BSA Analyst Resume Example
Love this resume?Build Your Own Now
BSA ANALYST
Objective
To obtain a position where I can use my Bank Secrecy Act/Anti-Money Laundering (BSA/AML) knowledge and experiences to benefit and enhance the compliance of an organization or a financial institution.
Skills
|
Experience
03/2014 to Current
BSA AnalystBridge Bancorp, Inc. － Brooklyn , NY
- Implements an effective & efficient BSA/AML & OFAC compliance program to ensure the Bank's BSA policies and procedures minimize risk exposure and comply with appropriate laws and regulations.
- Provides the Board of Directors, Senior Management, and Compliance Committee Members with the information necessary to keep its members properly informed regarding the effectiveness of the BSA/AML process.
- Performs internal controls to include risk-based monitoring and enhanced due diligence (EDD) processes in the areas of Bank Secrecy Act, USA Patriot Act, Anti-Money Laundering, OFAC and Customer Identification Program (CIP) to ensure that all reportable transactions are identified and reported in a timely manner and the Bank's compliance efforts are maintained on a daily basis.
- Ensures that all required recordkeeping and reporting requirements are met and that the employees are aware of their responsibilities under the BSA/AML and OFAC laws and regulations. Maintains BSA/AML and OFAC records in accordance with the Record Retention requirements of the Bank's policy.
- Jointly with Senior Management to implement an ongoing BSA/AML and OFAC training program to include general BSA training and more specific training that focuses on a particular function to increase employee's awareness and knowledge in BSA compliance
- Jointly with Senior Management to coordinate all regulatory examinations, BSA/AML audits, independent testing, or other internal BSA/AML assessments. Responsible for all written audit exception responsesParticipates in trainings and seminars to maintain a current knowledge of all BSA/AML, US Patriot Act, and OFAC laws and regulations and applicable regulatory guidance to assist in the coordination and development of the written BSA/AML Program and Procedures.
- Coordinate with Department Heads to implement proper job description details pertaining to the BSA area with the appropriate personnel. Ensure accountability is incorporated with the staff's performance evaluation.
- Write and file Suspicious Activity Reports (SARs) and Currency Transaction Reports (CTRs) as needed.
- Prepare monthly minutes for Compliance Committee Meeting
02/2012 to 03/2014
BSA Officer AssistantBionano Genomics, Inc. － San Diego , CA
- Assisted BSA Officer to track high risk accounts review dates
- Printed Non-Resident Aliens (NRA) monthly reports
- Printed daily Suspect Kiting report and Currency Transaction by Tax ID report
- Assisted with analyzing account activities by printing statements and copies of checks
- Reviewed high risk accounts and wrote activities reports/narratives
01/2011 to Current
Executive AssistantPbk Architects － Berkeley , CA
- Perform secretarial, clerical, and administrative duties to offer primary support to the Executive Office including Board of Directors, President/CEO and CFO.
- Coordinate and prepare packages for Board of Directors & Executive Committee meetings.
- Prepare monthly minutes for Executive Committee Meeting.
- Compose correspondences to customers, shareholders, and regulators.
- Act as the Receptionist to answer phone calls and receive visitors.
11/2006 to 05/2009
Project ManagerIDW USA Inc － City , STATE
- Worked diligently with sales team to provide marketing support.
- Coordinated and followed up on production issues with overseas production office.
- Created PowerPoint/Adobe Illustrator presentations and promotional materials.
- Submitted RFQ's and production brief files to domestic and International vendors.
- Followed up with quotations, estimates, sales orders, and purchase orders.
- Performed routine customer order processing & communicated with suppliers and sales staff to expedite production and delivery.
- Worked closely with customers and sales staff to develop new products
- Worked closely with the CEO to establish pricing strategies
Education and Training
5/11/02
B.A. degree: Business Administration Management SociologyMount St. Mary's College － City, StateBusiness Administration Management Sociology Cum Laude
Business Administration
- 1/02 Sigma Beta Delta-Business Honor Society
- 9/98-5/02 President of Vietnamese Student Association (2 Terms)
- 1/02 Delta Epsilon Sigma-National Scholastic Honor Society
- 1/02 Kappa Gamma Pi-National Catholic College Graduate Honor Society
Awards: MSMC Institute for Student Academic Enrichment for certificate of achievement in Business Administration Delta Epsilon Sigma: National Scholastic Honor Society Certificate of Appreciation for Peace Camp 2002 Presidential Scholar Perfect Attendance Dean's List
Languages
Proficient in speaking and writing English and Chinese (Cantonese and Mandarin)
Skills
Fiserv-AML Software, Office Word, Excel, PowerPoint, Outlook, Publisher, QuickBooks, Adobe Illustrator, Adobe Photoshop, desktop publishing, RingCentral Voice over IP, Cisco Phone System, sales, marketing, SAP, clerical/secretarial, typewriter, copier, fax machine, and scanner.
DISCLAIMER
Resumes, and other information uploaded or provided by the user, are considered User Content governed by our Terms & Conditions. As such, it is not owned by us, and it is the user who retains ownership over such content.
How this resume score could be improved?
Many factors go into creating a strong resume. Here are a few tweaks that could improve the score of this resume:
Resume Strength
- Completeness
- Formatting
- Word choice
- Length
- Measurable results
- Strong summary
- Clear contact info
- Typos
Resume Overview
School Attended
- Mount St. Mary's College
Job Titles Held:
- BSA Analyst
- BSA Officer Assistant
- Executive Assistant
- Project Manager
Degrees
- B.A. degree : Business Administration Management Sociology
Business Administration
Similar Resumes
