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compliance risk analyst resume example with 9+ years of experience

Jessica
Claire
resumesample@example.com
(555) 432-1000,
, , 100 Montgomery St. 10th Floor
:
Summary

Detail-oriented compliance and risk specialist versed in financial analysis and reporting. Brings advanced understanding of risk mitigation strategies and financial decision-making.

Adept at uncovering fraud and suspicious transactions. Well-versed analyst using strong attention to detail and systematic approach to review daily task, reporting and compliance related activities. Good report writing and recordkeeping abilities.

Skills
  • IT competence and computer literacy.
  • Data Analysis
  • Banking Knowledge
  • Excellent communication
  • Customer Service experience
  • Financial Knowledge
  • Problem solving ability
  • Planning and organizational skills
  • Risk mitigation
  • Time management
  • Professional approach to work, integrity and respect for ethics.
  • Expert research and analytical skills
  • Attention to detail and meeting deadlines.
Education and Training
Florida Bankers Association Miami, FL Expected in : Certified BSA/AML Analyst - GPA :
UIA Costa Rica, Expected in 07/2007 Bachelor of Science : Business Administration And Management - GPA :
Certifications
  • Real Estate Sales Associate.
  • Certified CAM
Experience
First Merchants Corporation - Compliance/Risk Analyst
Pendleton, IN, 02/2018 - Current
  • Build and maintain in-depth knowledge of compliance and/or advisory related regulations.
  • Knowledge and understanding of risk based auditing techniques and methodologies
  • Knowledge of applicable federal and state regulations, company policies, and industry best practices.
  • Arrange meetings including the creation of creation of reports to be presented to management, committee, and board members including record of meeting minutes.
  • Ongoing auditing and reporting working with other departments such as operations, fraud, senior management and board members to deliver project requirements, develop solutions and meet deadlines.
  • Performed site and employee evaluations.
  • Prioritized and organized tasks to efficiently accomplish service goals.
  • Managed multiple projects and tasks to ensure high quality and timely delivery.
  • Demonstrated leadership by making improvements to work processes and helping to train others.
Bancfirst Corporation - BSA/AML Analyst
Luther, OK, 03/2015 - 02/2018
  • Responsible for monitoring, reviewing KYC for accuracy in order to assess the risk associated with each customer.
  • Ensure complete compliance review and due diligence is completed.
  • Perform quality assurance on Currency Transaction Reporting (CTR) before filing for completeness and accuracy.
  • Respond to peers, management when requesting information and documentation regarding KYC/CIP.
  • Manage workflow and complete responsibilities in a satisfactory manner.
  • Research KYC and onboarding documentation.
  • Review and assess potential sanctions hit for members and in transactions, utilizing internal procedures and industry standard best practices for disposition of false positives and escalation of potential matches.
  • Utilization of LexisNexis Internet sources, and/or third party vendors to perform in depth investigations to obtain and verify data during the review.
  • Organized and enhanced business rules governing enhancements to existing systems.
  • Organized and executed strategies for migrating and consolidating data.
  • Support the development and implementation of policies and procedures, including conducting training.
Stone Gate Bank - Teller Supervisor
City, STATE, 01/2014 - 03/2015
  • Responsibilities include perform duties as a paying and receiving teller supervisor and balance vault cash daily.
  • Maintain and monitor teller cash levels and assist them with accurate processing of currency, deposits, withdrawals, balancing, etc.
  • Ensure the teller staff is trained in new and/or changes to policies and procedures.
  • Ensure compliance with Bank’s policies procedures including BSA/AML.
  • Perform security and audit functions for the branch and ensure that customer service is provided, including resolving customer questions and problem resolution.
  • Maintained optimal financial controls by securing funds and making accurate transactions.
  • Reported daily averages and shortages to operations department.
  • Balanced daily cash deposits and vault inventory with zero error rate.
Capital Bank - Private Banker/Assistant Manager
City, STATE, 05/2012 - 05/2014
  • Responsibilities include assessing customer’s financial needs and matching them with the best products or services, contacting current and prospective customers to tell them about products and services that meet their current or future needs.
  • Assist with staff recruitment and training, ensuring the delivery of excellent customer service, and validation of the staff’s knowledge of policies and procedures.
  • Ensure confidentiality of customer information at all times and following all internal and federal guidelines.
  • Reviewed sales reports to enhance sales performance and improve inventory management accuracy.
  • Enforced company policies and procedures to strengthen operational standards across departments.
  • Mentored staff to enhance skills and achieve daily targets, using hands-on and motivational leadership.
  • Supported sales management initiatives to optimize business development.
  • Completed inventory audits to identify losses and project demand.

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Resume Overview

School Attended

  • Florida Bankers Association
  • UIA

Job Titles Held:

  • Compliance/Risk Analyst
  • BSA/AML Analyst
  • Teller Supervisor
  • Private Banker/Assistant Manager

Degrees

  • Bachelor of Science

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