COMPLIANCE AUDITOR Solutions focused Senior Compliance Auditor with 19+ years of experience overseeing compliance functions, monitoring internal controls of key business processes, their supporting applications and infrastructure, to measure effectiveness and mitigate risk. Recognized to being both reactive to developments in the regulatory and governance environment and proactive in areas related to compliance education and training. Highly effective manager, proficient in developing and leading productive and profitable teams in identifying gaps and/or risk exposure in operations and implementing strong systems of checks and balances.
- Guest services
- Inventory control procedures
- Merchandising expertise
- Loss prevention
- Cash register operations
- Product promotions
Union City, GA, 03/2005 - 05/2016
- Liaison between Fund Office and Fund Attorney; supplying testimony and documentation support for appropriate legal action.
- Management of Compliance Auditors, Audit and Compliance processors.
- Representative at Delinquency Board Committee meetings.
- Played pivotal role of subject matter expert on audit issues presented to Delinquency Board, Corporate Attorneys, and Courts of Law.
- Review company accounts and conduct audit on-site, by correspondence, or by summoning company officers.
- Examine financial records and interview workers to ensure proper recording of transactions and compliance with the Employee Retirement Income Security Act (ERISA), Multi-Employer, Taft-Hartley, Defined Benefit Plans, as well as compliance with rules and regulations of various Trust Agreements.
- Provide clear, concise, and appropriate documentation for work performed, issues, and observations.
- Reconcile and verify payroll records, unemployment insurance premiums, workers' compensation coverage, liabilities, and Federal and State tax returns.
- Train staff members on procedures to follow in setting up accounts and providing technical assistance when issues arise from the Portal software.
- Streamlined the audit billing process by 40% by creating computerized forms.
- Created pre-audit questionnaire for contractors to complete to identify potential issues with an audit.
- Spearheaded development of Online Portal by performing initial testing with select contractors to create process.
- Created an Auditor handbook that is used for training and continued education for auditors.
- Conducted audits on internal controls and developed reports on findings.
- Supervised and coordinated projects for external auditors and examiner evaluations.
- Cultivated long-term relationships with clients to accurately quote pricing and terms that achieve customer objectives.
Charlotte, NC, 10/2004 - 04/2012
Responsible for contribution input and collection of accounts on contractor base totaling 1400 contractually bound contractors.
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School Attended
- Mount Vernon Nazarene University
Job Titles Held:
- Contractor Relations Manager
- Audit Manager
Degrees
- Associate of Arts
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