Trade Support Analyst Resume Example
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TRADE SUPPORT ANALYST
Summary
- Security trading (Stocks, currency, futures and forwards as well as crypto currencies)
- Professional level usage of money guide pro and Morningstar soft wares for financial advising
- Strong analytical skills.
- Self-motivated.
- Clear understanding of regulatory operations roles in investment banking operations.
- Clear understanding of the trade life cycle and the role of the middle office.
- Sense of ownership and accountability to client and business leadership.
- Strategic and target driven.
- Adapt to changes.
Skills
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Experience
Trade Support Analyst | 01/2019 to 02/2020
Spiderrock - Chicago , IL
Spiderrock - Chicago , IL
- Provide backup to portfolio manager /Repurchase Agreement (REPO) Trader.
- Execute FX spot and forward trades, cross -currency swaps and currency options trades considering the best way to implement these trades whilst minimizing transaction cost.
- Captured arbitrage opportunities in American and European options across term structure.
- Risk management and quantitative analysis skills producing Sharp ratio .3.0.
- Charged with providing tailored market research, accurate buy/sell indications, timely stock trading and monthly management reports.
- Processed buy/sell equity, option and mutual fund transactions using National Financial clearing system.
- Implemented buy and sale orders for NASDAQ and listed stock options for workforce of over 30 brokers.
- Maintained system to track potential demand for FOREX economic indicators and their likely impact on the FX trading market.
- Perform validation of assets and information gathering from the fund rep and fund managers.
- Liaison with portfolio managers, investment research teams and fund managers as well as custodians.
- Daily monitoring and investigation of cross trade triggers from Charles Rivers system and Russell investment trade portal.
- Keep current on laws and regulations, particularly those promulgated by SEC(and other regulators and.
- SROs such as CFTC and NFA) which may affect investment advisers, investment commodity pool.
- Operators and mutual funds.
Fixed Income Securities Middle Office Associate | 06/2018 to 12/2018
Expedia - Nevada , MO
Expedia - Nevada , MO
- Trade transactions and settlement.
- Analyzed and supported trading activities for an account.
- Determined risk of purchase and/or sale of trade based on current market condition.
- Client facing via phone and email communication to address pressing issues relating to client accounts and trade.
- Collaborated with Goldman Sachs traders and trading desk to fix net income, interest and settlement date discrepancies.
- Allocated bonds into funds or account for clients as well as custodians.
- Updated client SSI's regarding internal accounts, bank ID, agent ID and clearing house.
- Ensured that trade are booked on T+1 bases using hydra trade booking system.
- Investigated the status of failed trades post settlement date in Corona systems.
- And also, send DTC confirms to client from Corona.
- Teamed up with client implementation team to open new accounts for both existing clients and newly on boarded clients.
- Used alert IAM system to determine accounts that are already setup for fund allocation.
- Obtained trade allocations from trade web, Oasys system, and MarketAxess.
- Used matching platforms such as CTM to allege trades.
- Ensured that trades are cleared with the right clearing agent such as DTC, EC, and Fedwire or Bony.
- Handling escalations, queries and other issues related to trade confirms.
- Taking weekly and monthly team meetings, participating in process development regarding trade stepping through processes.
- Liaising between trading desk, reconciliation and control group and counter parties to resolve any economic discrepancies on trade in timely, efficient manner e.g.
- Corporate actions and changes in beneficial owners.
- Communicate with internal teams, custodians and client support teams on various issues regarding trade allocation and settlement.
- Ensure trade life cycling and corporate actions events are performed in accordance with Goldman Sachs internal compliance procedure.
Regulatory Operations Analyst | 12/2017 to 06/2018
Children's National Medical Center - Upper Marlboro , MD
Children's National Medical Center - Upper Marlboro , MD
- Trade position monitoring and reporting based on T-plus basis.
- In-depth Knowledge in 13G year-end filing for over 100 issuers and daily trigger monitoring.
- CFTC large trader daily and quarterly reconciliation procedures.
- Broad Based Index Option daily monitoring and reporting.
- Advanced knowledge in position confirmation for various OTC Contracts as well as American and European options.
- Daily monitoring and reporting of bank and financial holding institution thresholds.
- Researching of ETF's for classification purposes and Pre-ETF restriction monitoring.
- Beneficial ownership calculations using data from the Beneficial Ownership System (BOS).
- Adequate knowledge on sourcing data from COBRA,BOS,EMMA,SEC,IFM,BLOOMBERG,REUTERS and other exchanges like NFX,NODAL,CME,ICE-US,ICE-EU,CBOT.
- Adept understanding of daily workflow routines using Ops desktop and tempo.
- Project implementation and execution.
- Daily global phone conferencing with our partner reg.
- Ops team in Bangalore, India regarding function implementation and data batch availability regarding our Americas functions.
- Regular contact with both internal and external regulators, compliance and legal team regarding our functions.
- Raising PDQ tickets when anomalies arise in my daily functions.
Graduate Research Assistant | 08/2016 to 05/2017
Texas A&M University - City , STATE
Texas A&M University - City , STATE
- Managed all research materials and logs.
- Created spreadsheet using excel and used MS word for graphical representation of information.
- Conducted academic related surveys.
- Assisted faculty members with business literatures reviews.
- Performed a variety of administrative tasks including preparation of power point presentations, data entry and analysis.
- Conducted regression analysis related to the effects of option trading on security prices and trends of higher and lower yield stocks using data from think or swim trading platform.
- Used v-look up to locate data and information regarding our research topics.
- Participated in the 2016 think or swim trading competition, which includes analyzing stocks and the S&P 500.
- Analyze stocks and bonds for educational and simulation purposes as instructed by my supervisor.
- Facilitated a short-term project relating to the financial markets and the emergence of digital currencies in the banking sector.
- The topic focused more on legislation from SEC.
- Collaborated with faculty to establish research resources for their course-specific projects.
- Managed student testing center and administer test and surveys.
- Assisted professor with grading undergrads assignments.
- Developed standard metadata schema to record historically significant images and design files.
Education and Training
Texas A&M University
Master of Science
Finance, 2017
GPA: 3.7DISCLAIMER
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Resume Overview
School Attended
- Texas A&M University
Job Titles Held:
- Trade Support Analyst
- Fixed Income Securities Middle Office Associate
- Regulatory Operations Analyst
- Graduate Research Assistant
Degrees
- Master of Science
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