Conduct research on compliance and regulatory matters.
02/2013 - 06/2014
First Western Trust － Denver, COCredit Compliance Administrator
Reviewed Loan Requests to ensure compliance and coordinate with credit analysts and lenders to obtain information and documentation.
Established and fostered new and existing vendor business relationships when ordering and requesting appraisals and appraisal reviews.
Prepared Loan Committee materials; recorded and distributed minutes.
Worked with Internal Loan Origination and Servicing teams.
Assisted in Loan documentation preparation.
Worked with Compliance Department to establish bank Guidelines on CRA, HMDA and other Compliance and Audit regulated matters.
02/2007 - 02/2011
United Western Bank － Denver, COOperations Specialist/System Support
Responsible for the implementation and set up of business and consumer client on line banking applications, products and Treasury services.
Responsible for security set up (passwords and user credentials) for new and existing employees.
Performed quality control on deposit.
account files to ensure compliance with regulations Performed internal reviews on ACH and wire authorization forms to ensure compliance with bank policy and to ensure proper approval and signing authority was obtained.
Regularly reviewed and maintained deposit and operational procedures including OFAC, CIP, Deposit Account Opening/Closing, Online Banking and ACH/Wire processes.
11/2005 - 02/2007
Preferred Parking － Denver, COValet Manager
Responsible for the care of client's vehicles and personal property.
Coordinated staff scheduling, and in new staff selection.
Provided security and peace of mind.
05/2005 - 11/2005
Washington Mutual － Westminster, COAssistant Financial Center Manager
Oversee Sales, Branch Operations and Branch Personnel.
Served as Operations Trainer, ensuring strict adherence to policy and procedures as it pertained to Branch Opening and Closing procedures; new client account products and services, ATM servicing and other daily duties.
07/2003 - 05/2005
US Bank － Westminster, COAssistant Bank Manager
Delivered exceptional customer service and sales.
Oversee daily branch operations including; Teller functions, new account opening functions, cash ordering, and assisted clients with bank products and services.
Ensured compliance with company policies and procedures.
09/2001 - 09/2002
CU Service Center － Arvada, COBranch Manager
Establish and maintain relationships with individual or business customers and provided assistance with problems these customers may encounter.
Planned, directed, and coordinated the daily activities of workers in the branch.
Recruited new hires and oversee training programs.
Network within communities to find and attract new business.
Prepared financial or regulatory reports required by laws, and regulations.
Prepared operational or risk reports for upper management analysis.
11/2000 - 09/2001
Guaranty Bank and Trust － Denver, COTeller Supervisor
Primarily responsible for the daily teller line operations.
Provided training and assisted in coordinating staff scheduling.
Performed quality control reviews on teller drawers and transactions to ensure compliance with related laws and regulations.
08/2000 - 11/2000
Colonial Bank － Englewood, COAVP of Branch Operations
Responsible for the day to day supervision of the branch operations and staff.
08/1998 - 08/2000
TCF National Bank － Aurora, COBranch Manager
Responsible for all aspects of the branch operations, including limited loan functionality.
Coordinated monthly branch sales promotions and incentive programs for several in-store branches.
Coordinated new staff hiring and training.
Responsible for compliance and regulatory adherence and oversight.
Front Range Community College － Westminster, CO, USACertification: Pharmacy Technician
Front Range Community College － Westminster, CO, USACertification: CompTIA Hardware and Software
High School Diploma
Minneapolis Technical － Minneapolis, MN, USACertification: Culinary Arts
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Companies Worked For:
First Western Trust
United Western Bank
CU Service Center
Guaranty Bank and Trust
TCF National Bank
Front RangeCommunity College
Job Titles Held:
Risk Management Associate
Credit Compliance Administrator
Operations Specialist/System Support
Assistant Financial Center Manager
Assistant Bank Manager
AVP of Branch Operations
Certification : Pharmacy Technician Certification : CompTIA Hardware and Software High School Diploma Certification : Culinary Arts Certification
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