Financial Representative Resume Example Fidelity Investments

FINANCIAL REPRESENTATIVE

Summary

Dedicated professional with over four years of significant experience providing superior client service in both workplace investing and personal investing environments. Strengths include providing proactive solutions to participants and traders by assessing their obstacles and anticipating their personal end goals. Focused and detail oriented to ensure that complex issues and trades are processed in a timely and accurate manner.

Highlights

FINRA Series 7 License
FINRA Series 63 License
Client Relationship Building
Exceptional Client Service

Knowledgeable Trader in Mutual Funds, Equities and Options
Excellent Communication Skills
Analytical Thinking and Problem Solving

Accomplishments

2012 Top Error Free Trader Quarter 3 (Fidelity Investments)
Accelerated Execution - August 2012 (Fidelity Investments)
Responsible for generating over $750,000 of new money in February, 2013 through proactive conversations about consolidating and active trading

Experience

Financial Representative
November 2011 to CurrentFidelity Investments － Merrimack, MA

Responsible for trading mutual fund, equity, precious metal,fixed income and options trades per client requests
Relay information about voluntary tender offers pertinent to reorganizations of companies and entering in clients requests to participate
Communicate clearly to clients the differences between order types
Interact with customers by responding to requests for information and assistance with their brokerage trading accounts on account features, trading balances, transaction and dividend distribution information
Proactive conversations with clients regarding equity markets, fixed income markets, international markets and economic conditions

Defined Contributions Representative II
October 2010 to November 2011Fidelity Investments － Merrimack, MA

Educated clients on ways that they can maximize their 401(k) plan by identifying, responding and assessing their needs and goals
Provided alternative retirement options for separated and retired participants by explaining the benefits of tax free growth and additional investment opportunities outside the employer plan by consolidating funds into an IRA
Communicated contribution, loan processing and withdrawal guidelines per company rules and regulations

Financial Adviser Internship
October 2009 to July 2010Cambridge Financial Services － Chelmsford, MA

Analyzed the risk of client portfolios by using Money Tree software as well as researching their individual mutual fund and stock positions
Utilized analytical skills by researching the Financial Market Trending and Analysis
Created meaningful relationships with clients, established early credibility and spoke intelligently regarding market trends
Worked extensively with retirement plans, specifically 401(k) and 403(B), helped to manage, interpret, and market retirement plans

Education

Bachelor of Science : FinanceUniversity of Massachusetts - Lowell － Lowell, MA

January 2005 - May 2010

MBA : FinanceUniversity of Massachusetts - Lowell － Lowell, MA

January 2013 - Present

Resume Overview

Companies Worked For:

Fidelity Investments
Cambridge Financial Services

School Attended

University of Massachusetts - Lowell

Job Titles Held:

Financial Representative
Defined Contributions Representative II
Financial Adviser Internship

Degrees

Bachelor of Science : Finance
MBA : Finance

Financial Representative Resume Example

Resume Score: 80%

Resume Overview

Create a job alert for [job role title] at [location].

Similar Resumes