Assistance Vice President Resume Example

Resigned to care for young child during COVID epidemic

• Establish, design, and execute regulatory compliance testing
• Work with the Line of Business as well as the Compliance Manager to ensure all rules applicable to the line of business and the products supported are identified so that testing priorities can be evaluated and established.
• Execute, organize, and prioritize testing in a timely manner ensuring deliverables are achieved while maintaining accuracy.
• Develop and document detailed testing scripts covering testing of controls evaluations and testing of transactions to assess adherence to compliance rules.
• Prepare testing scope, workpapers, and reports capturing results of testing.
• Work closely with the team to ensure consistency among execution of testing and interpretation of rules.
• Keep up to date on changes in federal and state compliance laws and regulations impacting the group of assigned compliance focus area(s) and ensure testing scripts reflect such changes.
• Assess adherence to regulatory requirements and laws. Serves as an independent reviewer to conduct transactional and control testing across the Global Financial Crimes Transaction Monitoring Systems.
• Prepare and potentially present reports to management regarding status of compliance testing in areas of compliance focus.
• Participate in various ad-hoc projects as assigned.
• Innovator in the utilization of Collibra and Metacenter to understand and document system architecture and data lineage.