detailed-oriented, and relentlessly resourceful professional with over 14 years
of combined experience in finance and bank compliance seeking a rewarding
career with emphasis in compliance and regulatory requirements for the
financial industry where I can enhance my skills for the success of the
Remarkable level of energy, vision and drive
Strong work ethic and sightfulness
Tenacious, proactive, and dedicated leader
Goal-oriented, self-sufficient and positive
Strong account analysis skills
Rapid data entry skills
Superb problem solving and analytical skills
High degree of personal integrity
Operational efficiency and attention to detail
Compliance, banking laws and regulations
Consumer banking specialist
KYC Specialist, 2012 to 2016 JPMorgan Chase – Houston, TX
Conduct complex research to determine disposition of any open records, properly identify risks, and escalate high-risk findings to the higher management.
Utilize knowledge of payment flows, customer patterns, relevant current events, and significant transactions. Ensure proper escalation, vetting, and approval of Negative Media and AML/Sanctions Alerts.
Coordinate with internal teams to discuss AML/KYC requirements and convey KYC approval Status.
Responsible for collecting, reviewing, responding, and analyzing data and/or documentation and to ensure compliance with department SLAs, policies, and/or regulatory and risk requirements is met.