business risk associate resume example with 5+ years of experience

Jessica Claire
  • , , 609 Johnson Ave., 49204, Tulsa, OK 100 Montgomery St. 10th Floor
  • H: (555) 432-1000
  • C:
  • Date of Birth:
  • India:
  • :
  • single:
  • :
Professional Summary

Seasoned, multidisciplinary banking professional with extensive experience in strategic planning, due diligence, compliance, operations, and accounting. Proven track record of working on multiple projects simultaneously in high-pressure environments and forming cross-departmental relationships to achieve organizational goals and objectives. Passion for investing, data analytics and problem solving.

  • Research/Due Diligence
  • Financial Statement Review
  • Pivot Tables And Charts
  • Microsoft Office
  • Multi-tasking/Time Management
  • Collaboration
  • Solving/Analytical skills
  • Financial Modeling
  • Communication
  • Strategic Planning
  • Bias for Action
  • Team Leader
Work Experience
Business Risk Associate, 08/2020 - Current
Morgan Stanley Indianapolis, IN,
  • Advised colleagues in other departments, including Sales Desk, Client Service Team, and Trade Assistant to solve trade discrepancies
  • Collaborated with IT resources to plan, design, and implement new system functionality to reduce issue escalation time by 33%
  • Recognized for establishing strong relationships with cross-functional teams to accomplish common goal where collaboration is critical resulting in long-term trusted relationships and quick turnaround time
  • Served as project team leader and co-developed SharePoint Portal to track trade discrepancies, asset transfers, third-party payments, and financial crimes exit for compliance for audit purposes
  • Handled and manipulated 16K+ rows of data across 4 tables into digestible data to help senior mangers make calculated business improvements
  • Built pivot tables and charts to organize and showcase clients that are non-compliant which may result in significant fines and penalties
  • Supervised and trained two junior staffs
AML Compliance Analyst, 02/2019 - 07/2020
Amazon.Com, Inc. Skokie, IL,
  • Prepared reports and presentations of recurring quality control errors and aged client issues for discussion at weekly committee meetings
  • Acted as liaison between Compliance and Front Office to obtain Chief Executive Officer (CEO), Olivier Delay approval/denial of Politically Exposed Persons
  • Analyzed and recommended structural changes to generate improvements, including using SharePoint to track escalations to Compliance and Financial Crime division
KYC Analyst, 03/2018 - 02/2019
Israel Discount Bank Of New York New York, NY,
  • Conducted primary and secondary market research and due diligence using LexisNexis, WorldCheck, Orbis, Factiva, Google, and SEC database on approximately 30K companies and individuals collectively
  • Analyzed company 10-K, 10-Q and 8-K to search for operations that might point to Sanction concerns and/or ownership change
  • Reviewed transaction activity and investigated suspicious transactions in client accounts using Tableau
  • Collected confidential customer information, and conducted daily log entries
Enhanced Due Diligence (EDD) Analyst, 07/2017 - 03/2018
Morgan Stanley Wealth Management City, STATE,
  • Prepared reports, metrics, and research to support fraud initiatives and projects
  • Conducted more than 3K case reviews on host of industries and small cap companies in the oil and gas industry, real estate industry, healthcare industry, mining industry, and construction industry
  • Prioritized client requirements in order to meet urgent deadlines, greatly minimizing business risks
  • Managed client relationships through planning and reporting phases of all projects
  • 2020 - Certified Anti-Money Laundering Specialist (ACAMS)
  • Candidate for CFI's Financial Modeling & Valuation Analyst (FMVA) designation
MBA: Finance, Expected in 05/2022
St. John's University - Jamaica, NY
Status -
  • Cumulative GPA: 3.97/4.0
Bachelor of Arts: Forensic Accounting, Expected in 2016
John Jay College of Criminal Justice - New York, NY
Status -
  • Member of "The Association of Latino Professionals in Finance and Accounting"

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Resume Overview

School Attended

  • St. John's University
  • John Jay College of Criminal Justice

Job Titles Held:

  • Business Risk Associate
  • AML Compliance Analyst
  • KYC Analyst
  • Enhanced Due Diligence (EDD) Analyst


  • MBA
  • Bachelor of Arts

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