Assisted with management and reporting of incidents identified through the bank's Whistleblower Hotline

Appfolio - Compliance Audit Manager
Plano, TX, 03/2012 - 2015
  • Supervised a team of three audit team members to include training, development and completion of performance evaluations
  • Oversaw compliance audit engagements including planning, program development, field work and proper audit conclusion support
  • Reviewed audits for accuracy, quality and conformance to departmental policies and procedures
  • Developed and prepared audit reports and communicated recommendations to all levels of management and the Audit Committee
  • Monitored follow-up on outstanding issues
  • Implemented measures to ensure audits were completed within scope, budget and time requirements
  • Participated in the risk assessment process and development of the annual audit plan
  • Assisted with the preparation and implementation of departmental goals including the budget process
  • Participated in special projects that required auditing or accounting expertise

Carmax, Inc. - Auditor
Merrillville, IN, 08/2002 - 03/2012
  • Performed field work on audit engagements with minimum supervision
  • Communicated the results of audit projects via written reports and oral presentations in a timely manner to management and the Audit Committee
  • Acted as lead auditor on audits as assigned
  • Assisted in performing risk assessments and implementing the annual audit plan

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Resume Overview

School Attended

  • University of Arkansas at Little Rock

Job Titles Held:

  • Internal Audit Manager
  • Compliance Audit Manager
  • Auditor


  • Bachelor of Science

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