Provide backup to portfolio manager /Repurchase Agreement (REPO) Trader.
Execute FX spot and forward trades, cross -currency swaps and currency options trades considering the best way to implement these trades whilst minimizing transaction cost.
Captured arbitrage opportunities in American and European options across term structure.
Risk management and quantitative analysis skills producing Sharp ratio .3.0.
Charged with providing tailored market research, accurate buy/sell indications, timely stock trading and monthly management reports.
Processed buy/sell equity, option and mutual fund transactions using National Financial clearing system.
Implemented buy and sale orders for NASDAQ and listed stock options for workforce of over 30 brokers.
Maintained system to track potential demand for FOREX economic indicators and their likely impact on the FX trading market.
Perform validation of assets and information gathering from the fund rep and fund managers.
Liaison with portfolio managers, investment research teams and fund managers as well as custodians.
Daily monitoring and investigation of cross trade triggers from Charles Rivers system and Russell investment trade portal.
Keep current on laws and regulations, particularly those promulgated by SEC(and other regulators and.
SROs such as CFTC and NFA) which may affect investment advisers, investment commodity pool.
Operators and mutual funds.
05/2018 to 11/2018
Fixed Income Securities Middle Office AssociateExpedia – Nevada, MO,
Trade transactions and settlement.
Analyzed and supported trading activities for an account.
Determined risk of purchase and/or sale of trade based on current market condition.
Client facing via phone and email communication to address pressing issues relating to client accounts and trade.
Collaborated with Goldman Sachs traders and trading desk to fix net income, interest and settlement date discrepancies.
Allocated bonds into funds or account for clients as well as custodians.
Updated client SSI's regarding internal accounts, bank ID, agent ID and clearing house.
Ensured that trade are booked on T+1 bases using hydra trade booking system.
Investigated the status of failed trades post settlement date in Corona systems.
And also, send DTC confirms to client from Corona.
Teamed up with client implementation team to open new accounts for both existing clients and newly on boarded clients.
Used alert IAM system to determine accounts that are already setup for fund allocation.
Obtained trade allocations from trade web, Oasys system, and MarketAxess.
Used matching platforms such as CTM to allege trades.
Ensured that trades are cleared with the right clearing agent such as DTC, EC, and Fedwire or Bony.
Handling escalations, queries and other issues related to trade confirms.
Taking weekly and monthly team meetings, participating in process development regarding trade stepping through processes.
Liaising between trading desk, reconciliation and control group and counter parties to resolve any economic discrepancies on trade in timely, efficient manner e.g.
Corporate actions and changes in beneficial owners.
Communicate with internal teams, custodians and client support teams on various issues regarding trade allocation and settlement.
Ensure trade life cycling and corporate actions events are performed in accordance with Goldman Sachs internal compliance procedure.
11/2017 to 05/2018
Regulatory Operations AnalystChildren's National Medical Center – Upper Marlboro, MD,
Trade position monitoring and reporting based on T-plus basis.
In-depth Knowledge in 13G year-end filing for over 100 issuers and daily trigger monitoring.
CFTC large trader daily and quarterly reconciliation procedures.
Broad Based Index Option daily monitoring and reporting.
Advanced knowledge in position confirmation for various OTC Contracts as well as American and European options.
Daily monitoring and reporting of bank and financial holding institution thresholds.
Researching of ETF's for classification purposes and Pre-ETF restriction monitoring.
Beneficial ownership calculations using data from the Beneficial Ownership System (BOS).
Adequate knowledge on sourcing data from COBRA,BOS,EMMA,SEC,IFM,BLOOMBERG,REUTERS and other exchanges like NFX,NODAL,CME,ICE-US,ICE-EU,CBOT.
Adept understanding of daily workflow routines using Ops desktop and tempo.
Project implementation and execution.
Daily global phone conferencing with our partner reg.
Ops team in Bangalore, India regarding function implementation and data batch availability regarding our Americas functions.
Regular contact with both internal and external regulators, compliance and legal team regarding our functions.
Raising PDQ tickets when anomalies arise in my daily functions.
07/2016 to 04/2017
Graduate Research AssistantTexas A&M University – City, STATE,
Managed all research materials and logs.
Created spreadsheet using excel and used MS word for graphical representation of information.
Conducted academic related surveys.
Assisted faculty members with business literatures reviews.
Performed a variety of administrative tasks including preparation of power point presentations, data entry and analysis.
Conducted regression analysis related to the effects of option trading on security prices and trends of higher and lower yield stocks using data from think or swim trading platform.
Used v-look up to locate data and information regarding our research topics.
Participated in the 2016 think or swim trading competition, which includes analyzing stocks and the S&P 500.
Analyze stocks and bonds for educational and simulation purposes as instructed by my supervisor.
Facilitated a short-term project relating to the financial markets and the emergence of digital currencies in the banking sector.
The topic focused more on legislation from SEC.
Collaborated with faculty to establish research resources for their course-specific projects.
Managed student testing center and administer test and surveys.
Assisted professor with grading undergrads assignments.
Developed standard metadata schema to record historically significant images and design files.
Education and Training
Expected in 2017
Master of Science: Finance Texas A&M University - , GPA: GPA: 3.7
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