SEARCH

Senior Investment Associate Resume Example

Resume Score: 55%

Love this resume?Build Your Own Now
SENIOR INVESTMENT ASSOCIATE
Professional Summary
A highly motivated, experienced Senior Investment Associate with skills in management, client-relationships and marketing. Over 25 year's in the securities industry. Over 3 year's management experience. Skilled at handling multiple tasks and projects simultaneously.
Skills
  • FINRA Series 7 License
  • NASAA Series 63 License
  • NASAA Series 65 License
  • Various sales training
  • Insurance Licensed
  • Energetic and proactive
  • Proficient in Microsoft Word, Outlook, Internet, Scheduling programs and industry specific software
  • Extremely organized
  • Excellent work ethic
  • Strong interpersonal skills
Work History
Senior Investment Associate, 12/1999 to Current
RBC Wealth Management – Billings, MT
  • Work with (2) senior investment officers and Branch Director in all aspects of the Brokerage Profession.
  • Highly proficient in assisting clients with all types of investment account transactions  buying and selling on the Stock Exchange.
  • Strong communication and organizational skills evidenced by quality customer service and the  ability to establish rapport with clients as well as communicate professionally on daily basis by phone, meetings, or letters to clients.
  • Skilled with problem solving, focusing on details and deadline oriented.
  •   Hold responsibility of Notary Public.
Senior Registered Client Associate, 02/1993 to 12/1999
DA Davidson & Co. – Billings, MT
  • Held the position of Operations Manager.
  • Hired and managed support staff
  • Managed daily office operations.
  • Assisted Financial Advisors with issues regarding order entry or staff

Education
Series 7, 63, 65, and Insurance Licensed Various Sales Training MSU - Billings: MSU - Billings, MT

High School Diploma: 1977
Laramie Senior High - Laramie, WY
Build Your Own Now

DISCLAIMER

Resumes, and other information uploaded or provided by the user, are considered User Content governed by our Terms & Conditions. As such, it is not owned by us, and it is the user who retains ownership over such content.

Resume Overview

Companies Worked For:

  • RBC Wealth Management
  • DA Davidson & Co.

School Attended

  • MSU
  • Laramie Senior High

Job Titles Held:

  • Senior Investment Associate
  • Senior Registered Client Associate

Degrees

  • Series 7, 63, 65, and Insurance Licensed Various Sales Training MSU - Billings :
    High School Diploma : 1977

Similar Resumes

View All
Senior-Investment-Associate-resume-sample

Senior Investment Associate

PNC Bank

Bradenton, Florida