Manager Internal Audit Strategic Governance Resume Example

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(555) 432-1000,
, , 100 Montgomery St. 10th Floor

Experienced internal audit and risk management manager with a demonstrated history of working in the financial services industry. Skilled in Enterprise Risk Management, Internal Audit, Process Improvement, and Analytical Skills. Strong program and project management professional with a MBA focused in Taxation and Finance from City University of New York-Baruch College - Zicklin School of Business.

Education and Training
Baruch College, The City University of New York , Expected in 2012 Master of Business Administration (MBA) : Finance, Taxation - GPA :
Baruch College, The City University of New York , Expected in 2006 Bachelor of Business Administration : Accounting - GPA :
  • Certified Public Accountant (CPA) - 2011
  • Certified Information Systems Auditor (CISA) - 2019
Kpmg - Manager - Internal Audit
Sacramento, CA, 11/2020 - Current
  • Leading various aspects of Risk Management and Internal Audit duties.
  • Key responsibilities: Leading and participating in day-to-day audit work, including audit planning, fieldwork and reporting and document process flows, identify risks, assess controls and perform audit testing.
  • Participating in ongoing risk assessment process and assist in developing and executing a dynamic audit plan to address high risk areas.
  • Tracking and validating closure of internal audit issues and regulatory findings Collaborating with ERM to enhance boards and management committees’ charters and policies to meet OCC’s heightened expectation.
  • Ensuring risk events are escalated and corrective actions are taken within the prescribed timeframe.
  • Participating in the Risk Assessment Framework refresh and new product approval and product discontinuation activities.
  • Evaluating deficiency for SOX impacts, reporting and closure of SOX significant controls.
  • Established and created training programs to enhance employee knowledge of best practices, resulting in improved customer satisfaction.
  • Trained employees on additional job positions to maintain coverage of roles at all times.
  • Met with stakeholders to discuss compliance audit plans and results, explaining options for improvement.
  • Supported and directed internal audit staff of 2 people.
  • Adhered to audit principles, standards and practices to keep company in good standing.
  • Collected and analyzed financial data to identify improvements for controls and compliance.
  • Streamlined internal auditing programs by utilizing data analytics software.
  • Applied audit fundamentals to identify risks and develop action plans.
  • Trained, developed and provided performance management initiatives to audit staff.
  • Prioritized multiple, concurrent projects to deliver high-quality results.
Medcor, Inc - Manager - Strategic Enablement and Governance
Orlando, FL, 05/2016 - 11/2020
  • Implemented process improvements after noticing several underperforming areas within organization.
  • Conducted market research and reported on competitors.
  • Updated procedures for [Task] to increase productivity and maximize [Type] sales.
  • Cultivated strong professional relationships with suppliers and key clients to drive long-term business development.
ERNST & YOUNG, LLP - Transaction Advisory Services – Senior Associate III
City, STATE, 12/2014 - 05/2016
  • Performed accounting and financial due diligence engagements for private equity and corporate investors mostly within the power & utilities, oil & gas, energy commodities, and pharmaceuticals industries.
  • Key responsibilities: Evaluated quality of recurring earnings (QoE) by identifying debt and debt like items, non-recurring items etc Performed historical analyses, forecast analysis, and assisting in financial modeling and valuation.
  • Participated in conference with clients and target management including several targets with revenues greater than $5 billion.
  • Prepared monthly research report of energy market using SNL, S&P, CapIQ, to be distributed to over 4,000 prospective clients.
  • Consolidated edison co.
  • Of New york —.
Consolidated Edison Inc - Senior Auditor; Auditor; Staff Accountant
City, STATE, 03/2008 - 12/2014
  • Performed internal audit and general accounting roles.
  • Key responsibilities: Executed risk based financial, operational, and Information Technology audits.
  • Independently performed SOX compliance and risk-based audits to support ICFR.
  • Worked with management to craft out corrective action plan to for issues requires attention.
  • Implemented Quality Assurance and Improvement Program (QAIP) per IIA guidance for the department by team work with colleagues.
  • Performed Service Organization Controls (SOC1) review in accordance with SSAE 16.
  • Prepared monthly, quarterly, and annual observation report to be distributed to CEO, CFO, Chief Auditor, and the audit committee.
  • Trained and mentored new hires and staff auditors about audit policies, procedures and best practices.
  • Prepared materials for technical accounting updates, and collaborating with the Company’s internal and external auditors.
  • Prepared and maintained accounting policies and enhanced the existing policies to stay compliant with accounting updates.
  • David barton gym, llc —.
David Barton Gym - Staff Accountant
City, STATE, 07/2006 - 03/2008
  • Performed various general accounting functions of this growing company in the health and fitness industry.
  • Key results- Significantly reduced the payroll calculation time for the 350-500 employees by improving the payroll calculation spreadsheet.
  • Improved the A/R collection process by working out a plan with third party collection agency and increased the cash flow.

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School Attended
  • Baruch College, The City University of New York
  • Baruch College, The City University of New York
Job Titles Held:
  • Manager - Internal Audit
  • Manager - Strategic Enablement and Governance
  • Transaction Advisory Services – Senior Associate III
  • Senior Auditor; Auditor; Staff Accountant
  • Staff Accountant
  • Master of Business Administration (MBA)
  • Bachelor of Business Administration

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