SEARCH

Chase Wealth Management/Associate Resume Example

Resume Score: 80%

Love this resume?Build Your Own Now
CHASE WEALTH MANAGEMENT/ASSOCIATE
Summary

Dedicated financial professional with 24 years experience enhancing and modernizing the diverse functions of middle office. Skilled in independent work and team-oriented projects evidenced by annual performance reviews. Scope of experience includes: creating and successfully launching templates to support new platforms, integrating financial data migration, presenting locus for global metrics forums, reconciling daily functions, and protecting the firm's risk exposure by maintaining a work ethic of diligence, ownership and mental acumen.

Skills
  • Keen analytical and problem solving ability
  • Effective communication experience
  • Strong understanding of systems and flows
  • Excellent interpersonal skills
  • Proficient training of other team members
  • Solid integrity and trustworthiness
  • Energetic and enthusiastic presence
  • Dependable team contributor
  • Accurate and detail-oriented work ethic
  • Reliable and steadfast under pressure
  • Decisive mindset and acumen to enhance processes and to prevent breaks
Experience
Chase Wealth Management/Associate, Company Name, August 2020-CurrentCity, State

Estate Processing

  • Work closely with personal representatives, legal entities and beneficiaries to facilitate distributions from retail brokerage and/or CWM retirement accounts of deceased clients
  • Claim and review each account to determine the beneficiaries and percentages
  • Review and ensure all the require documentations are in good order for each account
  • Prepare payout packet for each beneficiary, submit for liquidation and distribution
CIO Treasury Middle Office/Associate, Company Name, March 1998-August 2020City, State

Trade Support

  • Ensure trades are timely, accurate and successful through the product lifecycle
  • Set up structures, securities and reference data for FO to capture trades
  • Ensure time sensitive Tri-Party Repos are processed and successfully settled in BONY
  • Perform FOBO reconciliations to ensure accurate positions and valuations
  • Monitor and ensure (Nostro and WAM) breaks are resolved and cleared on a timely basis
  • Perform regulatory reporting on Treasury holdings
  • Perform authorized instrument analysis: submitting results to JPMorgan's Market Risk reporting
  • Act as a liaison between FO, BO, risk, compliance, accounting, and technology teams
  • Improve FO workflow by adding limits and defaults to booking structures
  • Create a process to capture trades with TBA Cusips
  • Assist to create platform that captures new products (Caps and Floors)
  • Assist to build auto matching for derivatives between MarkitWire and RMS
  • Identify system bug and correct calculation errors for front stub swaps
  • Assist FO to correct Cross Currency Swap booking errors
  • Perform and review CCAP and SOX testing

Risk and P&L

  • Substantiate and publish Risk and P&L numbers for FO sign-off
  • Perform reconciliations between reporting and sub-ledger system
  • Reconcile actual vs. estimated P&L
  • Perform stale price and off-market reviews
  • Compile and present Volcker and non-Volcker metrics
  • Assist to create platform that capturesdebt issuance for Swedish Krona

Controls

  • Coordinate and present weekly metrics for North America
  • Review and sign off on (FOBO, VAR and Stress) reconciliations
  • Coordinate audit reviews and explain CIO controls to auditors
  • Build a hedge qualification control for CIO internal derivatives
  • Build reconciliation for CIO portfolio between reporting system and RMS
  • Build reconciliation for agency pools between RMS and CIB allocation system
  • Assist to implement day count Act.Act.ICMA for non$ debt issuance
  • Assist to create platform for FO to sign off on Structural Product Due Diligence review
  • Assist to migrate securities from MBS CORE to Impact system
  • Build FOBO reconciliation for securities and repos between Impact and RMS
  • Assist to automate onboard reconciliations to Xceptor platform
  • Assist to automate metrics dashboards to Tableau platform
Financial Reporting/Analyst, Company Name, September 1996-March 1998City, State
  • Assisted in the preparation of the firm's consolidated financial statements
  • Assisted in the preparation of press releases and investor presentations
  • Assisted in the preparation of SEC filings
  • Submitted the quarterly 10-Q and annual 10-K filings to the SEC database
  • Prepared variance analysis of financial reports
  • Collected data and performed peer comparative analysis
Education
BBAAccounting, , The Bernard M. Baruch College, , CityFebruary 1997
  • Honors: magna cum laude
Products and Systems Knowledge
  • ABS, Bond Futures, Caps and Floors, CCS, CLO, CMBS, CMO, Corp Bond, Dus Bond, FRA, Equities Cash, Equities Options, FF Futures, FRA, Interest Rate Futures, Money Market Instruments, Mortgage Backed Securities, MUNI, Pledges, Repos, RMBS, Swaps, Swaption, Treasuries.
  • Alacrity, Anvil, Athena, Atrium, Bloomberg, CIO Systems and Data Warehouse, Cognos, Customer Assist, DTC, Excel, FORCE, GIM, Impact, JAWS, JIRA, JPM Connect, Kapital, MarkitWire, MaRRS, Morgan Markets, OPICS, OTM, PowerPoint, Pyramid, Tableau, Tradeweb, Word, WorkHub, Xceptor.
Build Your Own Now

DISCLAIMER

Resumes, and other information uploaded or provided by the user, are considered User Content governed by our Terms & Conditions. As such, it is not owned by us, and it is the user who retains ownership over such content.

Resume Overview

School Attended

  • The Bernard M. Baruch College

Job Titles Held:

  • Chase Wealth Management/Associate
  • CIO Treasury Middle Office/Associate
  • Financial Reporting/Analyst

Degrees

  • BBA

Similar Resumes

View All
Wealth-Management-Associate-resume-sample

Wealth Management Associate

Alexandria, Virginia