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Risk & Compliance Analyst Resume Example

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RISK & COMPLIANCE ANALYST
Summary
Diligent and driven analyst who has achieved success in a variety of roles with increasing levels of responsibility. An effective communicator and team-builder with strong analytical, management and organizational skills.
Skills
Microsoft Office suite, e.g. Excel, PowerPoint, Word, Outlook, Google Docs, LexisNexis, DocuSign, Jack Henry, Synergy/4 Sight, Verafin
Experience
01/2016 to Current
Risk & Compliance AnalystRepublic Bank － Philadelphia, PA
  • Answer garnishment, writs, and levy orders served on the bank.
  • Review legal papers to understand and determine scope of documents requested and coordinated/negotiated with serving attorney or agency to clearly define scope and due date.
  • Perform substantial research and inquiries on several Republic Bank systems that possess customer information to identify where relevant responsive information is held within the bank.
  • Research depository accounts to determine the presence of Federal protected benefits and file answers accordingly.
  • Research and operate various bank systems to pull records.
  • Appear in court and give testimony under oath to the authenticity and meaning of bank records.
01/2015 to 01/2016
Trust AdministratorRockefeller Trust － Wilmington, DE
  • Manage Trustee and Beneficiary information.
  • Draft, analyze, and finalize Trust Review presentations.
  • Research previous Trust Review presentations and minutes.
  • Run current tax year reports for asset analyst, statement of charges, statement of assets.
  • Solely responsible for reviewing tax return filings before being sent to the IRS.
  • Review K-1's, 1089's, 8949's and Trust documentation.
01/2013 to 01/2015
Compliance AnalystPeachtree Financial － PA
  • Drafted contracts and funding reports for claimants.
  • Collaborated with several departments to eliminate procedural errors and margin breaks.
  • Reviewed files, records and other documents to obtain necessary information.
  • Responsible for database management.
  • Conducted financial and legal research and analysis to determine projected settlements.
  • Identified risk of potential fraud.
  • Conducted analysis of background searches, credit reports, and court documents.
  • Trained team members on applying compliance procedures and regulatory mandates.
  • Proofed documents to ensure company and legal accuracy.
  • Ensured data was consistent and accurate throughout all stages of the funding process.
  • Managed and trained employees on the DocuSign program.
Education and Training
B.A: Legal StudiesWidener UniversityLegal Studies
A.B.ADelaware County Community College
Skills
analyst, agency, attorney, benefits, contracts, credit, database management, documentation, financial, legal, legal research, Excel, Microsoft Office suite, Outlook, PowerPoint, Word, presentations, Research, settlements, tax
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Resume Overview

Companies Worked For:

  • Republic Bank
  • Rockefeller Trust
  • Peachtree Financial

School Attended

  • Widener University
  • Delaware County Community College

Job Titles Held:

  • Risk & Compliance Analyst
  • Trust Administrator
  • Compliance Analyst

Degrees

  • B.A : Legal Studies
    A.B.A

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