Risk Management Examiner Resume Example Federal Deposit Insurance Corporation (FDIC)

RISK MANAGEMENT EXAMINER

Professional Summary

10+ years in financial and banking regulatory field with additional skills in performing audits and investigations. Attentive analyst with the ability to focus on both large and small details while resolving complex issues in a timely manner. Skilled in risk assessment, mitigation, identifying financial trends, and effectively managing multiple projects at once.

Skills

Banking
Financial
Financial analysis
Litigation
Policies and Procedures
Problem solving skills
Researching
Conducting investigations

Trend Analysis
Data management
Verbal and written communication
Leadership
Conflict resolution
Planning and Coordination
Critical thinking

Work History

Risk Management Examiner, 02/2018 to Current
Federal Deposit Insurance Corporation (FDIC) – Little Rock, United States, AR, United States

Conduct examinations of insured depository institutions including appraisal and classification of assets; analysis of liabilities and capital, earnings trends, and future prospects.
Evaluate the performance of management and the safety and soundness of its policies, procedures, and practices, determining any unsafe and unsoundpractices or violations of laws and regulations.
Perform off-site pre-examination analysis which includes identifying and documenting trend analysis of financial performance and business processes.
Delegate, coordinate and review work of 10 to 20 team members while providing training.
Outline and manage end-to-end examination tasks when serving as Examiner in Charge (EIC), working closely with Operations and Asset Managers to develop post examination documentation.
Apply problem solving skills to correct data deficiencies identified through trend and financial analysis.
Identify and investigate questionable data to determine fraud, dominant management abuse and identify weak internal control practices.
Outline findings, document issues and recommendations during the on-site examination.
Present examination findings and recommendations both orally and in written format to bank and regulatory officials.
Prepare reports of examination including examination findings and recommendations for the review of management and board members.
Conduct formal risk mitigation and performance improvement recommendation meetings with agency management and bank executives.

Auditor, 08/2012 to 02/2018
Employee Benefits & Security Administration (EBSA) – Atlanta, United States, GA, United States

Independently planned, conducted and coordinated 10 to 15 civil and criminal investigations of moderate to large size employers and service providers monthly.
Prepared and issued subpoenas to obtain pertinent records, documents, and information needed to complete reviews and support case findings.
Collected and verified data to analyze program and operational performance trends and deficiencies.
Investigated allegations of embezzlement and fraud, researching allegations and complaints to identify criminal leads.
Developed training materials for multiple interagency competencies including derivatives and failed banking institution resolutions.
Met with regional directors quarterly to provide investigation updates, outlines of case findings and metrics for dissemination to agency executives.
Conducted formal interviews for investigation purposes and prepared written reports of results, findings, and conclusions of interviews.
Performed administrative depositions of trustees found to have acted improperly in performing fiduciary duties.
Analyzed financial records, trustee meeting minutes, claims data, and corporate governance records to determine compliance with laws and regulations.
Prepared and presented well documented and information sensitive investigative report findings, both orally and written, to wide ranges of audiences including supervisory officials.
Negotiated corrective actions for violations with plan officials, trustees and representatives to obtain voluntary compliance or secure monetary restitution where cases did not require litigation.

Financial Institution Specialist, 01/2009 to 08/2012
FDIC – Atlanta, United States, GA, United States

Analyzed complex financial data collected from financial institutions and bank holding companies.
Researched and verified Federal regulations, rules and policies and banking requirements to ensure compliance.
Acted as liaison between FDIC, bank officials and other regulatory authorities to coordinate meetings and examinations.
Conducted and recorded interviews of management and other personnel to evaluate background information.
Prepared, proofread and critiqued examination reports, memorandums, work papers and correspondence.

Education

Bachelor of Science: Accounting, Business AdministrationUniversity of Arkansas at Pine Bluff - Pine Bluff, AR
GPA: 3.2, Credits Earned: 147 Semester Hours

Professional Training

EBSA Criminal Enforcement Training
FDIC Financial Institution Analysis School
FDIC Asset Liability Management School
FDIC Loan Analysis School Accomplishments

Accomplishments

FDIC Star and Monetary Awards:

Work and accountability as Operation's Manager during a troubled institution examination.
Working in a lead role and providing training during a troubled institution examination.
Exceptional performance as Asset Manager at a large financial institution.
Serving as Examiner in Charge at the joint examination of a complex, large institution.

Resume Overview

Companies Worked For:

Federal Deposit Insurance Corporation (FDIC)
Employee Benefits & Security Administration (EBSA)
FDIC

School Attended

University of Arkansas at Pine Bluff

Job Titles Held:

Risk Management Examiner
Auditor
Financial Institution Specialist

Degrees

Bachelor of Science : Accounting, Business Administration

Risk Management Examiner Resume Example

Resume Score: 80%

DISCLAIMER

Resume Overview

Create a job alert for [job role title] at [location].

Similar Resumes