Experienced Director of Investment Risk Compliance with over 20 years of experience in financial governance, financial risk management, and regulatory compliance (GRC). Currently managing the Investment Risk Compliance and Global Investment Performance Standards (GIPS) functions for a New York based asset management firm. I have a track record of successful experience developing customized investment guidelines for U.S. Pension Funds, Central Banks, and other institutional clients, working with portfolio managers on investment strategy implementation, and leading teams for high profile regulatory audits. Throughout my years at the firm, my position has allowed me to develop a wide range of interdisciplinary technical skills and knowledge of a various functions, including Settlement/Operations, Legal, Information Technology, and Portfolio Management. Excellent reputation for resolving problems, improving customer satisfaction, and driving overall operational improvements. Consistently saved costs while increasing profits. Experience in policy development and staff management procedures positively impacting overall morale and productivity.
Meticulous [Job Title] offering [Number] years of experience in reviewing financial statements, recommending enhancements and monitoring ongoing activities. Familiar with statistical analysis techniques and [Software] operatin. Seek to apply knowledge and abilities to challenging new role. Operations Monitoring Analyst providing organization with key control checks for implementation and application of regulations and controls. Develop and deliver risk-based monitoring programs which test efficacy of front-line controls. Excellent presentation skills and ability to identify key compliance risks. Subject Matter Expert and trusted advisor skilled in research, analysis and examination of company technology and standard operating procedures. Interface andcollaborate with clients and internal team members, providing consultative enhancement recommendations based on industry research. Improve existing processes, procedures, technical enhancements, resource requirements and stakeholder engagement procedures to align with strategic goals. Highly motivated and positive individual with great organizational and communication skills. Customer service master and efficient problem solver. Deftly manage administrative functions of the practice. Provide thorough answers and solutions and provide an exceptional customer experience. Key leader within the dedicated product team experienced in building consensus amongst stakeholders by defining and championing shared product vision of what needs to be built. Talent for conveying clear and compelling narrative and enthusiasm for creating vital functionality. Strong desire for continuous improvement and proven ability to think strategically and act tactically about product development.
Member, Board of Directors, Institute for Community Living (Non-For-Profit)
Member, Finance & Investments Committee, Institute for Community Living (Non-For-Profit)
Member of the Finance Committee of the Professional Risk Manager International Association (PRMIA)
Member of the Valuation, Pricing, and Counterparty Committees of BNP Paribas Asset Management (BNP AM)
Member of the Operational Risk and Internal Controls Committee of BNP Paribas Asset Management
Member of the Regional Counterparty Committee of BNP Paribas Asset Management
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