A highly motivated, experienced Senior Investment Associate with skills in
management, client-relationships and marketing. Over 25 year's in the securities industry.
Over 3 year's management experience.
Skilled at handling multiple tasks and projects simultaneously.
Skills
FINRA Series 7 License
NASAA Series 63 License
NASAA Series 65 License
Various sales training
Insurance Licensed
Energetic and proactive
Proficient in Microsoft Word, Outlook, Internet, Scheduling programs and industry specific software
Extremely organized
Excellent work ethic
Strong interpersonal skills
Work History
Senior Investment Associate, 12/1999 to Current RBC Wealth Management – Billings, MT
Work with (2) senior investment officers and Branch Director in all aspects of the Brokerage Profession.
Highly proficient in assisting clients with all types of investment account transactions buying and selling on the Stock Exchange.
Strong communication and organizational skills evidenced by quality customer service and the ability to establish rapport with clients as well as communicate professionally on daily basis by phone, meetings, or letters to
clients.
Skilled with problem solving, focusing on details and deadline oriented.
Hold responsibility of
Notary Public.
Senior Registered Client Associate, 02/1993 to 12/1999 DA Davidson & Co. – Billings, MT
Held the position of Operations Manager.
Hired and managed support staff
Managed daily office operations.
Assisted Financial Advisors with issues regarding order entry or staff
Education
Series 7, 63, 65, and Insurance Licensed Various Sales Training MSU - Billings: MSU - Billings, MT
High School Diploma: 1977 Laramie Senior High - Laramie, WY
