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Jessica Claire
  • Montgomery Street, San Francisco, CA 94105
  • Home: (555) 432-1000
  • Cell:

Veteran KYC Analyst with 5 years of experience monitoring and analyzing client relationships and business trends to make banking and financial transaction safe . Interfaced with clients to understand needs, examined existing and proposed contract details to recommend effective implementation, conducted data analysis to report on contract performance relative to company objectives to prevent illicit money transfer or transaction. Critically-thinking professional optimizing client relations and contract quality.



● Excellent customer service

● Critical Thinking

● Comprehensible documentation

● Team Player

● Excellent communication skill




● Transaction Reviews

● Periodic review




AML\KYC ANALYST, 03/2019 to 03/2020
Bank Of The WestEagar, AZ,
  • Collaborated with AML officials to analyze transaction data and identify patterns and trends potentially indicative of unethical activity.
  • Attended company meetings with executives, shareholders and managers to provide input on prospective clients and suppliers, advising on contract compatibility with company objectives.
  • . Auto High Risk client with the use of software like (Actimize, Cognos, Chanelink, Salesforce)
    . Documentation of dispositions correctly to met the required standard for COE(Centre of Excellence)
    . Meeting with RM(Risk Managers) to reach out to client incase of missing, incomplete profile for the purpose of getting a detailed business description or complete information
    . Thoroughly checking application profiles with wrong NAICS code to prevent triggering profile to High Risk or turning a High risk to Low risk
    . Following the banking regulation to fish out OFAC relates cases
    . Making the right call to identity a SAR worthy file or case.
  • Implemented database and document processing compliance with applicable regulations and company policies targeted towards prevention of money laundering and unethical practices.
  • Liaised with branch managers to receive feedback on customer satisfaction and provide guiJessicace on achieving KYC objectives.
  • Thoroughly handled all kind of alert( CDD, EDD , SPDD)
KYC/CDD Analyst, 11/2017 to 01/2019
Guardian LifeRegional Group Sales, MO,
  • Developed and implemented processes to increase accuracy and efficiency of entity/ company analysis.
  • Performed Customer Due Diligence on corporate clients by identifying and verifying the available information using approved sources.
  • Coordinate with senior manager to determine appropriate risk management.
  • Attend regular training seminars and conferences to remain updated on federal regulations.
  • Prepare and maintain case files for ongoing investigations.
  • Confirmed compliance with fraud protection guidelines.
  • Performed daily review of investor AML documentation and trade referrals.
  • Utilized knowledge of AML/KYC policy to independently identify missing or insufficient client CDD information.
  • Aided senior leadership during executive decision-making process, generating daily bond Excel reports to recommend corrective actions and improvements.
AML Compliance Investigator, 09/2016 to 11/2017
BBVA CompassCity, STATE,
  • Oversaw integration of required changes into bank operations, proactively identifying and correcting problems.
  • Produced in-depth reports outlining findings and recommendations for improvement.
  • Gathering and analyzing CIP documents in accorJessicace with regulatory and KYC requirements.
  • Performs Enhanced Due Diligence on customers deemed high risk, and suggested account restrictions and/or account closures based on risk to the institution.
  • Conducted research within available bank systems, the internet, and third-party database vendors consistent with the resolution of investigations.
  • Performed EDD on all entities via Lexis- Nexis, world check, and additional internal and external resources,
  • Identify any red flags to escalate to Compliance team.
  • Responded to a wide range of customer enquiries, resolving issues satisfactorily
  • Provide monthly reporting on error type and validity.
  • Manage workload to meet stretching targets and strict deadlines.
KYC Analyst, 01/2015 to 08/2016
Capital One BankCity, STATE,
  • Participated in new client onboarding and contract renewal processes, conducting due diligence on contract performance and recommending adjustments to better meet client needs.
  • Performed User Acceptance Testing for KYC Applications and KYC remediation projects
  • Collected and documented data including SAR history KYC information and Transaction data
  • Liaised with clients, front office, credit, legal, technology and operations as part of the KYC process.
  • Confirmed timely resolution of work assignments by organizing and prioritizing appropriately
  • Approved new and existing accounts based on reviews of the client KYC documentation.
  • Solicit, analyze, track data, create reports, identify problems, and recommend solutions pertaining to budgeting and financial execution.
  • Monitoring "Know Your Customer", OFAC, cross-border wire transfers and currency activity, etc.
  • Completed and/or Corrected all missing or incorrect information on records that were reviewed.
AML Compliance Analyst, 04/2014 to 12/2014
  • Worked closely with team members to deliver project requirements, develop solutions and meet deadlines.
  • Evaluated monthly database reports and noted any account activities that required further investigations.
  • Ensured that international transactions were in compliance with federal guidelines.
  • Responded to all system alerts, determined if further investigation was required.
  • Evaluates wire transfers and other payments for potential fraud, money laundering, patterns and inconsistencies.
  • Understand and keep update on the current Red Flags and industry trends related to AML.
  • Analyzed clients' database to create Customer Monitoring Report.
  • Effectively escalated any items of concern to team leads or managers within a timely manner.
Education and Training
Bachelor of Science: PSYCHOLOGY, Expected in 05/2011

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School Attended
Job Titles Held:
  • KYC/CDD Analyst
  • AML Compliance Investigator
  • KYC Analyst
  • AML Compliance Analyst
  • Bachelor of Science