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trade support analyst resume example with 2+ years of experience

Jessica Claire
, , 609 Johnson Ave., 49204, Tulsa, OK 100 Montgomery St. 10th Floor
Home: (555) 432-1000 - Cell: - resumesample@example.com - : - -
Summary
  • Security trading (Stocks, currency, futures and forwards as well as crypto currencies)
  • Professional level usage of money guide pro and Morningstar soft wares for financial advising
  • Strong analytical skills.
  • Self-motivated.
  • Clear understanding of regulatory operations roles in investment banking operations.
  • Clear understanding of the trade life cycle and the role of the middle office.
  • Sense of ownership and accountability to client and business leadership.
  • Strategic and target driven.
  • Adapt to changes.
Skills
  • Financial Statement Preparation and analysis (Income statement, balance sheet and cash flow).
  • Ability to conduct statistical and computing analysis using Minitab software and excel.
  • Adept knowledge of MS Office (word, excel, outlook and power point).
  • Proficient in the usage of SPSS.
  • Superb skill in using vlook-up in excels.
  • Revenue forecasting using Minitab.
  • Process development
  • Administrative Processes
  • Quantitative analysis
  • Bank monitoring Reporting
  • BLOOMBERG terminal operations
  • Bonds Research
  • Risk management
  • Usage of SPSS
  • Data entry
  • Meticulous record keeping
  • Ops Workflow
  • Forecasting of sales
  • FOREX analysis and trading
  • Usage of Minitab software for forecasting
  • Presentation preparation
  • LifeCycle Management
  • Technical analysis
  • Academic, Financial, Process development, Technical analysis
  • Administrative, Forecasting, Processes, Phone
  • Backup, FOREX, Producing, Validation
  • Balance sheet, Funds, Quantitative analysis, Workflow
  • Banking, Legal, Record keeping, Year-end
  • BLOOMBERG, Market research, Reporting
  • Bonds, Market, Researching
  • Cash flow, Materials, Research
  • Contracts, Meetings, REUTERS
  • Clients, Excel, Risk management
  • Client, MS Office, Sales
  • Client support, Outlook, Simulation
  • Data entry, Power point, Spreadsheet
  • Email, MS word, SPSS
  • Equity, Word, SSI
  • Fedwire, Minitab, Supervisor
  • Filing, Presentations, Swaps
Experience
12/2018 to 01/2020
Trade Support Analyst Spiderrock Chicago, IL,
  • Provide backup to portfolio manager /Repurchase Agreement (REPO) Trader.
  • Execute FX spot and forward trades, cross -currency swaps and currency options trades considering the best way to implement these trades whilst minimizing transaction cost.
  • Captured arbitrage opportunities in American and European options across term structure.
  • Risk management and quantitative analysis skills producing Sharp ratio .3.0.
  • Charged with providing tailored market research, accurate buy/sell indications, timely stock trading and monthly management reports.
  • Processed buy/sell equity, option and mutual fund transactions using National Financial clearing system.
  • Implemented buy and sale orders for NASDAQ and listed stock options for workforce of over 30 brokers.
  • Maintained system to track potential demand for FOREX economic indicators and their likely impact on the FX trading market.
  • Perform validation of assets and information gathering from the fund rep and fund managers.
  • Liaison with portfolio managers, investment research teams and fund managers as well as custodians.
  • Daily monitoring and investigation of cross trade triggers from Charles Rivers system and Russell investment trade portal.
  • Keep current on laws and regulations, particularly those promulgated by SEC(and other regulators and.
  • SROs such as CFTC and NFA) which may affect investment advisers, investment commodity pool.
  • Operators and mutual funds.
05/2018 to 11/2018
Fixed Income Securities Middle Office Associate Expedia Nevada, MO,
  • Trade transactions and settlement.
  • Analyzed and supported trading activities for an account.
  • Determined risk of purchase and/or sale of trade based on current market condition.
  • Client facing via phone and email communication to address pressing issues relating to client accounts and trade.
  • Collaborated with Goldman Sachs traders and trading desk to fix net income, interest and settlement date discrepancies.
  • Allocated bonds into funds or account for clients as well as custodians.
  • Updated client SSI's regarding internal accounts, bank ID, agent ID and clearing house.
  • Ensured that trade are booked on T+1 bases using hydra trade booking system.
  • Investigated the status of failed trades post settlement date in Corona systems.
  • And also, send DTC confirms to client from Corona.
  • Teamed up with client implementation team to open new accounts for both existing clients and newly on boarded clients.
  • Used alert IAM system to determine accounts that are already setup for fund allocation.
  • Obtained trade allocations from trade web, Oasys system, and MarketAxess.
  • Used matching platforms such as CTM to allege trades.
  • Ensured that trades are cleared with the right clearing agent such as DTC, EC, and Fedwire or Bony.
  • Handling escalations, queries and other issues related to trade confirms.
  • Taking weekly and monthly team meetings, participating in process development regarding trade stepping through processes.
  • Liaising between trading desk, reconciliation and control group and counter parties to resolve any economic discrepancies on trade in timely, efficient manner e.g.
  • Corporate actions and changes in beneficial owners.
  • Communicate with internal teams, custodians and client support teams on various issues regarding trade allocation and settlement.
  • Ensure trade life cycling and corporate actions events are performed in accordance with Goldman Sachs internal compliance procedure.
11/2017 to 05/2018
Regulatory Operations Analyst Children's National Medical Center Upper Marlboro, MD,
  • Trade position monitoring and reporting based on T-plus basis.
  • In-depth Knowledge in 13G year-end filing for over 100 issuers and daily trigger monitoring.
  • CFTC large trader daily and quarterly reconciliation procedures.
  • Broad Based Index Option daily monitoring and reporting.
  • Advanced knowledge in position confirmation for various OTC Contracts as well as American and European options.
  • Daily monitoring and reporting of bank and financial holding institution thresholds.
  • Researching of ETF's for classification purposes and Pre-ETF restriction monitoring.
  • Beneficial ownership calculations using data from the Beneficial Ownership System (BOS).
  • Adequate knowledge on sourcing data from COBRA,BOS,EMMA,SEC,IFM,BLOOMBERG,REUTERS and other exchanges like NFX,NODAL,CME,ICE-US,ICE-EU,CBOT.
  • Adept understanding of daily workflow routines using Ops desktop and tempo.
  • Project implementation and execution.
  • Daily global phone conferencing with our partner reg.
  • Ops team in Bangalore, India regarding function implementation and data batch availability regarding our Americas functions.
  • Regular contact with both internal and external regulators, compliance and legal team regarding our functions.
  • Raising PDQ tickets when anomalies arise in my daily functions.
07/2016 to 04/2017
Graduate Research Assistant Texas A&M University City, STATE,
  • Managed all research materials and logs.
  • Created spreadsheet using excel and used MS word for graphical representation of information.
  • Conducted academic related surveys.
  • Assisted faculty members with business literatures reviews.
  • Performed a variety of administrative tasks including preparation of power point presentations, data entry and analysis.
  • Conducted regression analysis related to the effects of option trading on security prices and trends of higher and lower yield stocks using data from think or swim trading platform.
  • Used v-look up to locate data and information regarding our research topics.
  • Participated in the 2016 think or swim trading competition, which includes analyzing stocks and the S&P 500.
  • Analyze stocks and bonds for educational and simulation purposes as instructed by my supervisor.
  • Facilitated a short-term project relating to the financial markets and the emergence of digital currencies in the banking sector.
  • The topic focused more on legislation from SEC.
  • Collaborated with faculty to establish research resources for their course-specific projects.
  • Managed student testing center and administer test and surveys.
  • Assisted professor with grading undergrads assignments.
  • Developed standard metadata schema to record historically significant images and design files.
Education and Training
Expected in 2017 to to
Master of Science: Finance
Texas A&M University - ,
GPA:
GPA: 3.7

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Resume Overview

School Attended

  • Texas A&M University

Job Titles Held:

  • Trade Support Analyst
  • Fixed Income Securities Middle Office Associate
  • Regulatory Operations Analyst
  • Graduate Research Assistant

Degrees

  • Master of Science

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