Analytical: knowledge of methods required to investigate and analyze financial and gaming data.
Technical Knowledge: knowledge of and experience with tribal governments, tribal gaming commission/agencies or other tribal entities engaged in the regulation or enforcement of gaming laws.
Compliance: knowledge of methods required to investigate matters of interest and ensure regulatory compliance. Compliance Officers are responsible for monitoring the gaming activities and to insure compliance with tribal, state, and federal gaming laws and regulations.
Develop, implement and maintain the Title 31 Compliance program to ensure compliance with applicable Federal and State gaming regulations. Responsible for understanding and complying with Title 31, Office of Foreign Asset Controls (OFAC) and Anti-Money Laundering (AML) regulations and requirements. Oversee the daily Title 31 compliance operation to include but not limited to all reporting requirements and leading the Title 31 program. In addition, the incumbent in this position is responsible to promote positive guest relations through prompt, courteous and efficient service.
Oversee, process and ensure accuracy of Title 31 related forms completed by casino staff. Oversee and ensure timely and accurate submission of Title 31 required document filings. Maintain all regulated paperwork and postings. Monitor and review all Title 31 operational areas and assist in the drafting of sound, effective and operationally efficient internal control procedures that comply with all applicable laws and regulations. Investigate reported suspicious activity as related to Title 31. Address potential non-compliance issues promptly and appropriately. Ensure all team members are in compliance for all Title 31 programs, monitor team member Title 31 training and assist departments in meeting training requirements for successful and timely completion. Draft written responses to internal and external Title 31 audits. Provide any other Title 31 support to casino departments and functions as needed. Ensure full compliance with departmental Internal Controls, policies, procedures and regulations.Other duties as assigned.
National Indian Gaming Association-Commissioner Certification Course Level 1,2,3, Commissioner Certification Course GLI Labs Master, Commissioner Certification Course Surveillance Master
Bank Secrecy Act & AML Crash Course Certificate-Stringfellow Consulting Services Unlimited
Internal Audit Symposium Best Practices for Casino Internal Auditor-EGGHART
Regulating Gaming Technology-National Indian Gaming Commission
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