kyc aml due diligence analyst resume example with 4+ years of experience
- Montgomery Street, San Francisco, CA 94105 609 Johnson Ave., 49204, Tulsa, OK
- (555) 432-1000
- resumesample@example.com
- Date of Birth:
- India:
- single:
- :
Highly motivated professional with experience in various investigation/research analyst positions. Skilled in areas of compliance and corporate security with focus on fraud prevention, halting financial crime and terrorist financing, and quality assurance of information and reports. Experienced working with KYC and has experience following the USA Patriots Act and Bank Secrecy Act standards. Completed Extensive due diligence investigations using public and private databases in accordance with Anti-Money Laundering (AML), BSA and other regulatory standards to prevent risks. Completed extensive due diligence investigations using public and private databases in accordance with Anti-Money Laundering ( AML ), BSA and other regulatory standards to prevent risks. Possesses the ability to work both independently and/or in a team environment. Demonstrates leadership with strong management, computer, analytical and interpersonal skills. Excellent communications skills.
|
|
- Anti- Money Laundering Program for Global General Services
- Office of Foreign Assets Control Training Program – OFAC
- Suspicious Activity Report Training for US Investigative Units
- Anti- Corruption Training
- Resiliency Risk Awareness Training
- Privacy Awareness
- Cybersecurity Training
- Collaborated with team of 35 in the development of Project know Your Job Functions
Ameresco – Melville, NY
•Verifies all aspects of Client Identification Program (CIP) and necessary account opening documents are provided and in accordance with know Your Customer (KYC), USA Patriot Act and Bank Secrecy Act (BSA) standards.
•Identifies accurate risk rating for individual/non-individual accounts to highlight high risk jurisdictions, cash intensive/high risk businesses and Politically Exposed Persons(PEPs) or Relatives or Close Associates (RCAs)
•Completes extensive due diligence investigations using public and private databases in accordance with Anti-Money Laundering (AML), BSA and other regulatory standards to assist business units and prevent operational and reputational risks.
•Performs checks on all employees, consultants, vendors, contractors and third party advisers against World Check Risk Screen, FinCEN list, and OFAC Specially Designated Nationals List (SDN) and Blocked Persons list.
•Conducts enhanced due diligence research in attempts to find derogatory/background information used to aid client advisors' decisions in initiating, maintaining or closing business relationships
•Ensures final reports are comprehensive, compliant and suitable for use in the client on-boarding decision-making processes.
•Helps test functionality of new due diligence software/databases by identifying areas of improvement.
•Designated as Cohesion Focus Group Representative.
•Oversees. the training of new employees in various lines of business.
- Identified and researched patterns, trends and anomalies in transactional and customer data to detect and prevent suspicious activity related to money laundering and terrorist financing.
- Researched and verified parties involved in suspicious activities and transactions against various databases such as LexisNexis and World-Check.
- Workers Performance and job motivation increased by 20% by actively ensuring awareness programs,motivational speeches ,training and lunch parties by weekly
Community National Bank & Trust – City, STATE
• Delivered quality customer service in a high paced environment.
• Resolved customer disputes and complaints with complete professionalism.
• Managed staff of approximately 65 employees.
• Acted as a team leader to generate and encourage projected daily sales.
• Handled cash management and money transfers.
• Kept track of inventory and equipment.
• Reported all transactions, daily sales and summaries.
• Handed in all finalized time sheets for employees at shift ends.
• Possessed an ability to perform all positions if necessary.
- Monitored employee tasks to gauge business functions and inefficiencies.
TD Ameritrade Inc. – City, STATE
• Successfully insured procedural compliance of 140+ residents.
• Provided daily management reports, resulting in disciplinary action.
• Reconciled residents' records to ensure attendance compliance, resulting in 98% success rate in 2018.
• Responsible to compile and maintain resident information via Access database.
• Supervised and coordinated meal services.
• Screened incoming and outgoing resident communications.
• Served as a community advisor for visiting residents.
• Maintain 100% security for 2019.
• Performed special projects as required.
- Reviewed reports and individual transactions which appeared suspicious to uncover possible fraudulent activity.
- Analyzed large amounts of data to find patterns of fraud and anomalies.
- Collaborated with internal and external stakeholders to create and maintain fraud prevention strategies.
- Demonstrated creativity and resourcefulness through development of innovative solutions
- Used strong analytical and problem-solving skills to develop effective solutions for challenging situations
- Gained strong leadership skills by managing projects from start to finish
- Delivered services to customer locations within specific time frames
- Paid attention to detail while completing assignments
- Adaptable and proficient in learning new concepts quickly and efficiently
- Resolved problems, improved operations and provided exceptional service
- Completed paperwork, recognizing discrepancies and promptly addressing for resolution
- Acted as a team leader in group projects, delegating tasks and providing feedback
- Demonstrated a high level of initiative and creativity while tackling difficult tasks
- Applied effective time management techniques to meet tight deadlines
- Passionate about learning and committed to continual improvement
- Used critical thinking to break down problems, evaluate solutions and make decisions
- Demonstrated strong organizational and time management skills while managing multiple projects
- Developed and maintained courteous and effective working relationships
- Strengthened communication skills through regular interactions with others
- Identified issues, analyzed information and provided solutions to problems
Long Island Business Institute - Flushing - Flushing, NY
Lagos State University - Lagos,Nigeria
1.CERTIFIED ANTI-MONEY LAUNDERING PROFESSIONAL
(CAMP)
Issued: Financial Crime Academy
2.CERTIFIED ANTI-FINANCIAL CRIME PROFESSIONAL (CFCP)
Issued: Financial Crime Academy
3.CERTIFIED AUDIT AND INVESTIGATIONS PROFESSIONAL
(CAIP)
Issued: Financial Crime Academy
4.CERTIFIED DATA PRIVACY SOLUTIONS ENGINEER (CDPSE).
Issued: ISACA
5. CERTIFIRD INFORMATION SYSTEMS AUDITOR (CISA)
Issued: ISACA
6. Certified Professional Forensics Analyst (CPFA)
Issued: Network Intelligence
7. Certified Data Privacy Practitioner .CDPP
Issued: Network Intelligence
8.Certified Web Application Security Professional CWASP
Issued: Network Intelligence
9.CompTIA Security+
Issued: CompTIA .ORG
10.Certified Cloud Practitioner CCP
Issued: Amazon Web Services (AWS)
By clicking Customize This Resume, you agree to our Terms of Use and Privacy Policy
Your data is safe with us
Any information uploaded, such as a resume, or input by the user is owned solely by the user, not LiveCareer. For further information, please visit our Terms of Use.
Resume Overview
School Attended
- Long Island Business Institute - Flushing
- Lagos State University
Job Titles Held:
- KYC/ AML Due Diligence Analyst
- Financial Compliance Analyst
- AML Fraud Analyst
Degrees
- Associate of Science
- Bachelor of Science
By clicking Customize This Resume, you agree to our Terms of Use and Privacy Policy