BSA Analyst Resume Example Mega Bank - West Covina, California

BSA ANALYST

Objective

To obtain a position where I can use my Bank Secrecy Act/Anti-Money Laundering (BSA/AML) knowledge and experiences to benefit and enhance the compliance of an organization or a financial institution.

Skills

Proficient in Fiserv- AML Program, Microsoft Word Processor, Excel, PowerPoint, SAP, QuickBooks, Publisher, Outlook, email programs, Internet and desktop publishing, Adobe Photoshop, Illustrator; operate copier, typewriter, scanner, fax and other office equipment.

Experience

03/2014 to Current

BSA AnalystMega Bank － San Gabriel, CA

Implements an effective & efficient BSA/AML & OFAC compliance program to ensure the Bank's BSA policies and procedures minimize risk exposure and comply with appropriate laws and regulations.
Provides the Board of Directors, Senior Management, and Compliance Committee Members with the information necessary to keep its members properly informed regarding the effectiveness of the BSA/AML process.
Performs internal controls to include risk-based monitoring and enhanced due diligence (EDD) processes in the areas of Bank Secrecy Act, USA Patriot Act, Anti-Money Laundering, OFAC and Customer Identification Program (CIP) to ensure that all reportable transactions are identified and reported in a timely manner and the Bank's compliance efforts are maintained on a daily basis.
Ensures that all required recordkeeping and reporting requirements are met and that the employees are aware of their responsibilities under the BSA/AML and OFAC laws and regulations. Maintains BSA/AML and OFAC records in accordance with the Record Retention requirements of the Bank's policy.
Jointly with Senior Management to implement an ongoing BSA/AML and OFAC training program to include general BSA training and more specific training that focuses on a particular function to increase employee's awareness and knowledge in BSA compliance
Jointly with Senior Management to coordinate all regulatory examinations, BSA/AML audits, independent testing, or other internal BSA/AML assessments. Responsible for all written audit exception responsesParticipates in trainings and seminars to maintain a current knowledge of all BSA/AML, US Patriot Act, and OFAC laws and regulations and applicable regulatory guidance to assist in the coordination and development of the written BSA/AML Program and Procedures.
Coordinate with Department Heads to implement proper job description details pertaining to the BSA area with the appropriate personnel. Ensure accountability is incorporated with the staff's performance evaluation.
Write and file Suspicious Activity Reports (SARs) and Currency Transaction Reports (CTRs) as needed.
Prepare monthly minutes for Compliance Committee Meeting

02/2012 to 03/2014

BSA Officer AssistantMega Bank － San Gabriel, CA

Assisted BSA Officer to track high risk accounts review dates
Printed Non-Resident Aliens (NRA) monthly reports
Printed daily Suspect Kiting report and Currency Transaction by Tax ID report
Assisted with analyzing account activities by printing statements and copies of checks
Reviewed high risk accounts and wrote activities reports/narratives

01/2011 to Current

Executive AssistantMega Bank － San Gabriel, CA

Perform secretarial, clerical, and administrative duties to offer primary support to the Executive Office including Board of Directors, President/CEO and CFO.
Coordinate and prepare packages for Board of Directors & Executive Committee meetings.
Prepare monthly minutes for Executive Committee Meeting.
Compose correspondences to customers, shareholders, and regulators.
Act as the Receptionist to answer phone calls and receive visitors.

11/2006 to 05/2009

Project ManagerIDW USA Inc － San Dimas, CA

Worked diligently with sales team to provide marketing support.
Coordinated and followed up on production issues with overseas production office.
Created PowerPoint/Adobe Illustrator presentations and promotional materials.
Submitted RFQ's and production brief files to domestic and International vendors.
Followed up with quotations, estimates, sales orders, and purchase orders.
Performed routine customer order processing & communicated with suppliers and sales staff to expedite production and delivery.
Worked closely with customers and sales staff to develop new products
Worked closely with the CEO to establish pricing strategies

Education and Training

5/11/02

B.A. degree: Business Administration Management SociologyMount St. Mary's College － Los Angeles, CABusiness Administration Management Sociology Cum Laude

Business Administration

1/02 Sigma Beta Delta-Business Honor Society
9/98-5/02 President of Vietnamese Student Association (2 Terms)
1/02 Delta Epsilon Sigma-National Scholastic Honor Society
1/02 Kappa Gamma Pi-National Catholic College Graduate Honor Society

Awards: MSMC Institute for Student Academic Enrichment for certificate of achievement in Business Administration Delta Epsilon Sigma: National Scholastic Honor Society Certificate of Appreciation for Peace Camp 2002 Presidential Scholar Perfect Attendance Dean's List

Languages

Proficient in speaking and writing English and Chinese (Cantonese and Mandarin)

Skills

Fiserv-AML Software, Office Word, Excel, PowerPoint, Outlook, Publisher, QuickBooks, Adobe Illustrator, Adobe Photoshop, desktop publishing, RingCentral Voice over IP, Cisco Phone System, sales, marketing, SAP, clerical/secretarial, typewriter, copier, fax machine, and scanner.

Resume Overview

Companies Worked For:

Mega Bank
IDW USA Inc

School Attended

Mount St. Mary's College

Job Titles Held:

BSA Analyst
BSA Officer Assistant
Executive Assistant
Project Manager

Degrees

B.A. degree : Business Administration Management Sociology
Business Administration

BSA Analyst Resume Example

Resume Score: 90%

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