financial crimes senior analyst resume example with 17 years of experience

Jessica Claire
  • , , 609 Johnson Ave., 49204, Tulsa, OK 100 Montgomery St. 10th Floor
  • H: (555) 432-1000
  • C:
  • Date of Birth:
  • India:
  • :
  • single:
  • :

Persistent, detail-oriented, analytical professional offering expertise in effectively analyzing needs and issues, operating efficiently while under pressure, and remaining calm while embracing new technology and understanding new concepts in the FinTech industry. Innovative, resourceful and critical-thinker, fast learner, and a positive attitude who is known for building and maintaining positive, productive relationships to investigate allegations of adverse AML and terrorist financing, fraud, or abuse and analyze patterns and provide recommendations.

Financial Crimes - Senior Analyst, 2014 - 2023
Lithic New York, NY,
  • 10+ years of professional experience working in a fraud, compliance and operations environment.
  • Part of the Global Due Diligence team, responsible for monitoring new and existing agents for financial fraud through complex analysis using internal systems and records from public and private databases to mitigate risks to the company.
  • Supervised three analysts in their day-to-day function as well as oversee reporting for their daily productivity.
  • Demonstrated strong research and analytical skills with high attention to detail.
  • Ability to identify compliance risks and escalate when appropriate.
  • Review escalated alerts from analysts and rule out to prevent handoffs to regional compliance.
  • Ability to work in a fast-paced highly structured deadline driven culture.
  • Made independent work-related decisions incorporating company policies and procedures.
  • Provide research into potential issues relating to financial crimes, compliance concerns, money laundering, and corruption.
  • Experience in conducting public database research and transactional analysis.
  • Conduct media and database research using complex search criteria and following a strict methodology.
  • Provided support to upper management with internal audits and special ad-hoc projects.
  • Led trainings to enhance knowledge base and improve production efficiency to new and current employees.
  • Identified process improvements and strategies for achieving compliance objectives while helping management with risk mitigation.
  • Shadowed in creating suspicious activity reports and filing currency transaction reports.
  • Collaborated with compliance professionals globally and provide policy clarification, guidance on enhanced due diligence (EDD) requirements.
  • Coach internal and external partners while creating and updating internal teams desk references and procedures.
  • Provided guidance and approach for ad-hoc referrals including politically exposed persons (PEP), government sanctions (OFAC) and other sensitive investigations around high-risk indicators for EMEA and APAC regions.
Compliance Analyst, 2013 - 2014
Agreliant Genetics Boone, IA,
  • Ensured SLAs and due diligence were met by providing weekly and monthly reports to management and the Director of Anti-Money Laundering (AML) Compliance
  • Investigated and researched the alerted activity using Western Union systems, public databases, and records
  • Documented findings and made recommendations with a high level of autonomy
  • Conducted complex analyses of alerts concerning patterns and trends associated with suspicious activity related to transactions conducted through Western Union Financial Services
  • Identified clients with high revenue to ensure they were up to date on compliance, policies, and procedures within Western Union regulations
  • Maintained daily contact with providers to ensure current provider compliance
  • Reviewed agent documentation and ordered Regulatory Data Corp (RDC) for a comprehensive global search of negative media, watch lists, regulatory lists, and Politically Exposed Person (PEP) lists for any concerns about the entity and its principals
  • Ensured compliance by assessing agent documentation to ensure the correct entity or individual was documented.
  • Pursued continuous learning opportunities regarding latest compliance and procedural changes.
  • Reviewed company policies against best practices to better understand level of compliance.
  • Performed special reviews to support management needs.
  • Supported internal and external auditing teams conducting impartial compliance reviews.
  • Helped to investigate fraud and identify risks in collaboration with risk management.
  • Reviewed records in cases of potential liability and determined compliance actions.
Prepaid Dispute Analyst, 2010 - 2012
  • Developed effective reporting tools and wrote detailed summaries for management review
  • Identified process improvement opportunities to ensure an on-going efficient structure for dispute resolution, leading to management satisfaction in the ability to track employee daily tasks
  • Determined existing fraud trends by analyzing accounts and transaction patterns.
  • Conducted reviews of flagged transactions and reports that showed potential suspicious activity.
  • Participated in group discussions with team members to develop new ways to combat fraud.
  • Participated in regular meetings with management to assess and address issues and identify and implement improvements.
Sales Support Specialist, 1999 - 2004
  • Increased productivity by managing information and workflow in support of the sales department and the Director of Business Development
  • Entrusted with handling and processing of confidential data.
  • Produced and distributed memos, newsletters and other forms of communication.
  • Organized files, developed spreadsheets, faxed reports and scanned documents to improve organizational workflow.
  • Offered diverse clerical support to office team members, managed correspondence, answered telephone calls and tracked documentation.
  • Created daily inventory reports and sales reports.
Education and Training
GED: , Expected in 1993
California State University - Fullerton, CA
Status -
: Nursing, Expected in 1988
Langley College - England - ,
Status -
: Business Administration, Expected in
Hope International University - Fullerton, CA,
Status -

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Resume Overview

School Attended

  • California State University
  • Langley College - England
  • Hope International University

Job Titles Held:

  • Financial Crimes - Senior Analyst
  • Compliance Analyst
  • Prepaid Dispute Analyst
  • Sales Support Specialist


  • GED
  • Some College (No Degree)
  • Some College (No Degree)

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