Risk Management professional with 12 years + of experience in performing IT Audit, Vendor/Third Party Risk Assessments and Security Control Assessments with in-depth knowledge of CSAE/SSAE (SOC 1, SOC 2), NIST, SIG, PCI-DSS to achieve Confidentiality, Integrity, Availability of Information Systems. Knowledge of Access Control, Audit and Accountability, Compliance Testing, Risk Assessment, Change Management, Security Maintenance, Policies, Procedures, and Incident Response.
Reliable and skilled AML / KYC / FRAUD ANALYST with vast experience gained from working with reputable financial institutions. Extensive knowledge of government sanctions, regulations and compliance policies. An Expert at CDD, negative news screening and PEP screening. Meticulous and proactive with thorough analytic and investigative skills.
Risk Management professional, Administrative Assistant
SAS, CECL and Data Analytics. Well Experienced in usage of GRC Tools: RSA Archer, Service Now, OneTrust, ProcessUnity Riskonnect, Ariba, JIRA,Prevalent. Solutions-oriented Business Analyst possessing unique combination of business analysis, quality assurance testing and applications development experience in top-tier organizations. SCreative Business Analyst with broad-based background in highly competitive and dynamic organizations. Recognized as decisive leader and excellent team player. Advanced knowledge of asset tracking software. Committed to providing accurate, effective advice to customers.
Maintain current knowledge of laws, regulations, policies and procedures applicable to the job assignment.
Ā· Assist the AML Officer with onboarding new counterparties as well as managing external onboarding requests
Ā· Provide day-to-day support and oversight to the business on OFAC/sanctions issues.
Ā· Perform EDD activities at the direction of the AML officer.
Ā· Monitored data inputs to manage and maintain accuracy.
Ā· Improved operations by working with team members and customers to find workable solutions.
Ā· Monitor transactions of assigned accounts to assess potential suspicious activity on the account, such as money laundering.
Ā· Monitor, investigate, review and escalate KYC/ AML alerts for further investigation
Ā· Prepare well-written Suspicious Activity Reports (SARs) on suspect transactions
Ā· Work and contribute in a team-oriented and collaborative environment to improve the analytical and reporting processes.
Ā· Ensure compliance with Bank Secrecy Act Regulations, Anti-Money Laundering related regulations, Office of Foreign Assets Control Regulations and USA PATRIOT Act Regulations
. Write suspicious activity reports, address sanctions alerts, and other applicable AML processes in accordance with regulatory expectations and departmental procedures.
- In depth knowledge of Performing assessments of IT General Controls (ITGC) such as Access Control, Change Management, IT operations, Disaster recovery and Job Scheduling.
- Execute Computer Assisted Audit Techniques using software tools such as Monarch Pro, Microsoft Access, and IDEA to analyze data.
- Experience in reviewing Service Organization Control (SOC) reports, in compliance with SSAE18 for organizations.
- Performed audit of IT general and application controls, information security, systems development, change management, business continuity, disaster recovery and computer operations.
- Implementing and testing of internal controls under Section 404 of the Sarbanes Oxley Act (SOX) and performing Walkthrough of controls and evaluating operating.
- Performed IT Infrastructure Audit to test default account, vendor update & patches, password setting and unnecessary services running over the application such as Unix, Window, Mainframe, Network devices, Firewall, Database and Active Directory.
- Participated in SAP Transaction testing to perform, including testing of segregation of duties to assist the client in improving their user management, authentication management, authorization management, access management, and provisioning capabilities.
- Assisted in planning, execution of audit and work closely with financial teams, operations teams, as well as the risk management team.
- Coordinate and perform reviews of data center general controls, company-server security, operating systems, systems development life cycles, monitor procedures relating to physical security over data centers, computer operations and network communications security.
- Liaised between in-house managers/IT department and External Financial and Operational Auditors.
- Prepared audit scopes reported findings and presented recommendations for improving data integrity and operations.objectives and appraised policies and plans under audit review.
- Conducted audits on internal controls and developed reports on findings.
- Adhered to audit principles, standards and practices to keep company in good standing.
ā¢Usage of GRC tools such as:
-RSA Archer
-Service Now
-OneTrust
-Riskonnect
-ProccessUnity
-Ariba
-JIRA
-Prevalent
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